Q3 2025 · 13F-HR
Thomas J. Herzfeld Advisors, Inc.holdings as filed
Filed 2025-11-12 · accession 0001398344-25-020702
$291.7M
Reported value
104
Positions
2025-09-30
Period end
The Brief · Thomas J. Herzfeld Advisors, Inc. · Q3 2025
AI · grounded in 13F
Thomas J. Herzfeld Advisors, Inc. established a new position in PIMCO Dynamic Income Strategy Fund PDX valued at $39.1M. The fund also added new holdings in Highland Floating Rate Opportunities Fund HFRO for $17.8M and Saba Capital Income & Opport II SABA for $16.3M. Other new entries include Herzfeld Credit Income Fund, Inc. at $14.5M and PGIM ETF TR PAAA at $10.6M.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 69346N107 | PDX | PIMCO Dynamic Income Strategy Fund | $39.1M | 13.4% | 1,569,891 | Common | SOLE |
| 43010E404 | HFRO | Highland Floating Rate Opportunities Fund | $17.8M | 6.09% | 2,796,339 | Common | SOLE |
| 880198205 | SABA | Saba Capital Income & Opport II | $16.3M | 5.59% | 1,787,446 | Common | SOLE |
| 42804T106 | HERZ | Herzfeld Credit Income Fund, Inc. | $14.5M | 4.98% | 6,100,753 | Common | SOLE |
| 69344A834 | PAAA | PGIM ETF TR | $10.6M | 3.63% | 205,593 | Common | SOLE |
| 67072T108 | JFR | Nuveen Floating Rate Income | $10.5M | 3.61% | 1,287,853 | Common | SOLE |
| 112830104 | RA | Brookfield Real Assets Incom | $9.7M | 3.32% | 724,706 | Common | SOLE |
| 82889N855 | PFIX | Simplify Exchange Traded Fun | $9.2M | 3.16% | 191,613 | Common | SOLE |
| 78518H202 | BRW | Saba Capital Income & Opport | $9.1M | 3.13% | 1,175,007 | Common | SOLE |
| G3156P103 | ASA | ASA Gold and Precious Metals Ltd | $8.3M | 2.84% | 180,645 | Common | SOLE |
| 72203T100 | PAXS | PIMCO Access Income Fund | $7.8M | 2.69% | 481,437 | Common | SOLE |
| 101507101 | STEW | SRH Total Return Fund Inc | $6.8M | 2.34% | 375,454 | Common | SOLE |
| 30290Y101 | FSCO | FS Credit Opportunities Corp | $6.7M | 2.28% | 963,509 | Common | SOLE |
| 338478100 | XFFCX | Flaherty & Crumrine Pfd Secs | $6.5M | 2.22% | 382,783 | Common | SOLE |
| 64133Q108 | NBXG | Neuberger Brman Next Genera | $6.1M | 2.08% | 394,211 | Common | SOLE |
| 46434V860 | TFLO | iShares Tr | $5.4M | 1.86% | 107,519 | Common | SOLE |
| 26433C105 | DPG | Duff & Phelps Utility and Infrastructure Fund Inc. | $5.4M | 1.86% | 420,950 | Common | SOLE |
| 69355J104 | SDHY | PGIM Short Dur Hig yld Opp F | $5.4M | 1.84% | 321,346 | Common | SOLE |
| 67080R102 | NPFD | Nuveen Vriabl Rat Pfd & Inm | $5.2M | 1.79% | 261,335 | Common | SOLE |
| 19248C105 | LDP | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $4.8M | 1.64% | 221,196 | Common | SOLE |
| 09260K101 | BSTZ | BlackRock Science and Technology Trust II | $4.6M | 1.59% | 209,711 | Common | SOLE |
| 874036106 | TWN | The Taiwan Fund Inc | $4.6M | 1.57% | 84,582 | Common | SOLE |
| 885213108 | TBLD | Thornburg Incm Builder Opp Tr | $4.5M | 1.55% | 227,958 | Common | SOLE |
| 69355M107 | PDO | PIMCO Dynamic Income Oprnts | $4.5M | 1.54% | 318,125 | Common | SOLE |
| 486606106 | KYN | Kayne Anderson Energy Infrst | $4.0M | 1.36% | 321,171 | Common | SOLE |
| 74347G416 | — | ProShares UltraShort S&P500 | $3.9M | 1.35% | 271,755 | Common | SOLE |
| 76883Y107 | RFMZ | Rivernorth Flexible Mun Income Fund II, Inc. | $3.9M | 1.34% | 300,513 | Common | SOLE |
| 691543847 | OXLC | Oxford Lane Cap Corp | $3.9M | 1.32% | 227,872 | Common | SOLE |
| 67073D102 | XJQCX | Nuveen Credit Strategies Income Fund | $3.6M | 1.24% | 684,381 | Common | SOLE |
| 27901F109 | XTEAX | Ecofin Sustainable and Social Impact Term Fund | $2.8M | 0.95% | 234,542 | Common | SOLE |
| 03464A100 | FINS | Angel Oak Final Strategies Incm Trm Trst | $2.7M | 0.93% | 207,513 | Common | SOLE |
| 67075F105 | XDIAX | Nuveen Dow 30 Dynamic Overwrite Fund | $2.7M | 0.92% | 180,969 | Common | SOLE |
| 155123102 | CET | Central Securities Corp | $2.7M | 0.92% | 52,228 | Common | SOLE |
| 36242H104 | XGDVX | The Gabelli Dividend & Income Trust | $2.6M | 0.88% | 95,140 | Common | SOLE |
| 56064Q107 | MEGI | NYLI CBRE Gbl Infr Megtrnds | $2.5M | 0.86% | 171,242 | Common | SOLE |
| 72201J104 | PFN | PIMCO Income Strategy FdII | $2.4M | 0.83% | 319,586 | Common | SOLE |
| 89147L886 | TYG | Tortoise Energy Infra Corp | $2.3M | 0.78% | 53,109 | Common | SOLE |
| 30151E806 | CEFS | Exchange Listed FDS Tr | $2.2M | 0.77% | 98,498 | Common | SOLE |
| 09662E109 | DSM | BNY Mellon Strategic Mun Bd | $2.0M | 0.69% | 338,579 | Common | SOLE |
| 09257D102 | BGX | Blackstone / GSO Long-Short Credit Income Fund | $1.9M | 0.65% | 159,161 | Common | SOLE |
| 72200N106 | XPCQX | PIMCO Calif Mun Income Fund | $1.9M | 0.65% | 218,743 | Common | SOLE |
| 59318E102 | CMU | MFS High Yield Municipal Trust | $1.9M | 0.65% | 546,440 | Common | SOLE |
| 59318B108 | CXH | MFS Investment Grade Municipal Trust | $1.9M | 0.65% | 240,371 | Common | SOLE |
| 670735109 | JLS | Nuveen Mortgage and Income Fund | $1.8M | 0.62% | 97,359 | Common | SOLE |
| 87911K100 | HQL | Aberdeen Life Sciences Investor | $1.8M | 0.62% | 116,937 | Common | SOLE |
| 87911J103 | HQH | Aberdeen Healthcare Investors | $1.7M | 0.60% | 94,616 | Common | SOLE |
| 36465E101 | GNT | GAMCO Nat Res Gold and Income | $1.7M | 0.57% | 235,268 | Common | SOLE |
| 95790B109 | DMO | Western Asset Mortgage Opp Fund Inc. | $1.6M | 0.55% | 137,559 | Common | SOLE |
| 56064K100 | MMD | NYLI MacKay Defined Term Muni | $1.5M | 0.50% | 96,504 | Common | SOLE |
| 09257P105 | BTT | BlackRock Municipal 2030 Target Term Trust | $1.1M | 0.38% | 49,300 | Common | SOLE |
| 552738106 | MFM | MFS Municipal Income Trust | $729,790 | 0.25% | 135,397 | Common | SOLE |
| 05588W108 | LEO | BNY Mellon Strategic Muns In | $585,031 | 0.20% | 93,605 | Common | SOLE |
| 78463V107 | GLD | SPDR Gold Tr | $496,947 | 0.17% | 1,398 | Common | SOLE |
| 09253T101 | XMVTX | BlackRock MuniIvest FD II Inc. | $490,149 | 0.17% | 46,110 | Common | SOLE |
| 59318D104 | CXE | MFS High Income Mun Tr | $453,647 | 0.16% | 121,948 | Common | SOLE |
| 24610T108 | VFL | Aberdeen National Municipal Income Fund | $270,515 | 0.09% | 26,366 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF Tr | $259,810 | 0.09% | 390 | Common | SOLE |
| 09662W109 | DMB | BNY Mellon Municipal Bond Infrastructure Fund, Inc. | $249,535 | 0.09% | 23,321 | Common | SOLE |
| 92535C104 | CCIF | Carlyle Credit Income Fund | $196,041 | 0.07% | 33,684 | Common | SOLE |
| 74349Y829 | QID | ProShares TR | $183,479 | 0.06% | 8,522 | Common | SOLE |
| 46090E103 | QQQ | Invesco QQQ Tr | $162,100 | 0.06% | 270 | Common | SOLE |
| 64110L106 | NFLX | Netflix, Inc. | $119,892 | 0.04% | 100 | Common | SOLE |
| 19842X109 | STK | Columbia Seligman Premium Technology Growth Fund | $118,145 | 0.04% | 3,345 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MidCap 400 ETF Tr | $89,405 | 0.03% | 150 | Common | SOLE |
| 87261Y106 | TMC | TMC The Metals Company Inc | $82,243 | 0.03% | 12,911 | Common | SOLE |
| 21924B302 | CLM | Cornerstone Strategic Value Fund Inc | $78,983 | 0.03% | 9,539 | Common | SOLE |
| 30303M102 | META | Meta Platforms Inc | $73,438 | 0.03% | 100 | Common | SOLE |
| 25065A502 | DMA | Destra Multi-Alternative Fd | $69,863 | 0.02% | 8,086 | Common | SOLE |
| 46138W107 | FXY | Investco CurrencyShares Japan | $37,326 | 0.01% | 600 | Common | SOLE |
| 33718W103 | FPF | First Tr Inter Dur Pfd & In | $35,562 | 0.01% | 1,857 | Common | SOLE |
| 034948109 | ANGX | Angel Studios Inc | $33,111 | 0.01% | 5,699 | Common | SOLE |
| 33848E106 | PFO | Flaherty & Crumrine Pfd Inco | $31,337 | 0.01% | 3,214 | Common | SOLE |
| 64107A113 | NPWR/WS | Net Power Inc. | $24,578 | 0.01% | 32,771 | Common | SOLE |
| 47109U104 | JOF | Japan Smaller Capitalization Fund Inc | $19,510 | 0.01% | 1,851 | Common | SOLE |
| 74623V111 | PCTTW | Purecycle Technologies Inc | $18,445 | 0.01% | 5,457 | Common | SOLE |
| 500634209 | KF | The Korea Fund Inc | $18,412 | 0.01% | 602 | Common | SOLE |
| 298768102 | EEA | The European Equity Fund Inc | $18,223 | 0.01% | 1,681 | Common | SOLE |
| 88018T101 | TDF | Templeton Dragon Fd Inc. | $16,403 | 0.01% | 1,408 | Common | SOLE |
| 644465106 | GF | The New Germany Fund Inc | $14,444 | 0.00% | 1,249 | Common | SOLE |
| 95766A101 | XEMDX | Western Asset Emerging Mkts | $14,438 | 0.00% | 1,399 | Common | SOLE |
| 592835102 | MXF | The Mexico Fund, Inc. | $13,889 | 0.00% | 705 | Common | SOLE |
| 592834105 | MXE | Mexico Equity & Income Fd | $13,579 | 0.00% | 1,144 | Common | SOLE |
| 00301W105 | AEF | Aberdeen Emerging Markets Equity Inc. | $12,921 | 0.00% | 1,994 | Common | SOLE |
| 670750108 | NMAI | Nuveen Mutli Asset Income Fund | $12,694 | 0.00% | 978 | Common | SOLE |
| 612160119 | AIRJW | Montana Technologies Corp | $11,522 | 0.00% | 15,307 | Common | SOLE |
| 74347W130 | SVXY | ProShares Short VIX Short-Term Futures ETF | $11,207 | 0.00% | 220 | Common | SOLE |
| 880191101 | EMF | Templeton Emerging Markets Fund | $11,048 | 0.00% | 660 | Common | SOLE |
| 00326L100 | XAODX | Aberdeen Total Dynamic Dividend Fund | $10,983 | 0.00% | 1,161 | Common | SOLE |
| 86164T107 | EDF | Virtus Stone HBR Emrg Mkts I | $10,363 | 0.00% | 2,052 | Common | SOLE |
| 61745C105 | IIF | Morgan Stanley India Investment Fund Inc | $10,303 | 0.00% | 391 | Common | SOLE |
| 872340104 | TSI | TCW Strategic Income Fund Inc | $9,840 | 0.00% | 2,000 | Common | SOLE |
| 368802104 | GAM | General American Investors Co Inc | $6,967 | 0.00% | 112 | Common | SOLE |
| 092524107 | XBGYX | BlackRock Enhanced International Dividend Trust | $6,963 | 0.00% | 1,211 | Common | SOLE |
| 006212104 | ADX | Adams Diversified Equity Fund Inc | $6,722 | 0.00% | 301 | Common | SOLE |
| 09260U109 | BCAT | BlackRock Cap Allocation Tr | $6,434 | 0.00% | 435 | Common | SOLE |
| 362397101 | GAB | Gabelli Equity Trust Inc | $6,361 | 0.00% | 1,044 | Common | SOLE |
| 09251A104 | BDJ | BlackRock Enhanced Equity Dividend Trust | $6,174 | 0.00% | 678 | Common | SOLE |
| 780910105 | RVT | Royce Small-Cap Trust Inc. | $6,163 | 0.00% | 382 | Common | SOLE |
| 895436103 | TY | Tri-Continental Corp | $6,149 | 0.00% | 181 | Common | SOLE |
| 529900102 | ASG | Liberty All Star Growth Fund Inc | $5,977 | 0.00% | 1,077 | Common | SOLE |
| 67090X107 | JCE | Nuveen Core Equity Alpha Fund | $5,946 | 0.00% | 378 | Common | SOLE |
| 670699107 | QQQX | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $5,944 | 0.00% | 216 | Common | SOLE |
| 530158104 | USA | Liberty All Star Equity Fund | $5,220 | 0.00% | 823 | Common | SOLE |
| 92835W107 | ZTR | Virtus Total Return Fund Inc. | $4,465 | 0.00% | 692 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.