Q1 2026 · 13F-HR
AWM Investment Company, Inc.holdings as filed
Filed 2026-05-15 · accession 0001535264-26-000032
$903.4M
Reported value
98
Positions
2026-03-31
Period end
The Brief · AWM Investment Company, Inc. · Q1 2026
AI · grounded in 13F
AWM Investment Company, Inc. closed its position in ADMA Biologics, Inc. ADMA, reducing its exposure by $40.1M. The fund also exited its holding in Forge Global Holdings, Inc. FRGE for $11.8M. On the buy side, the fund established a new position in Willow Lane Acquisition Corp. WLAC worth $8.3M and increased its stake in Tigo Energy, Inc. TYGO by 802.6%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 00760J108 | AEHR | Aehr Test Systems | $59.1M | 6.54% | 1,593,971 | Common | SOLE |
| 65487K100 | LASR | nLight, Inc. | $58.4M | 6.46% | 1,023,739 | Common | SOLE |
| 925815102 | VICR | Vicor Corporation | $46.4M | 5.14% | 288,180 | Common | SOLE |
| 09263B207 | BKSY | BlackSky Technology, Inc. | $43.4M | 4.81% | 1,725,610 | Common | SOLE |
| M51474118 | GILT | Gilat Satellite Networks, Ltd. | $34.6M | 3.83% | 2,302,767 | Common | SOLE |
| 65443P102 | MASS | 908 Devices, Inc. | $31.8M | 3.52% | 5,199,924 | Common | SOLE |
| 030111207 | AMSC | American Superconductor Corp | $27.1M | 3.00% | 801,604 | Common | SOLE |
| 500600101 | KOPN | Kopin Corporation | $26.6M | 2.94% | 11,814,812 | Common | SOLE |
| 008073108 | AVAV | Aerovironment, Inc. | $23.9M | 2.65% | 130,658 | Common | SOLE |
| 453204109 | PI | Impinj, Inc. | $21.3M | 2.35% | 207,018 | Common | SOLE |
| 532257805 | LPTH | LightPath Technologies, Inc. | $20.4M | 2.26% | 2,037,610 | Common | SOLE |
| 24477V105 | DFTX | Definium Therapeutics, Inc. | $20.4M | 2.25% | 1,076,893 | Common | SOLE |
| 87427V103 | TALK | Talkspace, Inc. | $19.8M | 2.19% | 3,826,892 | Common | SOLE |
| 92259N302 | VELO | Velo3D, Inc. | $18.6M | 2.06% | 1,978,282 | Common | SOLE |
| 30041T104 | MRAM | Everspin Technology, Inc. | $18.3M | 2.02% | 2,077,241 | Common | SOLE |
| 04206A101 | ARLO | Arlo Technologies, Inc. | $18.0M | 1.99% | 1,265,109 | Common | SOLE |
| 124155102 | BFLY | Butterfly Network, Inc. | $17.9M | 1.98% | 4,430,593 | Common | SOLE |
| 913915104 | UTI | Universal Technical Institute, | $17.7M | 1.95% | 489,098 | Common | SOLE |
| 157210105 | CEVA | CEVA, Inc. | $16.2M | 1.79% | 864,806 | Common | SOLE |
| 73931J109 | AIOT | PowerFleet, Inc. | $14.5M | 1.60% | 4,701,506 | Common | SOLE |
| 88339P101 | REAL | The RealReal, Inc. | $13.5M | 1.49% | 1,483,847 | Common | SOLE |
| M81865111 | RDCM | RADCOM, Ltd. (Israel) | $12.1M | 1.33% | 991,261 | Common | SOLE |
| B5950S113 | MDXH | MDxHealth, SA (Belgium) | $12.0M | 1.33% | 5,221,282 | Common | SOLE |
| 092667104 | SRTA | Strata Critical Medical, Inc. | $11.8M | 1.31% | 2,821,468 | Common | SOLE |
| 36872P103 | GNSS | Genasys, Inc. (F4) | $10.3M | 1.14% | 5,649,544 | Common | SOLE |
| 69120X206 | OWLT | Owlet, Inc. | $10.2M | 1.13% | 1,978,470 | Common | SOLE |
| G3R239101 | GAMB | Gambling.com Group Ltd. | $9.6M | 1.07% | 2,486,477 | Common | SOLE |
| 00218A105 | ASPI | ASP Isotopes, Inc. | $9.4M | 1.04% | 2,124,496 | Common | SOLE |
| 68235C206 | IMDX | Insight Molecular Diagnostic | $9.2M | 1.02% | 2,806,256 | Common | SOLE |
| 02074J501 | ACOG | Alpha Cognition, Inc.(Canada) | $9.2M | 1.02% | 1,672,168 | Common | SOLE |
| 697947109 | PVLA | Palvella Therapeutics, Inc. | $8.7M | 0.96% | 69,416 | Common | SOLE |
| 89680M101 | TLSI | TriSalus Life Sciences, Inc. | $8.3M | 0.92% | 2,079,105 | Common | SOLE |
| G9675P102 | WLAC | Willow Lane Acquisition Corp. | $8.3M | 0.92% | 779,299 | Common | SOLE |
| 36317J209 | GLXY | Galaxy Digital, Inc.-Class A | $8.2M | 0.91% | 445,000 | Common | SOLE |
| 63886Q109 | NGS | Natural Gas Services Group,Inc | $8.1M | 0.90% | 214,776 | Common | SOLE |
| 88675P103 | TYGO | Tigo Energy, Inc. | $8.1M | 0.90% | 2,150,930 | Common | SOLE |
| 80303D305 | SNWV | SANUWAVE Health, Inc. | $7.9M | 0.87% | 454,550 | Common | SOLE |
| 54738L109 | LOVE | The Lovesac Company | $7.4M | 0.82% | 500,002 | Common | SOLE |
| 10586A108 | GRO | Brazil Potash Corp. | $7.2M | 0.80% | 2,228,600 | Common | SOLE |
| 17306X102 | CTRN | Citi Trends, Inc. | $7.2M | 0.80% | 166,127 | Common | SOLE |
| 683416101 | OOMA | Ooma, Inc. | $6.0M | 0.66% | 411,108 | Common | SOLE |
| 75585H206 | REAX | The Real Brokerage, Inc.(Canad | $5.6M | 0.62% | 2,255,940 | Common | SOLE |
| 76119X105 | RSVR | Reservoir Media, Inc. | $5.4M | 0.60% | 551,594 | Common | SOLE |
| 848560306 | SPIR | Spire Global Inc. | $5.4M | 0.60% | 428,813 | Common | SOLE |
| 34962G208 | FBRX | Forte Biosciences, Inc. | $5.2M | 0.57% | 200,000 | Common | SOLE |
| 75644T100 | RCAT | Red Cat Holdings, Inc. | $4.9M | 0.54% | 374,460 | Common | SOLE |
| 05637B105 | BLZE | Backblaze, Inc. | $4.8M | 0.53% | 1,400,166 | Common | SOLE |
| 25065K104 | DXLG | Destination XL Group, Inc. | $4.8M | 0.53% | 9,399,297 | Common | SOLE |
| 753018100 | RANI | Rani Therapeutics Holdings,Inc | $4.8M | 0.53% | 6,500,000 | Common | SOLE |
| 33830Q208 | FEAM | 5E Advanced Materials, Inc. | $4.5M | 0.50% | 3,250,000 | Common | SOLE |
| 31447P100 | FENC | Fennec Pharmaceuticals, Inc. | $4.4M | 0.49% | 720,135 | Common | SOLE |
| 277802500 | BLNE | Beeline Holdings, Inc. | $4.3M | 0.48% | 1,848,641 | Common | SOLE |
| M0854Q105 | ALLT | Allot Ltd. (Israel) | $4.2M | 0.46% | 624,700 | Common | SOLE |
| 02157Q109 | ANRO | Alto Neuroscience, Inc. | $3.8M | 0.42% | 170,000 | Common | SOLE |
| 68752L100 | KIDS | OrthoPediatrics Corporation | $3.8M | 0.42% | 237,169 | Common | SOLE |
| 05366Y201 | AVNW | Aviat Networks, Inc. | $3.7M | 0.41% | 165,723 | Common | SOLE |
| 74340E103 | PGNY | Progyny, Inc. | $3.7M | 0.41% | 220,000 | Common | SOLE |
| 39986L109 | GRWG | GrowGeneration Corp. | $3.7M | 0.41% | 3,380,784 | Common | SOLE |
| 22663K107 | CRNX | Crinetics Pharmaceuticals, Inc | $3.6M | 0.40% | 100,000 | Common | SOLE |
| M1R95N100 | ARBE | Arbe Robotics, Ltd.(Israel) | $3.6M | 0.40% | 5,901,897 | Common | SOLE |
| 00289Y206 | ABEO | Abeona Therapeutics, Inc. | $3.6M | 0.40% | 803,130 | Common | SOLE |
| 36269P104 | GAIA | Gaia, Inc. | $3.5M | 0.38% | 1,252,090 | Common | SOLE |
| 68989M202 | OUST | Ouster, Inc. | $3.4M | 0.38% | 186,000 | Common | SOLE |
| 28617K101 | ELDN | Eledon Pharmaceuticals, Inc. | $3.4M | 0.38% | 1,100,000 | Common | SOLE |
| 451622203 | IPWR | Ideal Power, Inc. | $3.4M | 0.37% | 1,196,849 | Common | SOLE |
| 98420P308 | XTNT | Xtant Medical Holdings, Inc. | $3.3M | 0.37% | 5,976,910 | Common | SOLE |
| 50216C108 | LYTS | LSI Industries, Inc. | $3.3M | 0.36% | 176,097 | Common | SOLE |
| 713317105 | PEPG | PepGen, Inc. | $3.2M | 0.36% | 1,830,925 | Common | SOLE |
| 02913V103 | APEI | American Public Education, Inc | $3.0M | 0.34% | 53,500 | Common | SOLE |
| 65345M108 | NXDR | Nextdoor Holdings, Inc. | $3.0M | 0.33% | 2,153,838 | Common | SOLE |
| 04016X101 | ARGX | argenx SE - ADR (Netherlands) | $2.7M | 0.30% | 3,750 | Common | SOLE |
| 00776X109 | ALMU | Aeluma, Inc. | $2.6M | 0.29% | 200,000 | Common | SOLE |
| 433539202 | HIPO | Hippo Holdings, Inc. | $2.6M | 0.29% | 100,000 | Common | SOLE |
| 68375N103 | OPK | OPKO Health, Inc. | $2.4M | 0.27% | 2,100,000 | Common | SOLE |
| 70451A104 | PAYS | Paysign, Inc. | $2.3M | 0.25% | 385,965 | Common | SOLE |
| 08205P209 | BNTC | Benitec Biopharma, Inc. | $2.0M | 0.22% | 187,977 | Common | SOLE |
| 60785L306 | MODD | Modular Medical, Inc. | $1.9M | 0.21% | 366,666 | Common | SOLE |
| 65487U108 | NKTX | Nkarta, Inc. | $1.9M | 0.21% | 906,000 | Common | SOLE |
| 45685K102 | INFU | InfuSystem Holdings, Inc. | $1.9M | 0.21% | 201,077 | Common | SOLE |
| 054754858 | AYTU | Aytu BioPharma, Inc. | $1.7M | 0.19% | 619,574 | Common | SOLE |
| 78397T202 | SABS | SAB Biotherapeutics, Inc. | $1.5M | 0.17% | 400,000 | Common | SOLE |
| 68401U204 | OPRX | OptimizeRx Corporation | $1.4M | 0.16% | 230,421 | Common | SOLE |
| 640268306 | NKTR | Nektar Therapeutics | $1.4M | 0.16% | 20,000 | Common | SOLE |
| 00258Y104 | ABX | Abacus Life, Inc. | $1.4M | 0.16% | 177,772 | Common | SOLE |
| 23331S100 | DHX | DHI Group, Inc. | $1.4M | 0.15% | 497,698 | Common | SOLE |
| 65343E207 | NXTC | NextCure, Inc. | $1.2M | 0.14% | 117,371 | Common | SOLE |
| 80401L308 | MSLE | Satellos Bioscience, Inc. (Can | $1.2M | 0.13% | 215,000 | Common | SOLE |
| 03843E104 | AQST | Aquestive Therapeutics, Inc. | $1.1M | 0.12% | 270,400 | Common | SOLE |
| 09203E105 | BDTX | Black Diamond Therapeutics, In | $1.1M | 0.12% | 525,000 | Common | SOLE |
| 156492100 | CNTY | Century Casinos, Inc. | $889,369 | 0.10% | 639,834 | Common | SOLE |
| 90385V107 | UCTT | Ultra Clean Holdings, Inc. | $711,464 | 0.08% | 11,442 | Common | SOLE |
| 23284F105 | CTMX | CytomX Therapeutics, Inc. | $705,000 | 0.08% | 150,000 | Common | SOLE |
| 04965N104 | RNA | Atrium Therapeutics, Inc. | $668,500 | 0.07% | 50,000 | Common | SOLE |
| 03675P102 | AVR | Anteris Technologies Global Co | $638,250 | 0.07% | 115,000 | Common | SOLE |
| 229050307 | CYRX | Cryoport, Inc. | $505,999 | 0.06% | 61,111 | Common | SOLE |
| 81749D107 | SERA | Sera Prognostics, Inc. | $420,985 | 0.05% | 207,382 | Common | SOLE |
| 5777K1061 | — | MaxCyte, Inc. | $351,250 | 0.04% | 500,000 | Common | SOLE |
| 25253X207 | DMAC | DiaMedica Therapeutics, Inc. | $243,720 | 0.03% | 36,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.