Q4 2018 · 13F-HR
Risk Paradigm Group, LLCholdings as filed
Filed 2019-02-14 · accession 0001569886-19-000002
$41.1M
Reported value
87
Positions
2018-12-31
Period end
The Brief · Risk Paradigm Group, LLC · Q4 2018
AI · grounded in 13F
Risk Paradigm Group, LLC established a new position in SPDR Blackstone / GSO Senior Loan ETF SRLN worth $3.9M. The fund also initiated new stakes in iShares TIPS Bond TIP for $3.2M and iShares Russell 2000 Growth IWO for $2.5M. These moves contributed to a total AUM of $41.1M across 87 positions.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78467V608 | SRLN | SPDR Blackstone / GSO Senior Loan ETF | $3.9M | 9.60% | 88,350 | Common | SOLE |
| 464287176 | TIP | iShares TIPS Bond | $3.2M | 7.80% | 29,289 | Common | SOLE |
| 464287648 | IWO | iShares Russell 2000 Growth | $2.5M | 5.96% | 14,597 | Common | SOLE |
| 464288182 | AAXJ | iShares MSCI All Country Asia ex Japan | $2.4M | 5.73% | 37,112 | Common | SOLE |
| 464287630 | IWN | iShares Russell 2000 Value | $2.1M | 5.03% | 19,230 | Common | SOLE |
| 233051200 | DBEF | Deutsche X-trackers MSCI EAFE Hedged Eq | $1.9M | 4.52% | 66,632 | Common | SOLE |
| 464288687 | PFF | iShares US Preferred Stock ETF | $1.4M | 3.41% | 40,935 | Common | SOLE |
| 81369Y506 | XLE | Select Sector Spdr Trust Shs Ben Int Energy | $1.3M | 3.16% | 22,638 | Common | SOLE |
| 78464A755 | XME | SPDR S&P Metals and Mining ETF | $1.3M | 3.14% | 49,308 | Common | SOLE |
| 46138G870 | VRP | Invesco Variable Rate Preferred ETF | $1.3M | 3.12% | 56,226 | Common | SOLE |
| 464288273 | SCZ | iShares MSCI EAFE Small-Cap | $980,900 | 2.38% | 18,929 | Common | SOLE |
| 464287614 | IWF | iShares Russell 1000 Growth | $972,399 | 2.36% | 7,428 | Common | SOLE |
| 78463X756 | EWX | SPDR S&P Emerging Markets Small Cap ETF | $862,500 | 2.10% | 21,052 | Common | SOLE |
| 46625H365 | AMJEUR | JPMorgan Alerian MLP ETN | $856,931 | 2.08% | 38,393 | Common | SOLE |
| 81369Y407 | XLY | Select Sector Spdr Fund Shs Ben Consumer Discretionary | $593,366 | 1.44% | 5,993 | Common | SOLE |
| 464287242 | LQD | iShares iBoxx Investment Grade Corporate Bond ETF | $585,310 | 1.42% | 5,188 | Common | SOLE |
| 464287721 | IYW | Ishares U S Technology Etf | $570,790 | 1.39% | 3,569 | Common | SOLE |
| 464288513 | HYG | iShares iBoxx High Yield Corporate Bd | $570,133 | 1.39% | 7,030 | Common | SOLE |
| 464287788 | IYF | Ishares U S Financials Etf | $569,930 | 1.39% | 5,358 | Common | SOLE |
| 33737J182 | FEM | First Trust Emerging Mrkts AlphaDEX ETF | $567,416 | 1.38% | 24,854 | Common | SOLE |
| 78464A359 | CWB | SPDR Blmbg Barclays Convert Secs ETF | $561,526 | 1.37% | 12,001 | Common | SOLE |
| 464287754 | IYJ | iShares US Industrials | $561,161 | 1.36% | 4,366 | Common | SOLE |
| 33739E108 | FPE | First Trust Preferred Sec & Inc ETF | $552,698 | 1.34% | 30,791 | Common | SOLE |
| 33737J158 | FJP | First Trust Japan AlphaDEX ETF | $538,896 | 1.31% | 11,206 | Common | SOLE |
| 33737J109 | FPA | First Trust AsiaPac ex-Jpn AlphaDEX ETF | $536,887 | 1.31% | 19,724 | Common | SOLE |
| 81369Y209 | XLV | Select Sector Spdr Trust The Health Care Select Sector Spdr Fund | $532,901 | 1.30% | 6,160 | Common | SOLE |
| 084670702 | BRK/B | Berkshire Hathaway Inc B | $512,491 | 1.25% | 2,510 | Common | SOLE |
| 33734X176 | FXL | First Trust Technology AlphaDEX ETF | $512,204 | 1.25% | 9,747 | Common | SOLE |
| 33737J174 | FDT | First Trust Dev Mkts Ex-US AlphaDEX ETF | $512,013 | 1.24% | 10,445 | Common | SOLE |
| 33734X101 | FXD | First Trust Cnsmr Discret AlphaDEX ETF | $499,354 | 1.21% | 13,551 | Common | SOLE |
| 33734X135 | FXO | First Trust Financials AlphaDEX ETF | $488,799 | 1.19% | 18,097 | Common | SOLE |
| 33734X150 | FXR | First Trust Indtls/PrdcrDurbAlphaDEX ETF | $488,407 | 1.19% | 14,327 | Common | SOLE |
| 33734X143 | FXH | First Trust Health Care AlphaDEX ETF | $479,128 | 1.16% | 6,957 | Common | SOLE |
| 33737J208 | FCAN | First Trust Canada AlphaDEX ETF | $457,770 | 1.11% | 22,517 | Common | SOLE |
| 33734X127 | FXN | First Trust Energy AlphaDEX ETF | $387,276 | 0.94% | 33,647 | Common | SOLE |
| 33734K109 | FEX | First Trust Large Cap Core AlphaDEX ETF | $370,521 | 0.90% | 7,109 | Common | SOLE |
| 92206C409 | VCSH | Vanguard Short-Term Corporate Bond ETF | $315,968 | 0.77% | 4,054 | Common | SOLE |
| 464289131 | EWZS | iShares MSCI Brazil Small-Cap ETF | $262,929 | 0.64% | 18,221 | Common | SOLE |
| 464289875 | AOM | iShares Core Moderate Allocation ETF | $247,619 | 0.60% | 6,940 | Common | SOLE |
| 464287598 | IWD | iShares Russell 1000 Value | $242,311 | 0.59% | 2,182 | Common | SOLE |
| 92189F361 | — | VanEck Vectors High-Yield Municipal ETF | $220,964 | 0.54% | 3,620 | Common | SOLE |
| 464288257 | ACWI | iShares MSCI ACWI | $212,947 | 0.52% | 3,319 | Common | SOLE |
| 301505889 | EMQQ | EMQQ Emerging Markets Intrnt & Ecmrc ETF | $205,800 | 0.50% | 7,705 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P Biotech ETF | $194,944 | 0.47% | 2,717 | Common | SOLE |
| 464288810 | IHI | iShares US Medical Devices | $176,831 | 0.43% | 885 | Common | SOLE |
| 464288281 | EMB | iShares JPMorgan USD Emerg Markets Bond | $154,098 | 0.37% | 1,483 | Common | SOLE |
| 02079K305 | GOOGL | Alphabet Inc A | $146,294 | 0.36% | 140 | Common | SOLE |
| 293792107 | EPD | Enterprise Products Partners LP | $145,474 | 0.35% | 5,916 | Common | SOLE |
| 464287309 | IVW | iShares S&P 500 Growth | $143,287 | 0.35% | 951 | Common | SOLE |
| 464286848 | — | iShares MSCI Japan | $132,503 | 0.32% | 2,614 | Common | SOLE |
| 78464A698 | KRE | SPDR S&P Regional Banking ETF | $130,871 | 0.32% | 2,797 | Common | SOLE |
| 464287606 | IJK | iShares S&P Mid-Cap 400 Growth | $125,829 | 0.31% | 658 | Common | SOLE |
| 464287879 | IJS | iShares S&P Small-Cap 600 Value ETF | $121,170 | 0.29% | 919 | Common | SOLE |
| 594918104 | MSFT | Microsoft Corp | $116,805 | 0.28% | 1,150 | Common | SOLE |
| 464287861 | IEV | iShares Europe | $106,641 | 0.26% | 2,726 | Common | SOLE |
| 464286509 | EWC | iShares MSCI Canada | $106,598 | 0.26% | 4,449 | Common | SOLE |
| 37045V100 | GM | General Motors Co | $93,660 | 0.23% | 2,800 | Common | SOLE |
| 921946406 | VYM | Vanguard High Dividend Yield ETF | $91,872 | 0.22% | 1,178 | Common | SOLE |
| 464287200 | IVV | iShares Core S&P 500 | $91,586 | 0.22% | 364 | Common | SOLE |
| 464287234 | EEM | Ishares Msci Emerging Markets Etf | $89,720 | 0.22% | 2,297 | Common | SOLE |
| 38141G104 | GS | Goldman Sachs Group Inc | $83,525 | 0.20% | 500 | Common | SOLE |
| 81369Y100 | XLB | Materials Select Sector SPDR ETF | $71,384 | 0.17% | 1,413 | Common | SOLE |
| 97717W521 | OPPJ | WisdomTree Japan Hedged SmallCap Eq ETF | $71,114 | 0.17% | 1,930 | Common | SOLE |
| 46429B614 | SMIN | iShares MSCI India Small-Cap ETF | $69,464 | 0.17% | 1,801 | Common | SOLE |
| 46138E701 | — | Invesco China Small Cap ETF | $65,757 | 0.16% | 2,893 | Common | SOLE |
| 74347R735 | RXL | ProShares Ultra Health Care | $61,461 | 0.15% | 676 | Common | SOLE |
| 74347R750 | UCC | ProShares Ultra Consumer Services | $55,260 | 0.13% | 715 | Common | SOLE |
| 74347R693 | ROM | ProShares Ultra Technology | $50,542 | 0.12% | 641 | Common | SOLE |
| 74347X633 | UYG | ProShares Ultra Financials | $47,984 | 0.12% | 1,471 | Common | SOLE |
| 74347R727 | UXI | ProShares Ultra Industrials | $45,758 | 0.11% | 875 | Common | SOLE |
| 037833100 | AAPL | Apple Inc | $42,589 | 0.10% | 270 | Common | SOLE |
| 464287432 | TLT | Ishares 20 Plus Year Treasury Bond Etf | $38,761 | 0.09% | 319 | Common | SOLE |
| 74347R719 | DIGUSD | ProShares Ultra Oil & Gas | $34,178 | 0.08% | 1,465 | Common | SOLE |
| 464289867 | AOR | iShares Core Growth Allocation ETF | $30,197 | 0.07% | 731 | Common | SOLE |
| 46625H100 | JPM | JPMorgan Chase & Co | $19,524 | 0.05% | 200 | Common | SOLE |
| 46434G103 | IEMG | iShares Core MSCI Emerging Markets ETF | $19,378 | 0.05% | 411 | Common | SOLE |
| 464287804 | IJR | iShares Core S&P Small-Cap | $19,270 | 0.05% | 278 | Common | SOLE |
| 464287507 | IJH | iShares Core S&P Mid-Cap | $18,100 | 0.04% | 109 | Common | SOLE |
| 74347B177 | — | ProShares UltraShort Basic Materials | $17,371 | 0.04% | 496 | Common | SOLE |
| 464287887 | IJT | iShares S&P Small-Cap 600 Growth ETF | $16,455 | 0.04% | 102 | Common | SOLE |
| 464287408 | IVE | iShares S&P 500 Value | $14,058 | 0.03% | 139 | Common | SOLE |
| 464287705 | IJJ | iShares S&P Mid-Cap 400 Value ETF | $13,834 | 0.03% | 100 | Common | SOLE |
| 78463V107 | GLD | SPDR Gold Shares | $13,580 | 0.03% | 112 | Common | SOLE |
| 478160104 | JNJ | Johnson & Johnson | $12,905 | 0.03% | 100 | Common | SOLE |
| 78468R101 | SPTS | SPDR Portfolio Short Term Treasury ETF | $10,441 | 0.03% | 353 | Common | SOLE |
| 464286822 | EWW | iShares MSCI Mexico ETF | $10,295 | 0.03% | 250 | Common | SOLE |
| 464286640 | ECH | iShares MSCI Chile ETF | $10,062 | 0.02% | 243 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.