Institutional
Northeast Financial Group, Inc.
CIK 0001965773
$404.0M
Reported AUM
76
Positions
Q1 2026
Period
2026-05-15
Filed
The Brief · Northeast Financial Group, Inc. · Q1 2026
AI · grounded in 13F
Northeast Financial Group, Inc. established a new position in QQQI with a $7.6M investment. The fund also opened a new position in SPYI valued at $5.8M and increased its holdings in SPHY by 34.16%. These additions occurred alongside reductions in SPY, where share counts dropped 32.91%, and IWM, which was trimmed by 29.61%.
Portfolio · Q1 2026
Top holdings
QoQ vs Q4 2025
| # | Ticker | Issuer | Value | % of book | Δ shares (QoQ) | Status |
|---|---|---|---|---|---|---|
| 1 | SCHX | SCHWAB STRATEGIC TR | $54.9M | 13.59% | +157,752 | +8.0% |
| 2 | SPY | STATE STR SPDR S&P 500 ETF T | $25.6M | 6.35% | -19,346 | -32.9% |
| 3 | SCHM | SCHWAB STRATEGIC TR | $25.0M | 6.19% | -82,706 | -9.3% |
| 4 | SCHG | SCHWAB STRATEGIC TR | $21.9M | 5.43% | +17,573 | +2.4% |
| 5 | SCHF | SCHWAB STRATEGIC TR | $20.1M | 4.97% | -99,130 | -10.9% |
| 6 | SCHV | SCHWAB STRATEGIC TR | $16.8M | 4.15% | -56,763 | -9.4% |
| 7 | USHY | ISHARES TR | $13.7M | 3.40% | -56,363 | -13.1% |
| 8 | MUB | ISHARES TR | $12.9M | 3.20% | -29,586 | -19.5% |
| 9 | SCHO | SCHWAB STRATEGIC TR | $12.7M | 3.14% | -71,633 | -12.1% |
| 10 | VNQ | VANGUARD INDEX FDS | $11.9M | 2.94% | +3,536 | +2.7% |
| 11 | VWO | VANGUARD INTL EQUITY INDEX F | $11.7M | 2.91% | -22,775 | -9.5% |
| 12 | IWM | ISHARES TR | $10.9M | 2.69% | -18,447 | -29.6% |
| 13 | VCLT | VANGUARD SCOTTSDALE FDS | $10.7M | 2.66% | -14,225 | -9.0% |
| 14 | JAAA | JANUS DETROIT STR TR | $10.1M | 2.50% | +26,787 | +15.4% |
| 15 | SCHP | SCHWAB STRATEGIC TR | $10.1M | 2.50% | +247,047 | +186.1% |
| 16 | SPHY | SPDR SERIES TRUST | $10.0M | 2.48% | +109,480 | +34.2% |
| 17 | PDBC | INVESCO ACTVELY MNGD ETC FD | $8.9M | 2.20% | -20,341 | -3.8% |
| 18 | JEPI | J P MORGAN EXCHANGE TRADED F | $8.5M | 2.11% | -30,161 | -16.7% |
| 19 | SPAB | SPDR SERIES TRUST | $8.0M | 1.97% | -16,418 | -5.0% |
| 20 | SCHD | SCHWAB STRATEGIC TR | $8.0M | 1.97% | -24,812 | -8.7% |
| 21 | TLT | ISHARES TR | $7.6M | 1.89% | -8,144 | -8.5% |
| 22 | QQQI | NEOS ETF TRUST | $7.6M | 1.89% | +153,434 | NEW |
| 23 | SUB | ISHARES TR | $7.1M | 1.76% | -17,642 | -20.9% |
| 24 | SCHZ | SCHWAB STRATEGIC TR | $6.7M | 1.67% | +37,141 | +14.7% |
| 25 | AGG | ISHARES TR | $6.3M | 1.56% | -6,935 | -9.8% |
| 26 | SPYI | NEOS ETF TRUST | $5.9M | 1.45% | +118,594 | NEW |
| 27 | TSLA | TESLA INC | $4.7M | 1.16% | -27 | -0.2% |
| 28 | GPIX | GOLDMAN SACHS ETF TR | $4.7M | 1.15% | -230,003 | -71.2% |
| 29 | AAPL | APPLE INC | $4.6M | 1.14% | -1,039 | -5.4% |
| 30 | GLD | SPDR GOLD TR | $3.8M | 0.94% | -612 | -6.5% |
| 31 | TFI | SPDR SERIES TRUST | $3.1M | 0.76% | -20,004 | -22.8% |
| 32 | VCSH | VANGUARD SCOTTSDALE FDS | $3.0M | 0.73% | +4,933 | +15.2% |
| 33 | SCHA | SCHWAB STRATEGIC TR | $2.7M | 0.68% | +3,522 | +3.9% |
| 34 | NVDA | NVIDIA CORPORATION | $2.4M | 0.59% | -760 | -5.3% |
| 35 | GOOGL | ALPHABET INC | $1.7M | 0.42% | -527 | -8.1% |
| 36 | PZA | INVESCO EXCH TRADED FD TR II | $1.5M | 0.37% | -25,635 | -28.1% |
| 37 | GOOG | ALPHABET INC | $1.2M | 0.30% | -222 | -5.0% |
| 38 | SCMB | SCHWAB STRATEGIC TR | $978K | 0.24% | -1,653 | -4.1% |
| 39 | VOO | VANGUARD INDEX FDS | $888K | 0.22% | -408 | -21.5% |
| 40 | SPEM | SPDR INDEX SHS FDS | $827K | 0.20% | -2,141 | -10.8% |
| 41 | IGSB | ISHARES TR | $813K | 0.20% | -1,475 | -8.7% |
| 42 | AMZN | AMAZON COM INC | $804K | 0.20% | -1,149 | -22.9% |
| 43 | VTI | VANGUARD INDEX FDS | $750K | 0.19% | -5,750 | -71.1% |
| 44 | MSFT | MICROSOFT CORP | $728K | 0.18% | -687 | -25.9% |
| 45 | WMT | WALMART INC | $713K | 0.18% | -2,879 | -33.4% |
| 46 | MSTR | STRATEGY INC | $661K | 0.16% | — | HELD |
| 47 | PPL | PPL CORP | $566K | 0.14% | — | HELD |
| 48 | LLY | ELI LILLY & CO | $527K | 0.13% | -50 | -8.0% |
| 49 | JNJ | JOHNSON & JOHNSON | $456K | 0.11% | -268 | -12.6% |
| 50 | BND | VANGUARD BD INDEX FDS | $441K | 0.11% | -323 | -5.1% |
| 51 | SGOL | ETFS GOLD TR | $431K | 0.11% | +717 | +8.0% |
| 52 | COST | COSTCO WHOLESALE CORPORATION | $414K | 0.10% | -21 | -4.8% |
| 53 | HD | HOME DEPOT INC | $408K | 0.10% | -167 | -11.9% |
| 54 | HSY | HERSHEY CO | $399K | 0.10% | — | HELD |
| 55 | ESGV | VANGUARD WORLD FD | $390K | 0.10% | — | HELD |
| 56 | CCNE | CNB FINL CORP PA | $385K | 0.10% | — | HELD |
| 57 | PNC | PNC FINL SVCS GROUP INC | $356K | 0.09% | -61 | -3.4% |
| 58 | NFLX | NETFLIX INC. | $350K | 0.09% | +17 | +0.5% |
| 59 | VO | VANGUARD INDEX FDS | $335K | 0.08% | -260 | -18.2% |
| 60 | DFAC | DIMENSIONAL ETF TRUST | $324K | 0.08% | -20,726 | -71.3% |
| 61 | VOOG | VANGUARD ADMIRAL FDS INC | $320K | 0.08% | -14 | -1.8% |
| 62 | MPC | MARATHON PETE CORP | $319K | 0.08% | — | HELD |
| 63 | KO | COCA COLA CO | $283K | 0.07% | -127 | -3.3% |
| 64 | SHY | ISHARES TR | $275K | 0.07% | -303 | -8.3% |
| 65 | DLR | DIGITAL RLTY TR INC | $270K | 0.07% | -14 | -0.9% |
| 66 | BSCS | INVESCO EXCH TRD SLF IDX FD | $269K | 0.07% | +13,170 | NEW |
| 67 | EUSB | ISHARES TR | $262K | 0.06% | — | HELD |
| 68 | DGRO | ISHARES TR | $250K | 0.06% | -1,142 | -24.3% |
| 69 | SPTL | SPDR SERIES TRUST | $237K | 0.06% | -233 | -2.5% |
| 70 | MCD | MCDONALDS CORP | $236K | 0.06% | -10 | -1.3% |
| 71 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $232K | 0.06% | -245 | -33.6% |
| 72 | META | META PLATFORMS INC | $216K | 0.05% | -26 | -6.5% |
| 73 | ORCL | ORACLE CORP | $210K | 0.05% | -161 | -10.1% |
| 74 | PEP | PEPSICO INC | $206K | 0.05% | +1,327 | NEW |
| 75 | VXUS | VANGUARD STAR FDS | $203K | 0.05% | -650 | -19.8% |
| 76 | ALT | ALTIMMUNE INC | $42K | 0.01% | +248 | +1.9% |
| 77 | XLK | SELECT SECTOR SPDR TR | — | — | -8,748 | EXITED |
| 78 | NPKI | NPK INTERNATIONAL INC | — | — | -65,902 | EXITED |
| 79 | IEFA | ISHARES TR | — | — | -6,956 | EXITED |
| 80 | CMF | ISHARES TR | — | — | -8,807 | EXITED |
| 81 | AMP | AMERIPRISE FINL INC | — | — | -734 | EXITED |
| 82 | AVGO | BROADCOM INC | — | — | -921 | EXITED |
| 83 | NYF | ISHARES TR | — | — | -5,513 | EXITED |
| 84 | VGSH | VANGUARD SCOTTSDALE FDS | — | — | -4,585 | EXITED |
| 85 | DFAX | DIMENSIONAL ETF TRUST | — | — | -7,797 | EXITED |
| 86 | PG | PROCTER AND GAMBLE CO | — | — | -1,619 | EXITED |
| 87 | QQQ | INVESCO QQQ TR | — | — | -361 | EXITED |
| 88 | BBDC | BARINGS BDC INC | — | — | -14,686 | EXITED |
Source: SEC EDGAR · accession 0001172661-26-002401. 13F discloses long positions only — shorts, foreign equities, and options are excluded.