Q3 2025 · 13F-HR
Smith Asset Management Co., LLCholdings as filed
Filed 2025-11-03 · accession 0001172661-25-004559
$117.4M
Reported value
67
Positions
2025-09-30
Period end
The Brief · Smith Asset Management Co., LLC · Q3 2025
AI · grounded in 13F
Smith Asset Management Co., LLC initiated its largest new position in JPC with an investment of $7.7M. The fund also established new holdings in BRK/B for $7.1M and ARCC for $6.1M. Other new additions include XAWFX at $4.6M and CSQ at $4.4M.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $7.7M | 6.59% | 944,134 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $7.1M | 6.01% | 13,976 | Common | SOLE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $6.1M | 5.15% | 296,523 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $4.6M | 3.92% | 410,637 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $4.4M | 3.75% | 227,982 | Common | SOLE |
| 23325P104 | DNP | DNP SELECT INCOME FD INC | $4.2M | 3.59% | 421,102 | Common | SOLE |
| 19247R103 | RFI | COHEN & STEERS TOTAL RETURN | $4.1M | 3.46% | 336,211 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $3.9M | 3.30% | 5,811 | Common | SOLE |
| 06759X107 | MCI | BARINGS CORPORATE INVS | $3.8M | 3.25% | 183,634 | Common | SOLE |
| 337318109 | FFA | FIRST TR ENHANCED EQUITY INC | $3.4M | 2.91% | 158,566 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION INCO | $3.2M | 2.70% | 286,818 | Common | SOLE |
| 756158101 | UTG | REAVES UTIL INCOME FD | $3.1M | 2.67% | 79,260 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FD | $3.1M | 2.63% | 4,140 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $3.0M | 2.54% | 518,992 | Common | SOLE |
| 19248Y107 | PSF | COHEN & STEERS SELECT PFD & | $2.8M | 2.38% | 134,523 | Common | SOLE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $2.7M | 2.33% | 138,217 | Common | SOLE |
| 72200U100 | PCN | PIMCO CORPORATE & INCM STRG | $2.6M | 2.19% | 192,064 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.5M | 2.17% | 9,931 | Common | SOLE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $2.4M | 2.08% | 98,699 | Common | SOLE |
| 035710839 | NLY | ANNALY CAPITAL MANAGEMENT IN | $2.4M | 2.05% | 118,930 | Common | SOLE |
| 338479108 | FLC | FLAHERTY & CRUMRINE TOTAL RE | $2.3M | 1.98% | 130,618 | Common | SOLE |
| 72201B101 | PTY | PIMCO CORPORATE & INCOME OPP | $2.3M | 1.97% | 160,326 | Common | SOLE |
| 33848W106 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $2.2M | 1.86% | 101,043 | Common | SOLE |
| 87911J103 | HQH | ABRDN HEALTHCARE INVESTORS | $2.2M | 1.85% | 117,345 | Common | SOLE |
| 09255R202 | DSU | BLACKROCK DEBT STRATEGIES FD | $1.9M | 1.66% | 183,186 | Common | SOLE |
| 92204A603 | VIS | VANGUARD WORLD FD | $1.7M | 1.41% | 5,581 | Common | SOLE |
| 29452E101 | EQH | EQUITABLE HLDGS INC | $1.6M | 1.33% | 71,949 | Common | SOLE |
| 40167F101 | GOF | GUGGENHEIM STRATEGIC OPPORTU | $1.5M | 1.30% | 101,871 | Common | SOLE |
| 95790C107 | GDO | WSTRN AST GLBL CORP OPP FD I | $1.5M | 1.28% | 126,475 | Common | SOLE |
| 06761A103 | MPV | BARINGS PARTN INVS | $1.5M | 1.26% | 73,598 | Common | SOLE |
| 00326W106 | ASGI | ABRDN GLOBAL INFRA INCOME FU | $1.3M | 1.12% | 62,073 | Common | SOLE |
| 09248D104 | BUI | BLACKROCK UTILS INFRASTRUCTU | $1.3M | 1.09% | 48,811 | Common | SOLE |
| 836144303 | XSORX | SOURCE CAPITAL | $1.3M | 1.08% | 28,112 | Common | SOLE |
| 338478100 | XFFCX | FLAHERTY & CRUMRINE PFD SECS | $1.2M | 1.05% | 72,977 | Common | SOLE |
| 338480106 | PFD | FLAHERTY & CRUMRINE PFD INCO | $1.2M | 1.03% | 106,993 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $1.1M | 0.95% | 90,341 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $1.1M | 0.91% | 4,844 | Common | SOLE |
| 864482104 | SPH | SUBURBAN PROPANE PARTNERS L | $789,280 | 0.67% | 42,320 | Common | SOLE |
| 681936100 | OHI | OMEGA HEALTHCARE INVS INC | $762,227 | 0.65% | 18,053 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $753,438 | 0.64% | 2,938 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $750,793 | 0.64% | 4,026 | Common | SOLE |
| 09249W101 | BLW | BLACKROCK LTD DURATION INCOM | $748,874 | 0.64% | 53,491 | Common | SOLE |
| 78464A854 | SPYM | SPDR SERIES TRUST | $741,952 | 0.63% | 9,371 | Common | SOLE |
| 19247X100 | XRNPX | COHEN & STEERS REIT & PFD & | $693,844 | 0.59% | 30,865 | Common | SOLE |
| 09255P107 | HYT | BLACKROCK CORPOR HI YLD FD I | $620,062 | 0.53% | 65,269 | Common | SOLE |
| 922908538 | VOT | VANGUARD INDEX FDS | $589,638 | 0.50% | 2,007 | Common | SOLE |
| 19842X109 | STK | COLUMBIA SELIGM PREM TECH GR | $559,822 | 0.48% | 15,850 | Common | SOLE |
| 46284V101 | IRM | IRON MTN INC DEL | $531,620 | 0.45% | 5,215 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $527,735 | 0.45% | 3,792 | Common | SOLE |
| 42250P103 | DOC | HEALTHPEAK PROPERTIES INC | $525,551 | 0.45% | 27,443 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $523,522 | 0.45% | 872 | Common | SOLE |
| 61744H105 | MSD | MORGAN STANLEY EMKT DBT FD I | $497,886 | 0.42% | 67,556 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $456,041 | 0.39% | 4,425 | Common | SOLE |
| 09250W107 | XBMEX | BLACKROCK HEALTH SCIENCES TR | $394,047 | 0.34% | 10,584 | Common | SOLE |
| 92204A306 | VDE | VANGUARD WORLD FD | $386,011 | 0.33% | 3,067 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $353,687 | 0.30% | 2,858 | Common | SOLE |
| 81784E101 | SEVN | SEVEN HILLS REALTY TRUST | $340,597 | 0.29% | 33,035 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $273,066 | 0.23% | 5,069 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $259,024 | 0.22% | 3,921 | Common | SOLE |
| 529900102 | ASG | LIBERTY ALL-STAR GROWTH FD I | $234,559 | 0.20% | 42,263 | Common | SOLE |
| 19248C105 | LDP | COHEN & STEERS LTD DURATION | $220,405 | 0.19% | 10,171 | Common | SOLE |
| 01864U106 | AFB | ALLIANCEBERNSTEIN NATL MUN I | $197,502 | 0.17% | 18,203 | Common | SOLE |
| 957664105 | WEA | WESTERN ASSET PREMIER BD FD | $152,021 | 0.13% | 13,537 | Common | SOLE |
| 530158104 | USA | LIBERTY ALL STAR EQUITY FD | $118,253 | 0.10% | 18,651 | Common | SOLE |
| 25525P107 | DHC | DIVERSIFIED HEALTHCARE TR | $99,638 | 0.08% | 22,593 | Common | SOLE |
| 81761L102 | SVC | SERVICE PPTYS TR | $49,808 | 0.04% | 18,377 | Common | SOLE |
| 19248A117 | UTF-R | COHEN & STEERS INFRASTRUCTUR | $7,699 | 0.01% | 98,699 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.