Q1 2026 · 13F-HR
Smith Asset Management Co., LLCholdings as filed
Filed 2026-05-15 · accession 0001172661-26-001992
$116.5M
Reported value
71
Positions
2026-03-31
Period end
The Brief · Smith Asset Management Co., LLC · Q1 2026
AI · grounded in 13F
Smith Asset Management Co., LLC closed its position in EQH, reducing its exposure by $3,907,497. The fund increased its stake in MSFT by 211.78% and established a new position in PFO worth $287,635. Other notable activity includes increasing shares of QQQ by 39.71% and trimming its holding in PFD by 30.07%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $7.4M | 6.39% | 15,543 | Common | SOLE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $6.9M | 5.90% | 911,404 | Common | SOLE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $6.2M | 5.32% | 344,279 | Common | SOLE |
| 23325P104 | DNP | DNP SELECT INCOME FD INC | $4.1M | 3.55% | 401,931 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $4.0M | 3.44% | 394,097 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $3.9M | 3.38% | 229,856 | Common | SOLE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $3.9M | 3.34% | 5,981 | Common | SOLE |
| 19247R103 | RFI | COHEN & STEERS TOTAL RETURN | $3.8M | 3.25% | 339,631 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FD | $3.4M | 2.92% | 4,883 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $3.2M | 2.76% | 12,665 | Common | SOLE |
| 337318109 | FFA | FIRST TR ENHANCED EQUITY | $3.1M | 2.68% | 153,242 | Common | SOLE |
| 06759X107 | MCI | BARINGS CORPORATE INVS | $3.0M | 2.56% | 172,921 | Common | SOLE |
| 756158101 | UTG | REAVES UTIL INCOME FD | $3.0M | 2.54% | 75,380 | Common | SOLE |
| 72200U100 | PCN | PIMCO CORPORATE & INCM STRG | $2.9M | 2.50% | 244,440 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION | $2.8M | 2.39% | 276,288 | Common | SOLE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $2.8M | 2.39% | 162,492 | Common | SOLE |
| 035710839 | NLY | ANNALY CAPITAL MANAGEMENT IN | $2.7M | 2.29% | 126,009 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $2.6M | 2.24% | 481,880 | Common | SOLE |
| 19248Y107 | PSF | COHEN & STEERS SELECT PFD & | $2.5M | 2.17% | 130,560 | Common | SOLE |
| 92204A603 | VIS | VANGUARD WORLD FD | $2.5M | 2.12% | 7,905 | Common | SOLE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $2.5M | 2.11% | 94,880 | Common | SOLE |
| 338479108 | FLC | FLAHERTY & CRUMRINE TOTAL RE | $2.1M | 1.80% | 126,131 | Common | SOLE |
| 87911J103 | HQH | ABRDN HEALTHCARE INVESTORS | $2.1M | 1.76% | 115,261 | Common | SOLE |
| 72201B101 | PTY | PIMCO CORPORATE & INCOME OPP | $2.0M | 1.71% | 165,202 | Common | SOLE |
| 09255R202 | DSU | BLACKROCK DEBT STRATEGIES FD | $1.9M | 1.64% | 199,531 | Common | SOLE |
| 33848W106 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $1.9M | 1.64% | 95,067 | Common | SOLE |
| 40167F101 | GOF | GUGGENHEIM STRATEGIC OPPORTU | $1.5M | 1.31% | 138,980 | Common | SOLE |
| 09248D104 | BUI | BLACKROCK UTILS INFRASTRUCTU | $1.4M | 1.21% | 53,335 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $1.4M | 1.16% | 6,494 | Common | SOLE |
| 00326W106 | ASGI | ABRDN GLOBAL INFRA INCOME FU | $1.3M | 1.13% | 58,654 | Common | SOLE |
| 836144303 | XSORX | SOURCE CAPITAL | $1.3M | 1.12% | 28,226 | Common | SOLE |
| 95790C107 | GDO | WSTRN AST GLBL CORP OPP FD I | $1.2M | 1.04% | 112,660 | Common | SOLE |
| 338478100 | XFFCX | FLAHERTY & CRUMRIN PFD & INM | $1.2M | 1.02% | 76,850 | Common | SOLE |
| 06761A103 | MPV | BARINGS PARTN INVS | $1.2M | 1.01% | 68,610 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $1.1M | 0.93% | 87,725 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $1.1M | 0.92% | 1,861 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $999,473 | 0.86% | 2,700 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $998,854 | 0.86% | 5,091 | Common | SOLE |
| 78464A854 | SPYM | SPDR SERIES TRUST | $903,249 | 0.78% | 11,801 | Common | SOLE |
| 19247X100 | XRNPX | COHEN & STEERS REIT & PFD & | $892,559 | 0.77% | 45,170 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $852,550 | 0.73% | 3,255 | Common | SOLE |
| 338480106 | PFD | FLAHERTY & CRUMRINE PFD INCO | $828,047 | 0.71% | 74,065 | Common | SOLE |
| 864482104 | SPH | SUBURBAN PROPANE PARTNERS L | $827,295 | 0.71% | 42,016 | Common | SOLE |
| 681936100 | OHI | OMEGA HEALTHCARE INVS INC | $723,103 | 0.62% | 16,501 | Common | SOLE |
| 09249W101 | BLW | BLACKROCK LTD DURATION INCOM | $693,268 | 0.59% | 55,065 | Common | SOLE |
| 09250W107 | XBMEX | BLACKROCK HEALTH SCIENCES TR | $636,532 | 0.55% | 16,529 | Common | SOLE |
| 92204A306 | VDE | VANGUARD WORLD FD | $623,290 | 0.53% | 3,602 | Common | SOLE |
| 19842X109 | STK | COLUMBIA SELIGM PREM TECH GR | $609,535 | 0.52% | 16,070 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $606,526 | 0.52% | 4,137 | Common | SOLE |
| 09255P107 | HYT | BLACKROCK CORPOR HI YLD FD I | $603,122 | 0.52% | 70,789 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $554,165 | 0.48% | 4,459 | Common | SOLE |
| 922908538 | VOT | VANGUARD INDEX FDS | $512,384 | 0.44% | 1,991 | Common | SOLE |
| 61744H105 | MSD | MORGAN STANLEY EMKT DBT FD I | $505,068 | 0.43% | 71,947 | Common | SOLE |
| 46284V101 | IRM | IRON MTN INC DEL | $485,778 | 0.42% | 4,756 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $454,348 | 0.39% | 1,580 | Common | SOLE |
| 42250P103 | DOC | HEALTHPEAK PROPERTIES INC | $450,072 | 0.39% | 27,393 | Common | SOLE |
| 19248C105 | LDP | COHEN & STEERS LTD DURATION | $379,750 | 0.33% | 19,016 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $347,515 | 0.30% | 2,654 | Common | SOLE |
| 33848E106 | PFO | FLAHERTY & CRUMRINE PFD INCO | $287,635 | 0.25% | 31,818 | Common | SOLE |
| 81784E101 | SEVN | SEVEN HILLS REALTY TRUST | $263,476 | 0.23% | 32,053 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $246,539 | 0.21% | 3,736 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $234,113 | 0.20% | 4,742 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $232,573 | 0.20% | 661 | Common | SOLE |
| 529900102 | ASG | LIBERTY ALL-STAR GROWTH FD I | $196,550 | 0.17% | 41,379 | Common | SOLE |
| 01864U106 | AFB | ALLIANCEBERNSTEIN NATL MUN I | $194,590 | 0.17% | 18,203 | Common | SOLE |
| 957664105 | WEA | WESTERN ASSET PREMIER BD FD | $194,323 | 0.17% | 18,367 | Common | SOLE |
| 25525P107 | DHC | DIVERSIFIED HEALTHCARE TR | $148,026 | 0.13% | 22,293 | Common | SOLE |
| 746922103 | PMO | PUTNAM MUN OPPORTUNITIES TR | $141,543 | 0.12% | 13,742 | Common | SOLE |
| 530158104 | USA | LIBERTY ALL STAR EQUITY FD | $102,964 | 0.09% | 18,552 | Common | SOLE |
| 81761L102 | SVC | SERVICE PPTYS TR | $24,257 | 0.02% | 17,902 | Common | SOLE |
| 09248D112 | BUI-R | BLACKROCK UTILS INFRASTRUCTU | $426 | 0.00% | 53,294 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.