Q1 2026 · 13F-HR
Northeast Financial Group, Inc.holdings as filed
Filed 2026-05-15 · accession 0001172661-26-002401
$404.0M
Reported value
90
Positions
2026-03-31
Period end
The Brief · Northeast Financial Group, Inc. · Q1 2026
AI · grounded in 13F
Northeast Financial Group, Inc. established a new position in QQQI with a $7.6M investment. The fund also opened a new position in SPYI valued at $5.8M and increased its holdings in SPHY by 34.16%. These additions occurred alongside reductions in SPY, where share counts dropped 32.91%, and IWM, which was trimmed by 29.61%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $54.9M | 13.6% | 2,141,313 | Common | SOLE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $25.0M | 6.19% | 807,726 | Common | SOLE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $21.9M | 5.43% | 752,372 | Common | SOLE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $20.1M | 4.97% | 811,818 | Common | SOLE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $16.8M | 4.15% | 549,657 | Common | SOLE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $14.8M | 3.67% | 22,800 | PUT | SOLE |
| 46435U853 | USHY | ISHARES TR | $13.7M | 3.40% | 373,064 | Common | SOLE |
| 464288414 | MUB | ISHARES TR | $12.9M | 3.20% | 121,903 | Common | SOLE |
| 808524862 | SCHO | SCHWAB STRATEGIC TR | $12.7M | 3.14% | 522,603 | Common | SOLE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $11.9M | 2.94% | 133,902 | Common | SOLE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $11.7M | 2.91% | 217,180 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE FDS | $10.7M | 2.66% | 143,713 | Common | SOLE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $10.6M | 2.61% | 16,234 | Common | SOLE |
| 47103U845 | JAAA | JANUS DETROIT STR TR | $10.1M | 2.50% | 200,651 | Common | SOLE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $10.1M | 2.50% | 379,803 | Common | SOLE |
| 78468R606 | SPHY | SPDR SERIES TRUST | $10.0M | 2.48% | 429,967 | Common | SOLE |
| 46090F100 | PDBC | INVESCO ACTVELY MNGD ETC FD | $8.9M | 2.20% | 512,673 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $8.5M | 2.11% | 150,184 | Common | SOLE |
| 78464A649 | SPAB | SPDR SERIES TRUST | $8.0M | 1.97% | 310,565 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $8.0M | 1.97% | 258,864 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $7.6M | 1.89% | 87,919 | Common | SOLE |
| 78433H675 | QQQI | NEOS ETF TRUST | $7.6M | 1.89% | 153,434 | Common | SOLE |
| 464288158 | SUB | ISHARES TR | $7.1M | 1.76% | 66,914 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $6.7M | 1.67% | 290,058 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $6.6M | 1.65% | 26,800 | PUT | SOLE |
| 464287226 | AGG | ISHARES TR | $6.3M | 1.56% | 63,628 | Common | SOLE |
| 78433H303 | SPYI | NEOS ETF TRUST | $5.9M | 1.45% | 118,594 | Common | SOLE |
| 38149W622 | GPIX | GOLDMAN SACHS ETF TR | $4.7M | 1.15% | 93,037 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $4.2M | 1.05% | 17,048 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $3.8M | 0.94% | 8,847 | Common | SOLE |
| 78468R721 | TFI | SPDR SERIES TRUST | $3.1M | 0.76% | 67,845 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $3.0M | 0.75% | 8,201 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $3.0M | 0.73% | 37,341 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.8M | 0.68% | 10,863 | Common | SOLE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $2.7M | 0.68% | 94,042 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $1.9M | 0.46% | 7,300 | PUT | SOLE |
| 88160R101 | TSLA | TESLA INC | $1.6M | 0.40% | 4,400 | PUT | SOLE |
| 46138E537 | PZA | INVESCO EXCH TRADED FD TR II | $1.5M | 0.37% | 65,599 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.5M | 0.37% | 8,581 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $1.1M | 0.28% | 3,864 | Common | SOLE |
| 808524649 | SCMB | SCHWAB STRATEGIC TR | $978,190 | 0.24% | 38,390 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $888,031 | 0.22% | 1,486 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $872,000 | 0.22% | 5,000 | PUT | SOLE |
| 78463X509 | SPEM | SPDR INDEX SHS FDS | $826,664 | 0.20% | 17,620 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR | $812,948 | 0.20% | 15,467 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $750,105 | 0.19% | 2,338 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $741,232 | 0.18% | 3,559 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $723,461 | 0.18% | 2,522 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $603,876 | 0.15% | 2,100 | PUT | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $579,959 | 0.14% | 1,564 | Common | SOLE |
| 69351T106 | PPL | PPL CORP | $565,590 | 0.14% | 14,806 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $527,027 | 0.13% | 573 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $487,662 | 0.12% | 1,700 | PUT | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $455,551 | 0.11% | 1,863 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $441,322 | 0.11% | 5,993 | Common | SOLE |
| 594972408 | MSTR | STRATEGY INC | $436,800 | 0.11% | 3,500 | Common | SOLE |
| 00326A104 | SGOL | ETFS GOLD TR | $431,473 | 0.11% | 9,670 | Common | SOLE |
| 22160K105 | COST | COSTCO WHOLESALE CORPORATION | $414,203 | 0.10% | 415 | Common | SOLE |
| 921910733 | ESGV | VANGUARD WORLD FD | $390,027 | 0.10% | 3,474 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $389,617 | 0.10% | 3,135 | Common | SOLE |
| 126128107 | CCNE | CNB FINL CORP PA | $384,706 | 0.10% | 13,284 | Common | SOLE |
| 693475105 | PNC | PNC FINL SVCS GROUP INC | $355,600 | 0.09% | 1,708 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC. | $349,699 | 0.09% | 3,637 | Common | SOLE |
| 922908629 | VO | VANGUARD INDEX FDS | $334,692 | 0.08% | 1,165 | Common | SOLE |
| 25434V708 | DFAC | DIMENSIONAL ETF TRUST | $324,308 | 0.08% | 8,344 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $323,128 | 0.08% | 2,600 | PUT | SOLE |
| 921932505 | VOOG | VANGUARD ADMIRAL FDS INC | $319,667 | 0.08% | 784 | Common | SOLE |
| 56585A102 | MPC | MARATHON PETE CORP | $319,388 | 0.08% | 1,308 | Common | SOLE |
| 427866108 | HSY | HERSHEY CO | $315,693 | 0.08% | 1,518 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $283,362 | 0.07% | 3,726 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $274,679 | 0.07% | 3,326 | Common | SOLE |
| 253868103 | DLR | DIGITAL RLTY TR INC | $270,315 | 0.07% | 1,500 | Common | SOLE |
| 46138J643 | BSCS | INVESCO EXCH TRD SLF IDX FD | $268,970 | 0.07% | 13,170 | Common | SOLE |
| 46436E619 | EUSB | ISHARES TR | $262,176 | 0.06% | 6,027 | Common | SOLE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $260,136 | 0.06% | 400 | CALL | SOLE |
| 46434V621 | DGRO | ISHARES TR | $249,518 | 0.06% | 3,552 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $243,555 | 0.06% | 740 | Common | SOLE |
| 78464A664 | SPTL | SPDR SERIES TRUST | $236,881 | 0.06% | 9,005 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $236,200 | 0.06% | 760 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $231,933 | 0.06% | 484 | Common | SOLE |
| 594972408 | MSTR | STRATEGY INC | $224,640 | 0.06% | 1,800 | PUT | SOLE |
| 30303M102 | META | META PLATFORMS INC | $215,693 | 0.05% | 377 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $210,241 | 0.05% | 1,428 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $206,123 | 0.05% | 1,327 | Common | SOLE |
| 921909768 | VXUS | VANGUARD STAR FDS | $203,185 | 0.05% | 2,635 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $164,445 | 0.04% | 500 | PUT | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $148,068 | 0.04% | 400 | PUT | SOLE |
| 427866108 | HSY | HERSHEY CO | $83,156 | 0.02% | 400 | PUT | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $62,481 | 0.02% | 300 | PUT | SOLE |
| 02155H200 | ALT | ALTIMMUNE INC | $42,014 | 0.01% | 13,641 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.