Q1 2026 · 13F-HR
Lumbard & Kellner, LLCholdings as filed
Filed 2026-05-15 · accession 0001602476-26-000002
$288.6M
Reported value
99
Positions
2026-03-31
Period end
The Brief · Lumbard & Kellner, LLC · Q1 2026
AI · grounded in 13F
Lumbard & Kellner, LLC closed its position in ADVANCED MICRO DEVICES INC COM, reducing exposure by $4.8M. The fund established a new position in XLF valued at $4.87M and added ALKERMES PLC SHS with a $1.86M investment. Other notable exits included closing positions in SNOW for $3.79M and PATH for $3.68M.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 71654V408 | PBR | PETROLEO BRASILEIRO S A SPONSORED ADR | $14.7M | 5.09% | 707,340 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CAP STK CL C | $14.0M | 4.85% | 48,805 | Common | SOLE |
| 78468R663 | BIL | STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | $12.1M | 4.20% | 132,326 | Common | SOLE |
| 443628102 | HBM | HUDBAY MINERALS INC COM | $10.9M | 3.76% | 519,392 | Common | SOLE |
| 78464A847 | SPMD | STATE STREET SPDR PORTFOLIO S&P 400 MID CAP ETF | $10.2M | 3.54% | 172,588 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC COM | $10.1M | 3.50% | 11,923 | Common | SOLE |
| 46137V357 | RSP | INVESCO S&P 500 EQUAL WEIGHT ETF | $9.9M | 3.43% | 51,581 | Common | SOLE |
| 02072L607 | FRDM | FREEDOM 100 EMERGING MARKETS ETF | $8.4M | 2.91% | 153,507 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL COM | $8.2M | 2.85% | 245,511 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC COM | $8.2M | 2.85% | 105,952 | Common | SOLE |
| 29275Y102 | ENS | ENERSYS COM | $7.7M | 2.66% | 44,177 | Common | SOLE |
| 921946794 | VYMI | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | $7.6M | 2.62% | 80,254 | Common | SOLE |
| 59156R108 | MET | METLIFE INC COM | $7.6M | 2.62% | 106,923 | Common | SOLE |
| 576690101 | MTRN | MATERION CORP COM | $7.5M | 2.59% | 51,581 | Common | SOLE |
| 50077B207 | KTOS | KRATOS DEFENSE & SEC SOLUTIONS COM NEW | $7.4M | 2.57% | 105,348 | Common | SOLE |
| 336433107 | FSLR | FIRST SOLAR INC COM | $7.2M | 2.48% | 36,260 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC COM | $6.8M | 2.35% | 32,627 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP COM | $6.5M | 2.27% | 10,815 | Common | SOLE |
| 35473P835 | FLBR | FRANKLIN FTSE BRAZIL ETF | $6.5M | 2.24% | 270,598 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP COM | $6.0M | 2.09% | 8,860 | Common | SOLE |
| 74164F103 | PRIM | PRIMORIS SVCS CORP COM | $5.9M | 2.06% | 41,500 | Common | SOLE |
| 466313103 | JBL | JABIL INC COM | $5.1M | 1.78% | 19,339 | Common | SOLE |
| 81369Y605 | XLF | STATE STREET FINANCIAL SELECT SECTOR SPDR ETF | $4.9M | 1.69% | 98,684 | Common | SOLE |
| 29772L108 | ETON | ETON PHARMACEUTICALS INC COM | $4.3M | 1.50% | 175,911 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $3.9M | 1.34% | 10,451 | Common | SOLE |
| 35473P710 | FLKR | FRANKLIN FTSE SOUTH KOREA ETF | $3.9M | 1.34% | 96,714 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL CL A | $3.6M | 1.24% | 5 | Common | SOLE |
| 78464A698 | KRE | STATE STREET SPDR S&P REGIONAL BANKING ETF | $3.6M | 1.24% | 54,714 | Common | SOLE |
| 00773T101 | ASIX | ADVANSIX INC COM | $3.6M | 1.23% | 145,694 | Common | SOLE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $3.5M | 1.23% | 11,020 | Common | SOLE |
| 35473P769 | FLIN | FRANKLIN FTSE INDIA ETF | $3.4M | 1.17% | 101,634 | Common | SOLE |
| 33736Q104 | QABA | FIRST TRUST NASDAQ ABA COMMUNITY BANK INDEX FUND | $3.4M | 1.16% | 57,613 | Common | SOLE |
| 46429B309 | EIDO | ISHARES MSCI INDONESIA ETF | $3.3M | 1.13% | 205,975 | Common | SOLE |
| 922042775 | VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | $3.2M | 1.10% | 42,302 | Common | SOLE |
| 415858109 | HROW | HARROW INC COM | $3.1M | 1.08% | 88,559 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $2.9M | 1.00% | 11,409 | Common | SOLE |
| 030111207 | AMSC | AMERICAN SUPERCONDUCTOR CORP SHS NEW | $2.5M | 0.86% | 73,669 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO COM | $2.3M | 0.80% | 2,520 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | $2.1M | 0.71% | 4,295 | Common | SOLE |
| 37960A438 | CLIP | GLOBAL X 1-3 MONTH T-BILL ETF | $2.0M | 0.70% | 20,138 | Common | SOLE |
| 78462F103 | SPY | STATE STREET SPDR S&P 500 ETF | $1.9M | 0.66% | 2,932 | Common | SOLE |
| G01767105 | ALKS | ALKERMES PLC SHS | $1.9M | 0.64% | 52,593 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC COM | $1.8M | 0.63% | 5,350 | Common | SOLE |
| 24823R105 | DNLI | DENALI THERAPEUTICS INC COM | $1.8M | 0.63% | 94,782 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP COM CL A | $1.7M | 0.58% | 12,379 | Common | SOLE |
| Y7542C130 | STNG | SCORPIO TANKERS INC SHS | $1.4M | 0.49% | 19,020 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP COM | $1.3M | 0.46% | 7,826 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD SHARES | $1.3M | 0.44% | 2,953 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO COM | $1.2M | 0.43% | 4,234 | Common | SOLE |
| 790148100 | JOE | ST JOE CO COM | $1.1M | 0.40% | 18,187 | Common | SOLE |
| 78464A805 | SPTM | STATE STREET SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | $1.1M | 0.39% | 14,330 | Common | SOLE |
| 95040Q104 | WELL | WELLTOWER INC COM | $1.1M | 0.38% | 5,496 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TRUST SERIES I | $1.1M | 0.37% | 1,865 | Common | SOLE |
| 92189F106 | GDX | VANECK GOLD MINERS ETF | $980,471 | 0.34% | 10,684 | Common | SOLE |
| 922908744 | VTV | VANGUARD VALUE ETF | $960,007 | 0.33% | 4,893 | Common | SOLE |
| 913915104 | UTI | UNIVERSAL TECHNICAL INST INC COM | $916,254 | 0.32% | 25,381 | Common | SOLE |
| 464286822 | EWW | ISHARES MSCI MEXICO ETF | $883,200 | 0.31% | 11,740 | Common | SOLE |
| 85207H104 | PHYS | SPROTT ASSET MANAGEMENT LP PHYSICAL GOLD TR | $845,598 | 0.29% | 23,860 | Common | SOLE |
| 922042742 | VT | VANGUARD TOTAL WORLD STOCK ETF | $818,024 | 0.28% | 5,914 | Common | SOLE |
| 78463X889 | SPDW | STATE STREET SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | $793,443 | 0.27% | 17,381 | Common | SOLE |
| 46641Q225 | BBCA | JPMORGAN BETABUILDERS CANADA ETF | $790,951 | 0.27% | 8,409 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC COM | $761,269 | 0.26% | 3,368 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION COM | $720,289 | 0.25% | 3,734 | Common | SOLE |
| 81369Y803 | XLK | STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF | $683,106 | 0.24% | 5,140 | Common | SOLE |
| 81369Y506 | XLE | STATE STREET ENERGY SELECT SECTOR SPDR ETF | $680,599 | 0.24% | 11,110 | Common | SOLE |
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $666,274 | 0.23% | 1,020 | Common | SOLE |
| 81369Y886 | XLU | STATE STREET UTILITIES SELECT SECTOR SPDR ETF | $601,526 | 0.21% | 13,108 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC COM | $570,404 | 0.20% | 2,108 | Common | SOLE |
| 369604301 | GE | GE AEROSPACE COM NEW | $562,716 | 0.20% | 1,983 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC COM | $561,875 | 0.19% | 4,671 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP COM | $555,340 | 0.19% | 3,775 | Common | SOLE |
| 171779309 | CIEN | CIENA CORP COM NEW | $483,346 | 0.17% | 1,245 | Common | SOLE |
| 337932107 | FE | FIRSTENERGY CORP COM | $480,510 | 0.17% | 9,485 | Common | SOLE |
| 458140100 | INTC | INTEL CORP COM | $468,440 | 0.16% | 10,615 | Common | SOLE |
| 36828A101 | GEV | GE VERNOVA INC COM | $451,289 | 0.16% | 517 | Common | SOLE |
| 808524862 | SCHO | SCHWAB SHORT-TERM US TREASURY ETF | $449,738 | 0.16% | 18,530 | Common | SOLE |
| 393222104 | GPRE | GREEN PLAINS INC COM | $434,477 | 0.15% | 26,412 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $409,966 | 0.14% | 2,640 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC COM | $399,867 | 0.14% | 1,645 | Common | SOLE |
| 65473P105 | NI | NISOURCE INC COM | $373,280 | 0.13% | 8,000 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON COM | $351,994 | 0.12% | 1,440 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS | $318,011 | 0.11% | 941 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC COM | $314,146 | 0.11% | 1,900 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW CL A | $313,312 | 0.11% | 10,913 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC COM | $283,470 | 0.10% | 3,052 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC COM | $275,610 | 0.10% | 838 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC COM | $273,165 | 0.09% | 1,960 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC CL A | $267,757 | 0.09% | 468 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO COM | $263,158 | 0.09% | 870 | Common | SOLE |
| 922908736 | VUG | VANGUARD GROWTH ETF | $262,074 | 0.09% | 600 | Common | SOLE |
| 032095101 | APH | AMPHENOL CORP CL A | $252,700 | 0.09% | 2,000 | Common | SOLE |
| 493267108 | KEY | KEYCORP COM | $230,575 | 0.08% | 11,500 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS COM | $230,271 | 0.08% | 950 | Common | SOLE |
| 260003108 | DOV | DOVER CORP COM | $226,168 | 0.08% | 1,085 | Common | SOLE |
| 78467Y107 | MDY | STATE STREET SPDR S&P MIDCAP 400 ETF TRUST | $222,034 | 0.08% | 360 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL COM | $218,301 | 0.08% | 950 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L P COM | $208,120 | 0.07% | 5,500 | Common | SOLE |
| M8001Q126 | PYPD | POLYPID LTD COM | $167,316 | 0.06% | 38,200 | Common | SOLE |
| 73245B107 | SBC | SBC MED GROUP HLDGS INC COM | $72,201 | 0.03% | 17,273 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.