Institutional
Pointe Capital Management LLC
CIK 0001640335
$201.9M
Reported AUM
153
Positions
Q1 2026
Period
2026-05-15
Filed
The Brief · Pointe Capital Management LLC · Q1 2026
AI · grounded in 13F
Pointe Capital Management LLC closed its position in AZNN for a reduction of $537,055. The fund established new positions in AZN for $535,353 and AVGO for $498,930. Additionally, the manager increased its stake in VTI by 64.89% and trimmed holdings in AMZN by 9.03%.
Portfolio · Q1 2026
Top holdings
QoQ vs Q4 2025
| # | Ticker | Issuer | Value | % of book | Δ shares (QoQ) | Status |
|---|---|---|---|---|---|---|
| 1 | IWF | ISHARES RUSSELL 1000 GROWTH ETF | $16.7M | 8.27% | +527 | +1.4% |
| 2 | VYM | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | $14.4M | 7.15% | -862 | -0.9% |
| 3 | VCSH | VANGUARD SHORT-TERM CORPORATE BOND ETF | $11.6M | 5.73% | +6,913 | +5.0% |
| 4 | SHY | ISHARES 1-3 YR TREASURY BOND ETF | $9.8M | 4.85% | +9,295 | +8.5% |
| 5 | IWD | ISHARES RUSSELL 1000 VALUE ETF | $6.9M | 3.42% | +2,203 | +7.3% |
| 6 | IEMG | ISHARES CORE MSCI EMERGING MARKETS ETF | $6.7M | 3.34% | +2,335 | +2.5% |
| 7 | GLD | SPDR GOLD ETF | $6.2M | 3.08% | -471 | -3.2% |
| 8 | BRK/B | BERKSHIRE HATHAWAY INC | $5.9M | 2.91% | -330 | -2.6% |
| 9 | AAPL | APPLE INC | $5.7M | 2.81% | +6 | +0.0% |
| 10 | MSFT | MICROSOFT | $3.3M | 1.64% | -281 | -3.0% |
| 11 | COST | COSTCO WHOLESALE CORP | $3.3M | 1.62% | — | HELD |
| 12 | RTX | RTX CORPORATION | $3.1M | 1.54% | -236 | -1.4% |
| 13 | EFA | ISHARES MSCI EAFE ETF | $3.1M | 1.54% | +565 | +1.8% |
| 14 | JPM | JPMORGAN CHASE & CO | $2.9M | 1.45% | +64 | +0.6% |
| 15 | SCZ | ISHARES MSCI EAFE SMALL CAP ETF | $2.9M | 1.42% | +1,186 | +3.4% |
| 16 | GOOG | ALPHABET INC | $2.8M | 1.38% | -454 | -4.5% |
| 17 | IWP | ISHARES RUSSELL MIDCAP GROWTH ETF | $2.7M | 1.35% | +1,258 | +6.3% |
| 18 | AGG | ISHARES AGGREGATE BOND ETF | $2.6M | 1.28% | +2,773 | +11.9% |
| 19 | IWS | ISHARES RUSSELL MIDCAP VALUE INDEX | $2.2M | 1.11% | +1,035 | +7.2% |
| 20 | CSQ | CALAMOS STRATEGIC TOTAL RETURN FD | $2.1M | 1.05% | +11,258 | +10.0% |
| 21 | IWN | ISHARES RUSSELL 2000 VALUE | $2.1M | 1.05% | +182 | +1.7% |
| 22 | IWM | ISHARES RUSSELL 2000 ETF | $2.1M | 1.03% | -1 | -0.0% |
| 23 | AMZN | AMAZON.COM INC | $2.0M | 0.99% | -955 | -9.0% |
| 24 | GOOGL | GOOGLE INC | $2.0M | 0.97% | — | HELD |
| 25 | NVDA | NVIDIA CORPORATION | $1.9M | 0.96% | +1,428 | +14.8% |
| 26 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $1.8M | 0.91% | +2,242 | +64.9% |
| 27 | BKR | BAKER HUGHES INC | $1.7M | 0.83% | -1,139 | -4.0% |
| 28 | AMLP | ALPS TRUST ETF ALERIAN MLP | $1.6M | 0.82% | +4,549 | +17.0% |
| 29 | IWO | ISHARES RUSSELL 2000 GROWTH INDEX | $1.6M | 0.78% | +305 | +6.4% |
| 30 | XETYX | EATON VANCE TAX MANAGED | $1.6M | 0.77% | -1,971 | -1.7% |
| 31 | IJH | ISHARES CORE S&P MID CAP ETF | $1.5M | 0.77% | +477 | +2.1% |
| 32 | TOTL | STATE STREET DOUBLELINE TOTAL RETURN TACTICAL ETF | $1.5M | 0.72% | +3,087 | +9.2% |
| 33 | XEXGX | EATON VANCE TAX MANAGED GLOBAL EQUITY | $1.5M | 0.72% | +22,619 | +15.5% |
| 34 | META | META PLATFORMS INC | $1.4M | 0.69% | -52 | -2.1% |
| 35 | TJX | TJX COS INC | $1.3M | 0.66% | -95 | -1.1% |
| 36 | MA | MASTERCARD INC | $1.3M | 0.64% | — | HELD |
| 37 | XOM | EXXON MOBIL CORP | $1.3M | 0.64% | -50 | -0.7% |
| 38 | GS | GOLDMAN SACHS GROUP INC | $1.3M | 0.63% | -51 | -3.3% |
| 39 | LIN | LINDE PLC SHS | $1.2M | 0.58% | -61 | -2.5% |
| 40 | ORCL | ORACLE CORPORATION | $1.1M | 0.56% | -132 | -1.7% |
| 41 | EPD | ENTERPRISE PRODS PARTNERS L P | $1.1M | 0.54% | — | HELD |
| 42 | NFLX | NETFLIX COM INC | $1.1M | 0.54% | +516 | +4.7% |
| 43 | LLY | ELI LILLY & CO | $1.1M | 0.54% | -31 | -2.6% |
| 44 | CSCO | CISCO SYS INC | $987K | 0.49% | — | HELD |
| 45 | BIL | STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | $971K | 0.48% | +1,183 | +12.6% |
| 46 | ORLY | O REILLY AUTOMOTIVE INC | $953K | 0.47% | — | HELD |
| 47 | JEPI | JPMORGAN EQUITY PREMIUM INCOME ETF | $919K | 0.45% | -80 | -0.5% |
| 48 | COP | CONOCOPHILLIPS | $910K | 0.45% | -171 | -2.4% |
| 49 | V | VISA INC | $898K | 0.44% | -84 | -2.7% |
| 50 | EFV | ISHARES MSCI EAFE VALUE INDEX ETF | $897K | 0.44% | +2,505 | +26.2% |
| 51 | ADI | ANALOG DEVICES INC | $880K | 0.44% | -86 | -3.0% |
| 52 | WMT2 | WELLS FARGO & CO | $873K | 0.43% | -465 | -4.1% |
| 53 | WMB | WILLIAMS COS INC | $792K | 0.39% | — | HELD |
| 54 | UNP | UNION PAC CORP | $783K | 0.39% | — | HELD |
| 55 | EFG | ISHARES MSCI EAFE GROWTH INDEX ETF | $763K | 0.38% | +1,579 | +30.0% |
| 56 | ET | ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | $753K | 0.37% | — | HELD |
| 57 | BAC | BANK OF AMER CORP | $748K | 0.37% | -513 | -3.2% |
| 58 | BA | BOEING CO | $732K | 0.36% | -127 | -3.3% |
| 59 | JCI | JOHNSON CTLS INC | $729K | 0.36% | -335 | -5.7% |
| 60 | FLTR | VANECK IG FLOATING RATE ETF | $728K | 0.36% | -4,500 | -13.6% |
| 61 | ODFL | OLD DOMINION FREIGHT LINE INC | $728K | 0.36% | -108 | -2.8% |
| 62 | SPY | SPDR S&P 500 ETF | $718K | 0.36% | — | HELD |
| 63 | CVX | CHEVRON CORPORATION | $713K | 0.35% | -85 | -2.4% |
| 64 | MDLZ | MONDELEZ INTL INC | $693K | 0.34% | -367 | -3.0% |
| 65 | ETJ | EATON VANCE RISK MANAGED DIVERSIFIED EQUITY | $692K | 0.34% | +24,567 | +40.8% |
| 66 | VBR | VANGUARD SMALL CAP VALUE ETF | $668K | 0.33% | — | HELD |
| 67 | GE | GE AEROSPACE | $666K | 0.33% | -900 | -27.7% |
| 68 | LNG | CHENIERE ENERGY INC | $645K | 0.32% | -600 | -20.9% |
| 69 | REGN | REGENERON PHARMACEUTICALS | $631K | 0.31% | -29 | -3.4% |
| 70 | TXN | TEXAS INSTRS INC | $627K | 0.31% | — | HELD |
| 71 | PEP | PEPSICO INC | $627K | 0.31% | -89 | -2.2% |
| 72 | AMP | AMERIPRISE FINANCIAL INC. | $610K | 0.30% | — | HELD |
| 73 | ETN | EATON CORP PLC SHS | $599K | 0.30% | -91 | -5.2% |
| 74 | ICE | INTERCONTINENTALEXCHINTL | $590K | 0.29% | -160 | -4.1% |
| 75 | CRM | SALESFORCE | $588K | 0.29% | -192 | -5.7% |
| 76 | VIG | VANGUARD DIVIDEND APPRECIATION ETF | $579K | 0.29% | — | HELD |
| 77 | VUG | VANGUARD GROWTH ETF | $566K | 0.28% | — | HELD |
| 78 | OKE | ONEOK INC | $562K | 0.28% | — | HELD |
| 79 | FDX | FEDEX CORP | $561K | 0.28% | -89 | -5.3% |
| 80 | GEV | GE VERNOVA INC | $559K | 0.28% | -225 | -26.0% |
| 81 | NFJ | VIRTUS DIVIDEND INTEREST & PR | $537K | 0.27% | — | HELD |
| 82 | AZN | ASTRAZENECA PLC | $535K | 0.27% | +2,764 | NEW |
| 83 | IVV | ISHARES S&P 500 INDEX | $524K | 0.26% | — | HELD |
| 84 | SYK | STRYKER CORP | $524K | 0.26% | -400 | -20.1% |
| 85 | SRE | SEMPRA ENERGY | $518K | 0.26% | -267 | -4.8% |
| 86 | C | CITIGROUP INC | $511K | 0.25% | — | HELD |
| 87 | PG | PROCTER & GAMBLE CO | $500K | 0.25% | +65 | +1.9% |
| 88 | AVGO | BROADCOM INC | $499K | 0.25% | +1,612 | NEW |
| 89 | SCHW | CHARLES SCHWAB CORP | $495K | 0.24% | -904 | -14.7% |
| 90 | ADM | ARCHER DANIELS MIDLAND CO | $492K | 0.24% | -500 | -6.9% |
| 91 | HUBB | HUBBELL INC | $479K | 0.24% | — | HELD |
| 92 | IWB | ISHARES RUSSELL 1000 ETF | $474K | 0.23% | — | HELD |
| 93 | CB | CHUBB LTD SWITZ | $469K | 0.23% | — | HELD |
| 94 | CARR | CARRIER GLOBAL CORPORATION | $463K | 0.23% | — | HELD |
| 95 | XEVVX | EATON VANCE LTD DURATION INCOME FD | $455K | 0.23% | +21,887 | +83.4% |
| 96 | NVS | NOVARTIS AG | $455K | 0.23% | -161 | -5.1% |
| 97 | BSV | VANGUARD SHORT TERM BOND | $444K | 0.22% | -200 | -3.4% |
| 98 | IRT | INDEPENDENCE RLTY TR INC | $440K | 0.22% | — | HELD |
| 99 | HACK | AMPLIFY CYBERSECURITY ETF | $421K | 0.21% | — | HELD |
| 100 | VT | VANGUARD TOTAL WORLD STOCK ETF | $420K | 0.21% | — | HELD |
| 101 | COF | CAPITAL ONE FINANCIAL CORP | $418K | 0.21% | -122 | -5.1% |
| 102 | NEE | NEXTERA ENERGY INC | $418K | 0.21% | -750 | -14.3% |
| 103 | ALB | ALBEMARLE CORP | $412K | 0.20% | — | HELD |
| 104 | ABT | ABBOTT LABORATORIES | $405K | 0.20% | — | HELD |
| 105 | DHR | DANAHER CORP | $401K | 0.20% | -44 | -2.0% |
| 106 | CEG | CONSTELLATION ENERGY CORP | $394K | 0.20% | +1,412 | NEW |
| 107 | XSSPX | NUVEEN S&P 500 DYNAMIC OVERWRI | $391K | 0.19% | +24,307 | NEW |
| 108 | JEPQ | JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | $376K | 0.19% | — | HELD |
| 109 | DIS | DISNEY WALT CO | $373K | 0.18% | -218 | -5.3% |
| 110 | UNH | UNITEDHEALTH GROUP | $372K | 0.18% | -41 | -2.9% |
| 111 | CFG | CITIZENS FINL GROUP INC | $358K | 0.18% | — | HELD |
| 112 | QQQJ | INVESCO NASDAQ NEXT GEN 100 ETF | $357K | 0.18% | — | HELD |
| 113 | SPYI | NEOS S&P 500 HIGH INCOME ETF | $352K | 0.17% | +7,134 | NEW |
| 114 | KMI | KINDER MORGAN INC | $346K | 0.17% | — | HELD |
| 115 | OTIS | OTIS WORLDWIDE CORP | $324K | 0.16% | — | HELD |
| 116 | BLW | BLACKROCK LIMITED DURATION INCOME TRUST | $323K | 0.16% | -123 | -0.5% |
| 117 | PM | PHILIP MORRIS INTL INC | $322K | 0.16% | — | HELD |
| 118 | NSC | NORFOLK SOUTHERN CRP | $307K | 0.15% | — | HELD |
| 119 | SHYG | ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF | $307K | 0.15% | +7,255 | NEW |
| 120 | XLF | FINANCIAL SELECT SECTOR SPDR | $300K | 0.15% | — | HELD |
| 121 | MRK | MERCK & CO INC | $292K | 0.14% | +95 | +4.1% |
| 122 | HD | HOME DEPOT | $284K | 0.14% | -46 | -5.1% |
| 123 | ORI | OLD REP INTL CORP | $284K | 0.14% | — | HELD |
| 124 | PFE | PFIZER INC | $283K | 0.14% | — | HELD |
| 125 | TEL | TE CONNECTIVITY LTD | $282K | 0.14% | -82 | -5.7% |
| 126 | MNST | MONSTER BEVERAGE CORP | $278K | 0.14% | -234 | -5.7% |
| 127 | CMS | CMS ENERGY CORP | $273K | 0.14% | — | HELD |
| 128 | CTVA | CORTEVA INC | $271K | 0.13% | — | HELD |
| 129 | DTE | DTE ENERGY CO | $267K | 0.13% | — | HELD |
| 130 | IUSB | ISHARES CORE TOTAL USD BOND MARKET ETF | $264K | 0.13% | — | HELD |
| 131 | LOW | LOWES COS INC | $259K | 0.13% | -52 | -4.5% |
| 132 | YUM | YUM! BRANDS INC | $259K | 0.13% | -79 | -4.5% |
| 133 | QCOM | QUALCOMM INC | $251K | 0.12% | -261 | -11.8% |
| 134 | O | REALTY INCOME CORP | $250K | 0.12% | — | HELD |
| 135 | KMB | KIMBERLY-CLARK CORP | $248K | 0.12% | — | HELD |
| 136 | LEN | LENNAR CORP | $246K | 0.12% | — | HELD |
| 137 | TSLA | TESLA MOTORS INC | $244K | 0.12% | — | HELD |
| 138 | JNJ | JOHNSON & JOHNSON | $239K | 0.12% | — | HELD |
| 139 | USB | US BANCORP | $238K | 0.12% | — | HELD |
| 140 | XNEAX | NUVEEN AMT FREE QLTY MUN INCME | $236K | 0.12% | — | HELD |
| 141 | SUSA | ISHARES ESG OPTIMIZED MSCI USA ETF | $231K | 0.11% | — | HELD |
| 142 | IYG | ISHARES US FINANCIAL SERVICES ETF | $231K | 0.11% | — | HELD |
| 143 | MIY | MUNIYIELD MICH INSD FD INC | $229K | 0.11% | — | HELD |
| 144 | ANGL | VANECK FALLEN ANGEL HIGH YIELD BOND ETF | $222K | 0.11% | — | HELD |
| 145 | PSX | PHILLIPS 66 | $220K | 0.11% | +1,209 | NEW |
| 146 | PAA | PLAINS ALL AMERICAN PIPELINE LP | $220K | 0.11% | +9,850 | NEW |
| 147 | F | FORD MOTOR COMPANY | $220K | 0.11% | — | HELD |
| 148 | RKT | ROCKET COS INC COM | $218K | 0.11% | — | HELD |
| 149 | MS | MORGAN STANLEY | $217K | 0.11% | — | HELD |
| 150 | WMT | WALMART INC | $213K | 0.11% | +1,713 | NEW |
| 151 | AXP | AMERICAN EXPRESS CO | $211K | 0.10% | — | HELD |
| 152 | IWR | ISHARES RUSSELL MIDCAP ETF | $203K | 0.10% | — | HELD |
| 153 | ENB | ENBRIDGE INC | $202K | 0.10% | +3,744 | NEW |
| 154 | AZNN | ASTRAZENECA PLC- SPONS ADR | — | — | -5,842 | EXITED |
| 155 | SOFI | SOFI TECHNOLOGIES INC COM | — | — | -18,490 | EXITED |
| 156 | D | DOMINION RESOURCES INC | — | — | -7,338 | EXITED |
| 157 | BNDX | VANGUARD TOTAL INTERNATIONAL BOND SHS | — | — | -5,554 | EXITED |
| 158 | BKNG | BOOKING HOLDINGS INC COM | — | — | -44 | EXITED |
| 159 | MRSH | MARSH COM | — | — | -1,197 | EXITED |
| 160 | XBXMX | NUVEEN S&P 500 BUY-WRITE INCOM COM | — | — | -14,155 | EXITED |
| 161 | CINF | CINCINNATI FINL CORP COM | — | — | -1,260 | EXITED |
| 162 | IVW | ISHARES S&P 500 GROWTH SHS | — | — | -1,656 | EXITED |
| 163 | MDT | MEDTRONIC PLC SHS | — | — | -2,084 | EXITED |
| 164 | CRGY | CRESCENT ENERGY COMPANY CL A COM | — | — | -13,008 | EXITED |
Source: SEC EDGAR · accession 0001640335-26-000003. 13F discloses long positions only — shorts, foreign equities, and options are excluded.