Q1 2026 · 13F-HR
Catherine Avery Investment Management LLCholdings as filed
Filed 2026-05-15 · accession 0001420506-26-001105
$223.4M
Reported value
109
Positions
2026-03-31
Period end
The Brief · Catherine Avery Investment Management LLC · Q1 2026
AI · grounded in 13F
Catherine Avery Investment Management LLC established a new position in ES valued at $3.81M. The fund significantly increased its stake in OMC by 20,253.1% and grew its holding in BBY by 72.5%. Conversely, the manager trimmed positions in BKR by 86.6% and RTX by 70.2%. The fund also closed positions in RDVI and BIL.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 166764100 | CVX | CHEVRON CORPORATION | $7.3M | 3.25% | 35,128 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $7.2M | 3.23% | 63,718 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $7.0M | 3.15% | 90,716 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $6.9M | 3.09% | 28,509 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $6.8M | 3.04% | 135,143 | Common | SOLE |
| 35671D857 | FCX | FREEPORT MCMORAN INC | $6.7M | 3.00% | 114,221 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $6.6M | 2.97% | 71,507 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $6.6M | 2.94% | 86,378 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $6.6M | 2.94% | 72,600 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $6.6M | 2.93% | 22,283 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $6.5M | 2.90% | 53,413 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $6.5M | 2.89% | 53,682 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $6.4M | 2.85% | 104,863 | Common | SOLE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $6.3M | 2.84% | 18,363 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $6.3M | 2.82% | 20,383 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $6.3M | 2.80% | 42,568 | Common | SOLE |
| 681919106 | OMC | OMNICOM GROUP INC | $6.2M | 2.76% | 82,023 | Common | SOLE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $6.1M | 2.74% | 256,671 | Common | SOLE |
| 086516101 | BBY | BEST BUY INC | $6.1M | 2.73% | 95,181 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $6.0M | 2.67% | 19,196 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $5.8M | 2.59% | 205,820 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $5.6M | 2.53% | 30,991 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SVCS INC | $5.6M | 2.50% | 56,869 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $5.6M | 2.50% | 15,875 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $5.6M | 2.50% | 114,498 | Common | SOLE |
| 854502101 | SWK | STANLEY BLACK & DECKER INC | $5.6M | 2.49% | 78,248 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $5.5M | 2.47% | 16,760 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $5.5M | 2.46% | 119,423 | Common | SOLE |
| 493267108 | KEY | KEYCORP | $5.4M | 2.41% | 268,094 | Common | SOLE |
| 695156109 | PKG | PACKAGING CORP AMER | $5.4M | 2.40% | 25,223 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $5.3M | 2.38% | 41,372 | Common | SOLE |
| 526057104 | LEN | LENNAR CORP | $5.1M | 2.27% | 58,503 | Common | SOLE |
| G7997R103 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $4.9M | 2.21% | 12,625 | Common | SOLE |
| 30040W108 | ES | EVERSOURCE ENERGY | $3.8M | 1.71% | 55,000 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $2.6M | 1.16% | 7,019 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $1.9M | 0.83% | 7,497 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $1.7M | 0.76% | 8,821 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $1.4M | 0.65% | 17,012 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $1.2M | 0.56% | 2,307 | Common | SOLE |
| G51502105 | JCI | JOHNSON CONTROLS INTERNATION | $1.2M | 0.52% | 8,872 | Common | SOLE |
| 30034W106 | EVRG | EVERGY INC | $1.2M | 0.52% | 14,148 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $955,695 | 0.43% | 5,633 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES COMPANY | $803,479 | 0.36% | 13,161 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $638,532 | 0.29% | 3,880 | Common | SOLE |
| 009158106 | APD | AIR PRODUCTS AND CHEMICALS I | $489,786 | 0.22% | 1,686 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $350,527 | 0.16% | 1,434 | Common | SOLE |
| 464288802 | SUSA | ISHARES TR | $329,325 | 0.15% | 2,493 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $279,169 | 0.12% | 1,100 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $253,451 | 0.11% | 2,925 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $247,452 | 0.11% | 3,400 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $215,384 | 0.10% | 1,235 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $160,853 | 0.07% | 700 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $151,240 | 0.07% | 500 | Common | SOLE |
| 461202103 | INTU | INTUIT | $129,714 | 0.06% | 300 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABORATORIES | $114,990 | 0.05% | 1,120 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $112,636 | 0.05% | 770 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $98,920 | 0.04% | 755 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $96,045 | 0.04% | 334 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $95,203 | 0.04% | 282 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $93,694 | 0.04% | 155 | Common | SOLE |
| 354613101 | BEN | FRANKLIN RESOURCES INC | $90,795 | 0.04% | 3,844 | Common | SOLE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $89,819 | 0.04% | 660 | Common | SOLE |
| 011532108 | AGI | ALAMOS GOLD INC | $84,506 | 0.04% | 1,902 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $79,058 | 0.04% | 370 | Common | SOLE |
| 172062101 | CINF | CINCINNATI FINL CORP | $78,675 | 0.04% | 500 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $69,429 | 0.03% | 98 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $65,990 | 0.03% | 1,000 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $63,675 | 0.03% | 385 | Common | SOLE |
| 92826C839 | V | VISA INC | $59,541 | 0.03% | 197 | Common | SOLE |
| 464288810 | IHI | ISHARES TR | $59,325 | 0.03% | 1,112 | Common | SOLE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $31,867 | 0.01% | 49 | Common | SOLE |
| 345370860 | F | FORD MTR CO | $31,054 | 0.01% | 2,691 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $29,667 | 0.01% | 274 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $26,463 | 0.01% | 112 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $25,258 | 0.01% | 116 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $24,602 | 0.01% | 43 | Common | SOLE |
| 09290D101 | BLK | BLACKROCK INC | $24,043 | 0.01% | 25 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $22,560 | 0.01% | 149 | Common | SOLE |
| 22160K105 | COST | COSTCO WHOLESALE CORPORATION | $19,929 | 0.01% | 20 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC. | $19,230 | 0.01% | 200 | Common | SOLE |
| 742718109 | PG | PROCTER & GAMBLE CO | $15,744 | 0.01% | 109 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $14,900 | 0.01% | 200 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $13,538 | 0.01% | 65 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $10,191 | 0.00% | 82 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $10,159 | 0.00% | 50 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $9,816 | 0.00% | 170 | Common | SOLE |
| 631103108 | NDAQ | NASDAQ INC | $9,508 | 0.00% | 112 | Common | SOLE |
| 260003108 | DOV | DOVER CORP | $9,380 | 0.00% | 45 | Common | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $9,156 | 0.00% | 300 | Common | SOLE |
| 36828A101 | GEV | GE VERNOVA INC | $8,742 | 0.00% | 10 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $8,187 | 0.00% | 12 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $7,988 | 0.00% | 181 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC | $7,815 | 0.00% | 80 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $6,939 | 0.00% | 72 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $6,555 | 0.00% | 29 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $5,898 | 0.00% | 12 | Common | SOLE |
| 125523100 | CI | THE CIGNA GROUP | $5,869 | 0.00% | 22 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO & CO | $5,775 | 0.00% | 5 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $5,505 | 0.00% | 35 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $3,518 | 0.00% | 13 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $3,302 | 0.00% | 115 | Common | SOLE |
| 00206R102 | T | AT&T INC | $2,501 | 0.00% | 86 | Common | SOLE |
| 78467X109 | DIA | STATE STR SPDR DOW JONES IND | $1,390 | 0.00% | 3 | Common | SOLE |
| 125269100 | CF | CF INDUSTRIES HOLD | $1,298 | 0.00% | 10 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $1,158 | 0.00% | 12 | Common | SOLE |
| 370334104 | GIS | GENERAL MILLS INC | $1,154 | 0.00% | 31 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $732 | 0.00% | 13 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $528 | 0.00% | 10 | Common | SOLE |
| 23355L106 | DXC | DXC TECHNOLOGY CO | $201 | 0.00% | 16 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.