Institutional
Catherine Avery Investment Management LLC
CIK 0002103454
$223.4M
Reported AUM
109
Positions
Q1 2026
Period
2026-05-15
Filed
The Brief · Catherine Avery Investment Management LLC · Q1 2026
AI · grounded in 13F
Catherine Avery Investment Management LLC established a new position in ES valued at $3.81M. The fund significantly increased its stake in OMC by 20,253.1% and grew its holding in BBY by 72.5%. Conversely, the manager trimmed positions in BKR by 86.6% and RTX by 70.2%. The fund also closed positions in RDVI and BIL.
Portfolio · Q1 2026
Top holdings
QoQ vs Q4 2025
| # | Ticker | Issuer | Value | % of book | Δ shares (QoQ) | Status |
|---|---|---|---|---|---|---|
| 1 | CVX | CHEVRON CORPORATION | $7.3M | 3.25% | +4,131 | +13.3% |
| 2 | C | CITIGROUP INC | $7.2M | 3.23% | +14,393 | +29.2% |
| 3 | CSCO | CISCO SYS INC | $7.0M | 3.15% | +22,140 | +32.3% |
| 4 | IBM | INTERNATIONAL BUSINESS MACHS | $6.9M | 3.09% | +10,187 | +55.6% |
| 5 | VZ | VERIZON COMMUNICATIONS INC | $6.8M | 3.04% | +26,786 | +24.7% |
| 6 | FCX | FREEPORT MCMORAN INC | $6.7M | 3.00% | +8,013 | +7.5% |
| 7 | NEE | NEXTERA ENERGY INC | $6.6M | 2.97% | +13,648 | +23.6% |
| 8 | KO | COCA COLA CO | $6.6M | 2.94% | +19,077 | +28.3% |
| 9 | OKE | ONEOK INC NEW | $6.6M | 2.94% | +15,036 | +26.1% |
| 10 | JPM | JPMORGAN CHASE & CO | $6.6M | 2.93% | +5,884 | +35.9% |
| 11 | TGT | TARGET CORP | $6.5M | 2.90% | +7,231 | +15.7% |
| 12 | MRK | MERCK & CO INC | $6.5M | 2.89% | +8,550 | +18.9% |
| 13 | BMY | BRISTOL-MYERS SQUIBB CO | $6.4M | 2.85% | +12,024 | +13.0% |
| 14 | LHX | L3HARRIS TECHNOLOGIES INC | $6.3M | 2.84% | +2,472 | +15.6% |
| 15 | AVGO | BROADCOM INC | $6.3M | 2.82% | +4,803 | +30.8% |
| 16 | ORCL | ORACLE CORP | $6.3M | 2.80% | +20,190 | +90.2% |
| 17 | OMC | OMNICOM GROUP INC | $6.2M | 2.76% | +81,620 | +20253.1% |
| 18 | HPE | HEWLETT PACKARD ENTERPRISE C | $6.1M | 2.74% | +83,974 | +48.6% |
| 19 | BBY | BEST BUY INC | $6.1M | 2.73% | +40,011 | +72.5% |
| 20 | MCD | MCDONALDS CORP | $6.0M | 2.67% | +4,882 | +34.1% |
| 21 | PFE | PFIZER INC | $5.8M | 2.59% | +53,343 | +35.0% |
| 22 | PSX | PHILLIPS 66 | $5.6M | 2.53% | +7,775 | +33.5% |
| 23 | UPS | UNITED PARCEL SVCS INC | $5.6M | 2.50% | +14,128 | +33.1% |
| 24 | AMGN | AMGEN INC | $5.6M | 2.50% | +3,336 | +26.6% |
| 25 | BAC | BANK AMERICA CORP | $5.6M | 2.50% | +36,397 | +46.6% |
| 26 | SWK | STANLEY BLACK & DECKER INC | $5.6M | 2.49% | +18,669 | +31.3% |
| 27 | HD | HOME DEPOT INC | $5.5M | 2.47% | +7,058 | +72.7% |
| 28 | TFC | TRUIST FINL CORP | $5.5M | 2.46% | +36,417 | +43.9% |
| 29 | KEY | KEYCORP | $5.4M | 2.41% | +77,035 | +40.3% |
| 30 | PKG | PACKAGING CORP AMER | $5.4M | 2.40% | +9,204 | +57.5% |
| 31 | QCOM | QUALCOMM INC | $5.3M | 2.38% | +16,347 | +65.3% |
| 32 | LEN | LENNAR CORP | $5.1M | 2.27% | +26,958 | +85.5% |
| 33 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $4.9M | 2.21% | -519 | -3.9% |
| 34 | ES | EVERSOURCE ENERGY | $3.8M | 1.71% | +55,000 | NEW |
| 35 | MSFT | MICROSOFT CORP | $2.6M | 1.16% | -113 | -1.6% |
| 36 | VLO | VALERO ENERGY CORP | $1.9M | 0.83% | -289 | -3.7% |
| 37 | RTX | RTX CORPORATION | $1.7M | 0.76% | -20,755 | -70.2% |
| 38 | CL | COLGATE PALMOLIVE CO | $1.4M | 0.65% | — | HELD |
| 39 | CMI | CUMMINS INC | $1.2M | 0.56% | -169 | -6.8% |
| 40 | JCI | JOHNSON CONTROLS INTERNATION | $1.2M | 0.52% | -1,748 | -16.5% |
| 41 | EVRG | EVERGY INC | $1.2M | 0.52% | -1,135 | -7.4% |
| 42 | XOM | EXXON MOBIL CORP | $956K | 0.43% | — | HELD |
| 43 | BKR | BAKER HUGHES COMPANY | $803K | 0.36% | -85,237 | -86.6% |
| 44 | MS | MORGAN STANLEY | $639K | 0.29% | -309 | -7.4% |
| 45 | APD | AIR PRODUCTS AND CHEMICALS I | $490K | 0.22% | +440 | +35.3% |
| 46 | JNJ | JOHNSON & JOHNSON | $351K | 0.16% | -113 | -7.3% |
| 47 | SUSA | ISHARES TR | $329K | 0.15% | — | HELD |
| 48 | AAPL | APPLE INC | $279K | 0.12% | -408 | -27.1% |
| 49 | MDT | MEDTRONIC PLC | $253K | 0.11% | -135 | -4.4% |
| 50 | WMB | WILLIAMS COS INC | $247K | 0.11% | — | HELD |
| 51 | NVDA | NVIDIA CORPORATION | $215K | 0.10% | -177 | -12.5% |
| 52 | WM | WASTE MGMT INC DEL | $161K | 0.07% | — | HELD |
| 53 | AXP | AMERICAN EXPRESS CO | $151K | 0.07% | -50 | -9.1% |
| 54 | INTU | INTUIT | $130K | 0.06% | — | HELD |
| 55 | ABT | ABBOTT LABORATORIES | $115K | 0.05% | — | HELD |
| 56 | PLTR | PALANTIR TECHNOLOGIES INC | $113K | 0.05% | -54 | -6.6% |
| 57 | EMR | EMERSON ELEC CO | $99K | 0.04% | -14 | -1.8% |
| 58 | GOOGL | ALPHABET INC | $96K | 0.04% | -317 | -48.7% |
| 59 | MU | MICRON TECHNOLOGY INC | $95K | 0.04% | — | HELD |
| 60 | LMT | LOCKHEED MARTIN CORP | $94K | 0.04% | -9 | -5.5% |
| 61 | BEN | FRANKLIN RESOURCES INC | $91K | 0.04% | -584 | -13.2% |
| 62 | AWK | AMERICAN WTR WKS CO INC NEW | $90K | 0.04% | — | HELD |
| 63 | AGI | ALAMOS GOLD INC | $85K | 0.04% | — | HELD |
| 64 | IWD | ISHARES TR | $79K | 0.04% | -222 | -37.5% |
| 65 | CINF | CINCINNATI FINL CORP | $79K | 0.04% | — | HELD |
| 66 | CAT | CATERPILLAR INC | $69K | 0.03% | -54 | -35.5% |
| 67 | MO | ALTRIA GROUP INC | $66K | 0.03% | +830 | +488.2% |
| 68 | PM | PHILIP MORRIS INTL INC | $64K | 0.03% | +3 | +0.8% |
| 69 | V | VISA INC | $60K | 0.03% | -7 | -3.4% |
| 70 | IHI | ISHARES TR | $59K | 0.03% | — | HELD |
| 71 | SPY | STATE STR SPDR S&P 500 ETF T | $32K | 0.01% | +38 | +345.5% |
| 72 | F | FORD MTR CO | $31K | 0.01% | -652 | -19.5% |
| 73 | NEM | NEWMONT CORP | $30K | 0.01% | +1 | +0.4% |
| 74 | LOW | LOWES COS INC | $26K | 0.01% | — | HELD |
| 75 | ABBV | ABBVIE INC | $25K | 0.01% | -40 | -25.6% |
| 76 | META | META PLATFORMS INC | $25K | 0.01% | +1 | +2.4% |
| 77 | BLK | BLACKROCK INC | $24K | 0.01% | — | HELD |
| 78 | DVY | ISHARES TR | $23K | 0.01% | — | HELD |
| 79 | COST | COSTCO WHOLESALE CORPORATION | $20K | 0.01% | — | HELD |
| 80 | NFLX | NETFLIX INC. | $19K | 0.01% | -30 | -13.0% |
| 81 | PG | PROCTER & GAMBLE CO | $16K | 0.01% | — | HELD |
| 82 | GM | GENERAL MTRS CO | $15K | 0.01% | -50 | -20.0% |
| 83 | AMZN | AMAZON COM INC | $14K | 0.01% | -24 | -27.0% |
| 84 | WMT | WALMART INC | $10K | 0.00% | — | HELD |
| 85 | ADP | AUTOMATIC DATA PROCESSING IN | $10K | 0.00% | — | HELD |
| 86 | MDLZ | MONDELEZ INTL INC | $10K | 0.00% | +1 | +0.6% |
| 87 | NDAQ | NASDAQ INC | $10K | 0.00% | — | HELD |
| 88 | DOV | DOVER CORP | $9K | 0.00% | — | HELD |
| 89 | KGC | KINROSS GOLD CORP | $9K | 0.00% | — | HELD |
| 90 | GEV | GE VERNOVA INC | $9K | 0.00% | — | HELD |
| 91 | NOC | NORTHROP GRUMMAN CORP | $8K | 0.00% | — | HELD |
| 92 | INTC | INTEL CORP | $8K | 0.00% | — | HELD |
| 93 | PRU | PRUDENTIAL FINL INC | $8K | 0.00% | — | HELD |
| 94 | DIS | DISNEY WALT CO | $7K | 0.00% | -138 | -65.7% |
| 95 | HON | HONEYWELL INTL INC | $7K | 0.00% | — | HELD |
| 96 | TMO | THERMO FISHER SCIENTIFIC INC | $6K | 0.00% | — | HELD |
| 97 | CI | THE CIGNA GROUP | $6K | 0.00% | — | HELD |
| 98 | WFC 7.5 PERP L | WELLS FARGO & CO | $6K | 0.00% | — | HELD |
| 99 | ICE | INTERCONTINENTAL EXCHANGE IN | $6K | 0.00% | -117 | -77.0% |
| 100 | UNH | UNITEDHEALTH GROUP INC | $4K | 0.00% | — | HELD |
| 101 | CMCSA | COMCAST CORP NEW | $3K | 0.00% | — | HELD |
| 102 | T | AT&T INC | $3K | 0.00% | — | HELD |
| 103 | DIA | STATE STR SPDR DOW JONES IND | $1K | 0.00% | — | HELD |
| 104 | CF | CF INDUSTRIES HOLD | $1K | 0.00% | -51 | -83.6% |
| 105 | KMB | KIMBERLY-CLARK CORP | $1K | 0.00% | — | HELD |
| 106 | GIS | GENERAL MILLS INC | $1K | 0.00% | — | HELD |
| 107 | CARR | CARRIER GLOBAL CORPORATION | $732 | 0.00% | — | HELD |
| 108 | NKE | NIKE INC | $528 | 0.00% | — | HELD |
| 109 | DXC | DXC TECHNOLOGY CO | $201 | 0.00% | — | HELD |
| 110 | RDVI | FIRST TR EXCHANGE-TRADED FD | — | — | -9,324 | EXITED |
| 111 | BIL | SPDR SERIES TRUST | — | — | -1,759 | EXITED |
| 112 | SCHD | SCHWAB STRATEGIC TR | — | — | -1,806 | EXITED |
| 113 | SDVD | FIRST TR EXCH TRADED FD III | — | — | -2,163 | EXITED |
| 114 | LYB | LYONDELLBASELL INDUSTRIES N | — | — | -654 | EXITED |
| 115 | JEPQ | J P MORGAN EXCHANGE TRADED F | — | — | -405 | EXITED |
| 116 | BRK/B | BERKSHIRE HATHAWAY INC DEL | — | — | -31 | EXITED |
| 117 | MRP | MILLROSE PPTYS INC | — | — | -516 | EXITED |
| 118 | CAG | CONAGRA BRANDS INC | — | — | -783 | EXITED |
| 119 | USFR | WISDOMTREE TR | — | — | -259 | EXITED |
| 120 | CALM | CAL MAINE FOODS INC | — | — | -157 | EXITED |
| 121 | IJH | ISHARES TR | — | — | -155 | EXITED |
| 122 | RS | RELIANCE INC | — | — | -30 | EXITED |
| 123 | ETN | EATON CORP PLC | — | — | -25 | EXITED |
| 124 | ETR | ENTERGY CORP NEW | — | — | -84 | EXITED |
| 125 | PYPL | PAYPAL HLDGS INC | — | — | -129 | EXITED |
| 126 | KVUE | KENVUE INC | — | — | -398 | EXITED |
| 127 | SOUN | SOUNDHOUND AI INC | — | — | -629 | EXITED |
| 128 | TTD | THE TRADE DESK INC | — | — | -136 | EXITED |
| 129 | DGRW | WISDOMTREE TR | — | — | -55 | EXITED |
| 130 | UHS | UNIVERSAL HLTH SVCS INC | — | — | -21 | EXITED |
| 131 | ELV | ELEVANCE HEALTH INC FORMERLY | — | — | -13 | EXITED |
| 132 | HPQ | HP INC | — | — | -191 | EXITED |
| 133 | SBET | SHARPLINK GAMING INC | — | — | -450 | EXITED |
| 134 | BP | BP PLC | — | — | -113 | EXITED |
| 135 | VIG | VANGUARD SPECIALIZED FUNDS | — | — | -17 | EXITED |
| 136 | DHS | WISDOMTREE TR | — | — | -32 | EXITED |
| 137 | CVS | CVS HEALTH CORP | — | — | -41 | EXITED |
| 138 | MA | MASTERCARD INCORPORATED | — | — | -5 | EXITED |
| 139 | RCL | ROYAL CARIBBEAN GROUP | — | — | -10 | EXITED |
| 140 | BMNR | BITMINE IMMERSION TECNOLOGIE | — | — | -80 | EXITED |
| 141 | AFL | AFLAC INC | — | — | -17 | EXITED |
| 142 | LQD | ISHARES TR | — | — | -17 | EXITED |
| 143 | NOW | SERVICENOW INC | — | — | -10 | EXITED |
| 144 | NOK | NOKIA CORP | — | — | -200 | EXITED |
| 145 | QQQ | INVESCO QQQ TR | — | — | -2 | EXITED |
| 146 | AMLX | AMYLYX PHARMACEUTICALS INC | — | — | -87 | EXITED |
| 147 | TLT | ISHARES TR | — | — | -12 | EXITED |
| 148 | STLA | STELLANTIS N.V | — | — | -80 | EXITED |
| 149 | SWAG | STRAN & COMPANY INC | — | — | -500 | EXITED |
| 150 | UBER | UBER TECHNOLOGIES INC | — | — | -10 | EXITED |
| 151 | SHY | ISHARES TR | — | — | -8 | EXITED |
| 152 | CHRD | CHORD ENERGY CORPORATION | — | — | -7 | EXITED |
| 153 | MARA | MARA HOLDINGS INC | — | — | -65 | EXITED |
| 154 | UPXI | UPEXI INC | — | — | -250 | EXITED |
| 155 | SOLS | SOLSTICE ADVANCED MATLS INC | — | — | -7 | EXITED |
| 156 | MRNA | MODERNA INC | — | — | -6 | EXITED |
| 157 | BHVN | BIOHAVEN LTD | — | — | -12 | EXITED |
| 158 | VFC | V F CORP | — | — | -2 | EXITED |
| 159 | ACB | AURORA CANNABIS INC | — | — | -3 | EXITED |
Source: SEC EDGAR · accession 0001420506-26-001105. 13F discloses long positions only — shorts, foreign equities, and options are excluded.