Q4 2025 · 13F-HR
Catherine Avery Investment Management LLCholdings as filed
Filed 2026-01-05 · accession 0001420506-26-000019
$167.0M
Reported value
158
Positions
2025-12-31
Period end
The Brief · Catherine Avery Investment Management LLC · Q4 2025
AI · grounded in 13F
Catherine Avery Investment Management LLC established a new position in KEY valued at $3.94M. The fund increased its holdings in HD by 10,680% and SWK by 28.93%. Offsetting these additions, the fund trimmed its positions in STX by 47.5% and APD by 43.18%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 172967424 | C | CITIGROUP INC | $5.8M | 3.45% | 49,325 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $5.4M | 3.25% | 18,322 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $5.4M | 3.25% | 29,576 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $5.4M | 3.23% | 106,208 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $5.4M | 3.23% | 15,580 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $5.3M | 3.16% | 16,399 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $5.3M | 3.16% | 68,576 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $5.0M | 3.00% | 92,839 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $4.8M | 2.85% | 45,132 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $4.7M | 2.83% | 30,997 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $4.7M | 2.82% | 67,301 | Common | SOLE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $4.7M | 2.79% | 15,891 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $4.6M | 2.78% | 57,859 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $4.5M | 2.70% | 46,182 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES COMPANY | $4.5M | 2.68% | 98,398 | Common | SOLE |
| 854502101 | SWK | STANLEY BLACK & DECKER INC | $4.4M | 2.65% | 59,579 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $4.4M | 2.64% | 108,357 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $4.4M | 2.62% | 14,314 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $4.4M | 2.61% | 22,378 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $4.3M | 2.57% | 78,101 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $4.3M | 2.56% | 25,025 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $4.2M | 2.54% | 42,741 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $4.2M | 2.53% | 57,564 | Common | SOLE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $4.1M | 2.48% | 172,697 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $4.1M | 2.46% | 12,539 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $4.1M | 2.45% | 83,006 | Common | SOLE |
| 493267108 | KEY | KEYCORP | $3.9M | 2.36% | 191,059 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $3.8M | 2.27% | 152,477 | Common | SOLE |
| 086516101 | BBY | BEST BUY INC | $3.7M | 2.21% | 55,170 | Common | SOLE |
| G7997R103 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $3.6M | 2.17% | 13,144 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $3.4M | 2.07% | 7,132 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $3.3M | 2.00% | 9,702 | Common | SOLE |
| 695156109 | PKG | PACKAGING CORP AMER | $3.3M | 1.98% | 16,019 | Common | SOLE |
| 526057104 | LEN | LENNAR CORP | $3.2M | 1.94% | 31,545 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $3.0M | 1.79% | 23,216 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $1.3M | 0.81% | 17,012 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $1.3M | 0.76% | 10,620 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $1.3M | 0.76% | 7,786 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $1.3M | 0.76% | 2,476 | Common | SOLE |
| 30034W106 | EVRG | EVERGY INC | $1.1M | 0.66% | 15,283 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $743,673 | 0.45% | 4,189 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $677,875 | 0.41% | 5,633 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $409,965 | 0.25% | 1,508 | Common | SOLE |
| 464288802 | SUSA | ISHARES TR | $347,387 | 0.21% | 2,493 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $320,152 | 0.19% | 1,547 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $307,802 | 0.18% | 1,246 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $293,944 | 0.18% | 3,060 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $263,338 | 0.16% | 1,412 | Common | SOLE |
| 33738D879 | RDVI | FIRST TR EXCHANGE-TRADED FD | $244,662 | 0.15% | 9,324 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $204,374 | 0.12% | 3,400 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $203,763 | 0.12% | 651 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $203,473 | 0.12% | 550 | Common | SOLE |
| 461202103 | INTU | INTUIT | $198,726 | 0.12% | 300 | Common | SOLE |
| 78468R663 | BIL | SPDR SERIES TRUST | $160,737 | 0.10% | 1,759 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $153,797 | 0.09% | 700 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $146,466 | 0.09% | 824 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $140,325 | 0.08% | 1,120 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $124,521 | 0.07% | 592 | Common | SOLE |
| 354613101 | BEN | FRANKLIN RESOURCES INC | $105,785 | 0.06% | 4,428 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $102,062 | 0.06% | 769 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $87,076 | 0.05% | 152 | Common | SOLE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $86,130 | 0.05% | 660 | Common | SOLE |
| 172062101 | CINF | CINCINNATI FINL CORP | $81,660 | 0.05% | 500 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $80,400 | 0.05% | 282 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $79,322 | 0.05% | 164 | Common | SOLE |
| 011532108 | AGI | ALAMOS GOLD INC NEW | $73,379 | 0.04% | 1,902 | Common | SOLE |
| 92826C839 | V | VISA INC | $71,545 | 0.04% | 204 | Common | SOLE |
| 464288810 | IHI | ISHARES TR | $69,111 | 0.04% | 1,112 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $61,260 | 0.04% | 382 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $49,539 | 0.03% | 1,806 | Common | SOLE |
| 33738D820 | SDVD | FIRST TR EXCH TRADED FD III | $46,418 | 0.03% | 2,163 | Common | SOLE |
| 345370860 | F | FORD MTR CO | $43,860 | 0.03% | 3,343 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $35,733 | 0.02% | 156 | Common | SOLE |
| 681919106 | OMC | OMNICOM GROUP INC | $32,542 | 0.02% | 403 | Common | SOLE |
| N53745100 | LYB | LYONDELLBASELL INDUSTRIES N | $28,318 | 0.02% | 654 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $27,724 | 0.02% | 42 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $27,293 | 0.02% | 273 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $27,010 | 0.02% | 112 | Common | SOLE |
| 09290D101 | BLK | BLACKROCK INC | $26,759 | 0.02% | 25 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $24,618 | 0.01% | 152 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $23,838 | 0.01% | 210 | Common | SOLE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $23,539 | 0.01% | 405 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $21,565 | 0.01% | 230 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $21,030 | 0.01% | 149 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $20,543 | 0.01% | 89 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $20,330 | 0.01% | 250 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $17,247 | 0.01% | 20 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $15,621 | 0.01% | 109 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $15,582 | 0.01% | 31 | Common | SOLE |
| 601137102 | MRP | MILLROSE PPTYS INC | $15,413 | 0.01% | 516 | Common | SOLE |
| 205887102 | CAG | CONAGRA BRANDS INC | $13,554 | 0.01% | 783 | Common | SOLE |
| 97717Y527 | USFR | WISDOMTREE TR | $13,013 | 0.01% | 259 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $12,862 | 0.01% | 50 | Common | SOLE |
| 128030202 | CALM | CAL MAINE FOODS INC | $12,492 | 0.01% | 157 | Common | SOLE |
| 631103108 | NDAQ | NASDAQ INC | $10,879 | 0.01% | 112 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $10,230 | 0.01% | 155 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $9,802 | 0.01% | 170 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $9,136 | 0.01% | 82 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $9,087 | 0.01% | 169 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC | $9,030 | 0.01% | 80 | Common | SOLE |
| 260003108 | DOV | DOVER CORP | $8,786 | 0.01% | 45 | Common | SOLE |
| 759509102 | RS | RELIANCE INC | $8,666 | 0.01% | 30 | Common | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $8,448 | 0.01% | 300 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $7,963 | 0.00% | 25 | Common | SOLE |
| 29364G103 | ETR | ENTERGY CORP NEW | $7,764 | 0.00% | 84 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $7,531 | 0.00% | 129 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $7,501 | 0.00% | 11 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $6,953 | 0.00% | 12 | Common | SOLE |
| 49177J102 | KVUE | KENVUE INC | $6,866 | 0.00% | 398 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $6,843 | 0.00% | 12 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $6,679 | 0.00% | 181 | Common | SOLE |
| 36828A101 | GEV | GE VERNOVA INC | $6,541 | 0.00% | 10 | Common | SOLE |
| 836100107 | SOUN | SOUNDHOUND AI INC | $6,271 | 0.00% | 629 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $6,060 | 0.00% | 5 | Common | SOLE |
| 125523100 | CI | THE CIGNA GROUP | $6,055 | 0.00% | 22 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $5,658 | 0.00% | 29 | Common | SOLE |
| 88339J105 | TTD | THE TRADE DESK INC | $5,163 | 0.00% | 136 | Common | SOLE |
| 97717X669 | DGRW | WISDOMTREE TR | $4,919 | 0.00% | 55 | Common | SOLE |
| 125269100 | CF | CF INDS HLDGS INC | $4,718 | 0.00% | 61 | Common | SOLE |
| 913903100 | UHS | UNIVERSAL HLTH SVCS INC | $4,578 | 0.00% | 21 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC FORMERLY | $4,557 | 0.00% | 13 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $4,291 | 0.00% | 13 | Common | SOLE |
| 40434L105 | HPQ | HP INC | $4,255 | 0.00% | 191 | Common | SOLE |
| 820014405 | SBET | SHARPLINK GAMING INC | $4,023 | 0.00% | 450 | Common | SOLE |
| 055622104 | BP | BP PLC | $3,932 | 0.00% | 113 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $3,736 | 0.00% | 17 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $3,437 | 0.00% | 115 | Common | SOLE |
| 97717W208 | DHS | WISDOMTREE TR | $3,258 | 0.00% | 32 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $3,254 | 0.00% | 41 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $2,854 | 0.00% | 5 | Common | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $2,789 | 0.00% | 10 | Common | SOLE |
| 09175A206 | BMNR | BITMINE IMMERSION TECNOLOGIE | $2,172 | 0.00% | 80 | Common | SOLE |
| 00206R102 | T | AT&T INC | $2,127 | 0.00% | 86 | Common | SOLE |
| 001055102 | AFL | AFLAC INC | $1,875 | 0.00% | 17 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $1,873 | 0.00% | 17 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $1,532 | 0.00% | 10 | Common | SOLE |
| 370334104 | GIS | GENERAL MLS INC | $1,442 | 0.00% | 31 | Common | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $1,442 | 0.00% | 3 | Common | SOLE |
| 654902204 | NOK | NOKIA CORP | $1,294 | 0.00% | 200 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $1,229 | 0.00% | 2 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $1,211 | 0.00% | 12 | Common | SOLE |
| 03237H101 | AMLX | AMYLYX PHARMACEUTICALS INC | $1,051 | 0.00% | 87 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $1,046 | 0.00% | 12 | Common | SOLE |
| N82405106 | STLA | STELLANTIS N.V | $871 | 0.00% | 80 | Common | SOLE |
| 86260J102 | SWAG | STRAN & COMPANY INC | $830 | 0.00% | 500 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $817 | 0.00% | 10 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $687 | 0.00% | 13 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $663 | 0.00% | 8 | Common | SOLE |
| 674215207 | CHRD | CHORD ENERGY CORPORATION | $649 | 0.00% | 7 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $637 | 0.00% | 10 | Common | SOLE |
| 565788106 | MARA | MARA HOLDINGS INC | $584 | 0.00% | 65 | Common | SOLE |
| 39959A205 | UPXI | UPEXI INC | $420 | 0.00% | 250 | Common | SOLE |
| 83443Q103 | SOLS | SOLSTICE ADVANCED MATLS INC | $340 | 0.00% | 7 | Common | SOLE |
| 23355L106 | DXC | DXC TECHNOLOGY CO | $234 | 0.00% | 16 | Common | SOLE |
| 60770K107 | MRNA | MODERNA INC | $177 | 0.00% | 6 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $135 | 0.00% | 12 | Common | SOLE |
| 918204108 | VFC | V F CORP | $41 | 0.00% | 2 | Common | SOLE |
| 05156X850 | ACB | AURORA CANNABIS INC | $13 | 0.00% | 3 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.