Q1 2026 · 13F-HR
Pointe Capital Management LLCholdings as filed
Filed 2026-05-15 · accession 0001640335-26-000003
$201.9M
Reported value
153
Positions
2026-03-31
Period end
The Brief · Pointe Capital Management LLC · Q1 2026
AI · grounded in 13F
Pointe Capital Management LLC closed its position in AZNN for a reduction of $537,055. The fund established new positions in AZN for $535,353 and AVGO for $498,930. Additionally, the manager increased its stake in VTI by 64.89% and trimmed holdings in AMZN by 9.03%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287614 | IWF | ISHARES RUSSELL 1000 GROWTH ETF | $16.7M | 8.27% | 39,171 | Common | SOLE |
| 921946406 | VYM | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | $14.4M | 7.15% | 97,516 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SHORT-TERM CORPORATE BOND ETF | $11.6M | 5.73% | 145,883 | Common | SOLE |
| 464287457 | SHY | ISHARES 1-3 YR TREASURY BOND ETF | $9.8M | 4.85% | 118,543 | Common | SOLE |
| 464287598 | IWD | ISHARES RUSSELL 1000 VALUE ETF | $6.9M | 3.42% | 32,296 | Common | SOLE |
| 46434G103 | IEMG | ISHARES CORE MSCI EMERGING MARKETS ETF | $6.7M | 3.34% | 96,689 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD ETF | $6.2M | 3.08% | 14,453 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC | $5.9M | 2.91% | 12,270 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $5.7M | 2.81% | 22,361 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT | $3.3M | 1.64% | 8,932 | Common | SOLE |
| 22160K105 | COST | COSTCO WHOLESALE CORP | $3.3M | 1.62% | 3,285 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $3.1M | 1.54% | 16,130 | Common | SOLE |
| 464287465 | EFA | ISHARES MSCI EAFE ETF | $3.1M | 1.54% | 31,980 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $2.9M | 1.45% | 9,939 | Common | SOLE |
| 464288273 | SCZ | ISHARES MSCI EAFE SMALL CAP ETF | $2.9M | 1.42% | 36,471 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $2.8M | 1.38% | 9,700 | Common | SOLE |
| 464287481 | IWP | ISHARES RUSSELL MIDCAP GROWTH ETF | $2.7M | 1.35% | 21,292 | Common | SOLE |
| 464287226 | AGG | ISHARES AGGREGATE BOND ETF | $2.6M | 1.28% | 26,017 | Common | SOLE |
| 464287473 | IWS | ISHARES RUSSELL MIDCAP VALUE INDEX | $2.2M | 1.11% | 15,362 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETURN FD | $2.1M | 1.05% | 124,101 | Common | SOLE |
| 464287630 | IWN | ISHARES RUSSELL 2000 VALUE | $2.1M | 1.05% | 11,198 | Common | SOLE |
| 464287655 | IWM | ISHARES RUSSELL 2000 ETF | $2.1M | 1.03% | 8,418 | Common | SOLE |
| 023135106 | AMZN | AMAZON.COM INC | $2.0M | 0.99% | 9,617 | Common | SOLE |
| 02079K305 | GOOGL | GOOGLE INC | $2.0M | 0.97% | 6,837 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.9M | 0.96% | 11,100 | Common | SOLE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $1.8M | 0.91% | 5,697 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES INC | $1.7M | 0.83% | 27,454 | Common | SOLE |
| 00162Q452 | AMLP | ALPS TRUST ETF ALERIAN MLP | $1.6M | 0.82% | 31,281 | Common | SOLE |
| 464287648 | IWO | ISHARES RUSSELL 2000 GROWTH INDEX | $1.6M | 0.78% | 5,039 | Common | SOLE |
| 27828N102 | XETYX | EATON VANCE TAX MANAGED | $1.6M | 0.77% | 113,351 | Common | SOLE |
| 464287507 | IJH | ISHARES CORE S&P MID CAP ETF | $1.5M | 0.77% | 22,947 | Common | SOLE |
| 78467V848 | TOTL | STATE STREET DOUBLELINE TOTAL RETURN TACTICAL ETF | $1.5M | 0.72% | 36,735 | Common | SOLE |
| 27829F108 | XEXGX | EATON VANCE TAX MANAGED GLOBAL EQUITY | $1.5M | 0.72% | 168,107 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.4M | 0.69% | 2,433 | Common | SOLE |
| 872540109 | TJX | TJX COS INC | $1.3M | 0.66% | 8,383 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INC | $1.3M | 0.64% | 2,605 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.3M | 0.64% | 7,586 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $1.3M | 0.63% | 1,496 | Common | SOLE |
| G54950103 | LIN | LINDE PLC SHS | $1.2M | 0.58% | 2,378 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORPORATION | $1.1M | 0.56% | 7,666 | Common | SOLE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L P | $1.1M | 0.54% | 29,061 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX COM INC | $1.1M | 0.54% | 11,436 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $1.1M | 0.54% | 1,184 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $987,178 | 0.49% | 12,723 | Common | SOLE |
| 78468R663 | BIL | STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | $970,559 | 0.48% | 10,591 | Common | SOLE |
| 67103H107 | ORLY | O REILLY AUTOMOTIVE INC | $952,639 | 0.47% | 10,320 | Common | SOLE |
| 46641Q332 | JEPI | JPMORGAN EQUITY PREMIUM INCOME ETF | $918,783 | 0.45% | 16,210 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $909,612 | 0.45% | 6,891 | Common | SOLE |
| 92826C839 | V | VISA INC | $897,955 | 0.44% | 2,971 | Common | SOLE |
| 464288877 | EFV | ISHARES MSCI EAFE VALUE INDEX ETF | $897,330 | 0.44% | 12,069 | Common | SOLE |
| 032654105 | ADI | ANALOG DEVICES INC | $879,975 | 0.44% | 2,766 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO & CO | $873,083 | 0.43% | 10,967 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $792,356 | 0.39% | 10,887 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $783,177 | 0.39% | 3,228 | Common | SOLE |
| 464288885 | EFG | ISHARES MSCI EAFE GROWTH INDEX ETF | $762,662 | 0.38% | 6,848 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP | $752,854 | 0.37% | 39,008 | Common | SOLE |
| 060505104 | BAC | BANK OF AMER CORP | $747,776 | 0.37% | 15,339 | Common | SOLE |
| 097023105 | BA | BOEING CO | $731,634 | 0.36% | 3,676 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INC | $728,606 | 0.36% | 5,564 | Common | SOLE |
| 92189F486 | FLTR | VANECK IG FLOATING RATE ETF | $728,066 | 0.36% | 28,574 | Common | SOLE |
| 679580100 | ODFL | OLD DOMINION FREIGHT LINE INC | $728,060 | 0.36% | 3,726 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF | $717,975 | 0.36% | 1,104 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORPORATION | $712,770 | 0.35% | 3,445 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $692,833 | 0.34% | 12,020 | Common | SOLE |
| 27829G106 | ETJ | EATON VANCE RISK MANAGED DIVERSIFIED EQUITY | $692,179 | 0.34% | 84,722 | Common | SOLE |
| 922908611 | VBR | VANGUARD SMALL CAP VALUE ETF | $667,826 | 0.33% | 3,074 | Common | SOLE |
| 369604301 | GE | GE AEROSPACE | $665,724 | 0.33% | 2,346 | Common | SOLE |
| 16411R208 | LNG | CHENIERE ENERGY INC | $644,703 | 0.32% | 2,272 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $631,247 | 0.31% | 817 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $627,460 | 0.31% | 3,232 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $627,372 | 0.31% | 4,040 | Common | SOLE |
| 03076C106 | AMP | AMERIPRISE FINANCIAL INC. | $609,717 | 0.30% | 1,372 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC SHS | $599,097 | 0.30% | 1,675 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTALEXCHINTL | $589,643 | 0.29% | 3,749 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE | $587,824 | 0.29% | 3,149 | Common | SOLE |
| 921908844 | VIG | VANGUARD DIVIDEND APPRECIATION ETF | $578,511 | 0.29% | 2,690 | Common | SOLE |
| 922908736 | VUG | VANGUARD GROWTH ETF | $565,643 | 0.28% | 1,295 | Common | SOLE |
| 682680103 | OKE | ONEOK INC | $561,955 | 0.28% | 6,217 | Common | SOLE |
| 31428X106 | FDX | FEDEX CORP | $560,984 | 0.28% | 1,575 | Common | SOLE |
| 36828A101 | GEV | GE VERNOVA INC | $558,656 | 0.28% | 640 | Common | SOLE |
| 92840R101 | NFJ | VIRTUS DIVIDEND INTEREST & PR | $536,631 | 0.27% | 42,556 | Common | SOLE |
| G0593M107 | AZN | ASTRAZENECA PLC | $535,353 | 0.27% | 2,764 | Common | SOLE |
| 464287200 | IVV | ISHARES S&P 500 INDEX | $523,874 | 0.26% | 802 | Common | SOLE |
| 863667101 | SYK | STRYKER CORP | $523,772 | 0.26% | 1,594 | Common | SOLE |
| 816851109 | SRE | SEMPRA ENERGY | $517,527 | 0.26% | 5,326 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $510,685 | 0.25% | 4,503 | Common | SOLE |
| 742718109 | PG | PROCTER & GAMBLE CO | $499,618 | 0.25% | 3,459 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $498,930 | 0.25% | 1,612 | Common | SOLE |
| 808513105 | SCHW | CHARLES SCHWAB CORP | $494,711 | 0.24% | 5,264 | Common | SOLE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $491,530 | 0.24% | 6,762 | Common | SOLE |
| 443510607 | HUBB | HUBBELL INC | $478,962 | 0.24% | 976 | Common | SOLE |
| 464287622 | IWB | ISHARES RUSSELL 1000 ETF | $473,868 | 0.23% | 1,329 | Common | SOLE |
| H1467J104 | CB | CHUBB LTD SWITZ | $469,013 | 0.23% | 1,439 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $463,037 | 0.23% | 8,223 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INCOME FD | $454,800 | 0.23% | 48,127 | Common | SOLE |
| 66987V109 | NVS | NOVARTIS AG | $454,737 | 0.23% | 2,977 | Common | SOLE |
| 921937827 | BSV | VANGUARD SHORT TERM BOND | $443,801 | 0.22% | 5,660 | Common | SOLE |
| 45378A106 | IRT | INDEPENDENCE RLTY TR INC | $440,223 | 0.22% | 29,565 | Common | SOLE |
| 032108664 | HACK | AMPLIFY CYBERSECURITY ETF | $421,330 | 0.21% | 5,611 | Common | SOLE |
| 922042742 | VT | VANGUARD TOTAL WORLD STOCK ETF | $420,354 | 0.21% | 3,039 | Common | SOLE |
| 14040H105 | COF | CAPITAL ONE FINANCIAL CORP | $417,765 | 0.21% | 2,290 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $417,588 | 0.21% | 4,496 | Common | SOLE |
| 012653101 | ALB | ALBEMARLE CORP | $411,842 | 0.20% | 2,294 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABORATORIES | $404,725 | 0.20% | 3,942 | Common | SOLE |
| 235851102 | DHR | DANAHER CORP | $400,814 | 0.20% | 2,114 | Common | SOLE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $394,301 | 0.20% | 1,412 | Common | SOLE |
| 6706EW100 | XSSPX | NUVEEN S&P 500 DYNAMIC OVERWRI | $390,613 | 0.19% | 24,307 | Common | SOLE |
| 46654Q203 | JEPQ | JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF | $375,593 | 0.19% | 6,765 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $373,183 | 0.18% | 3,872 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP | $372,061 | 0.18% | 1,375 | Common | SOLE |
| 174610105 | CFG | CITIZENS FINL GROUP INC | $357,601 | 0.18% | 5,963 | Common | SOLE |
| 46138G631 | QQQJ | INVESCO NASDAQ NEXT GEN 100 ETF | $357,175 | 0.18% | 9,864 | Common | SOLE |
| 78433H303 | SPYI | NEOS S&P 500 HIGH INCOME ETF | $352,206 | 0.17% | 7,134 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC | $345,594 | 0.17% | 10,307 | Common | SOLE |
| 68902V107 | OTIS | OTIS WORLDWIDE CORP | $323,890 | 0.16% | 4,202 | Common | SOLE |
| 09249W101 | BLW | BLACKROCK LIMITED DURATION INCOME TRUST | $322,833 | 0.16% | 25,642 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $322,082 | 0.16% | 1,948 | Common | SOLE |
| 655844108 | NSC | NORFOLK SOUTHERN CRP | $307,377 | 0.15% | 1,071 | Common | SOLE |
| 46434V407 | SHYG | ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF | $306,959 | 0.15% | 7,255 | Common | SOLE |
| 81369Y605 | XLF | FINANCIAL SELECT SECTOR SPDR | $299,775 | 0.15% | 6,072 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $292,425 | 0.14% | 2,431 | Common | SOLE |
| 437076102 | HD | HOME DEPOT | $284,161 | 0.14% | 864 | Common | SOLE |
| 680223104 | ORI | OLD REP INTL CORP | $284,048 | 0.14% | 7,119 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $283,046 | 0.14% | 10,080 | Common | SOLE |
| G87052109 | TEL | TE CONNECTIVITY LTD | $281,550 | 0.14% | 1,347 | Common | SOLE |
| 61174X109 | MNST | MONSTER BEVERAGE CORP | $278,246 | 0.14% | 3,840 | Common | SOLE |
| 125896100 | CMS | CMS ENERGY CORP | $272,694 | 0.14% | 3,515 | Common | SOLE |
| 22052L104 | CTVA | CORTEVA INC | $270,886 | 0.13% | 3,236 | Common | SOLE |
| 233331107 | DTE | DTE ENERGY CO | $267,436 | 0.13% | 1,829 | Common | SOLE |
| 46434V613 | IUSB | ISHARES CORE TOTAL USD BOND MARKET ETF | $263,745 | 0.13% | 5,710 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $259,199 | 0.13% | 1,097 | Common | SOLE |
| 988498101 | YUM | YUM! BRANDS INC | $258,874 | 0.13% | 1,665 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $251,121 | 0.12% | 1,950 | Common | SOLE |
| 756109104 | O | REALTY INCOME CORP | $250,471 | 0.12% | 4,094 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $247,735 | 0.12% | 2,568 | Common | SOLE |
| 526057104 | LEN | LENNAR CORP | $246,452 | 0.12% | 2,838 | Common | SOLE |
| 88160R101 | TSLA | TESLA MOTORS INC | $244,240 | 0.12% | 657 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $239,307 | 0.12% | 979 | Common | SOLE |
| 902973304 | USB | US BANCORP | $237,842 | 0.12% | 4,573 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INCME | $235,998 | 0.12% | 21,015 | Common | SOLE |
| 464288802 | SUSA | ISHARES ESG OPTIMIZED MSCI USA ETF | $231,439 | 0.11% | 1,752 | Common | SOLE |
| 464287770 | IYG | ISHARES US FINANCIAL SERVICES ETF | $230,792 | 0.11% | 2,786 | Common | SOLE |
| 09254V105 | MIY | MUNIYIELD MICH INSD FD INC | $228,690 | 0.11% | 19,250 | Common | SOLE |
| 92189F437 | ANGL | VANECK FALLEN ANGEL HIGH YIELD BOND ETF | $221,661 | 0.11% | 7,718 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $220,256 | 0.11% | 1,209 | Common | SOLE |
| 726503105 | PAA | PLAINS ALL AMERICAN PIPELINE LP | $219,950 | 0.11% | 9,850 | Common | SOLE |
| 345370860 | F | FORD MOTOR COMPANY | $219,572 | 0.11% | 19,027 | Common | SOLE |
| 77311W101 | RKT | ROCKET COS INC COM | $218,452 | 0.11% | 15,330 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $216,739 | 0.11% | 1,317 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $212,892 | 0.11% | 1,713 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $211,434 | 0.10% | 699 | Common | SOLE |
| 464287499 | IWR | ISHARES RUSSELL MIDCAP ETF | $202,919 | 0.10% | 2,087 | Common | SOLE |
| 29250N105 | ENB | ENBRIDGE INC | $202,332 | 0.10% | 3,744 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.