Rossby Financial, LCC — Q4 2024 13F-HR

← Rossby Financial, LCC

Q4 2024 · 13F-HR

Rossby Financial, LCCholdings as filed

Filed 2025-02-13 · accession 0002056510-25-000001

$161.6M

Reported value

201

Positions

2024-12-31

Period end

View analyzed profile →PRO

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
46435G425	ESGU	ISHARES ESG AWARE MSCI USA ETF	$12.5M	7.73%	96,903	Common	SOLE
61774R205	CVLC	CALVERT US LARGE-CAP CORE RESPONSIBLE INDEX ETF	$7.2M	4.47%	98,536	Common	SOLE
02072L607	FRDM	FREEDOM 100 EMERGING MARKETS ETF	$5.7M	3.55%	175,600	Common	SOLE
037833100	AAPL	APPLE INC COM	$5.1M	3.18%	20,541	Common	SOLE
921937819	BIV	VANGUARD INTERMEDIATE-TERM BOND ETF	$4.6M	2.87%	62,151	Common	SOLE
464287507	IJH	ISHARES CORE S&P MID-CAP ETF	$4.4M	2.71%	70,281	Common	SOLE
92189F171	GRNB	VANECK GREEN BOND ETF	$4.2M	2.63%	179,166	Common	SOLE
92204A207	VDC	VANGUARD CONSUMER STAPLES ETF	$4.2M	2.61%	19,931	Common	SOLE
46428Q109	SLV	ISHARES SILVER TRUST	$3.8M	2.36%	145,000	CALL	SOLE
594918104	MSFT	MICROSOFT CORP COM	$3.5M	2.14%	8,207	Common	SOLE
46435G268	SMMD	ISHARES RUSSELL 2500 ETF	$3.3M	2.07%	49,094	Common	SOLE
67092P607	NUSC	NUVEEN ESG SMALL-CAP ETF	$3.1M	1.89%	73,092	Common	SOLE
46435G193	SUSC	ISHARES ESG AWARE USD CORPORATE BOND ETF	$2.8M	1.72%	122,603	Common	SOLE
922908363	VOO	VANGUARD S&P 500 ETF	$2.5M	1.57%	4,709	Common	SOLE
464287200	IVV	ISHARES CORE S&P 500 ETF	$1.9M	1.16%	3,181	Common	SOLE
85207K107	PSLV	SPROTT PHYSICAL SILVER TR TR UNIT	$1.8M	1.11%	185,912	Common	SOLE
67066G104	NVDA	NVIDIA CORPORATION COM	$1.6M	0.96%	11,552	Common	SOLE
49456B101	KMI	KINDER MORGAN INC DEL COM	$1.5M	0.93%	55,073	Common	SOLE
02079K107	GOOG	ALPHABET INC CAP STK CL C	$1.5M	0.93%	7,917	Common	SOLE
023135106	AMZN	AMAZON COM INC COM	$1.5M	0.92%	6,752	Common	SOLE
45259A209	NACP	TIDAL TRUST III NAACP MINORITY EMPOWERMENT ETF	$1.5M	0.90%	35,709	Common	SOLE
02079K305	GOOGL	ALPHABET INC CAP STK CL A	$1.5M	0.90%	7,702	Common	SOLE
931142103	WMT	WALMART INC COM	$1.4M	0.87%	15,545	Common	SOLE
92204A504	VHT	VANGUARD HEALTH CARE ETF	$1.4M	0.85%	5,424	Common	SOLE
464288513	HYG	ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF	$1.3M	0.81%	16,615	Common	SOLE
57636Q104	MA	MASTERCARD INCORPORATED CL A	$1.3M	0.79%	2,435	Common	SOLE
464287721	IYW	ISHARES U.S. TECHNOLOGY ETF	$1.2M	0.74%	7,496	Common	SOLE
26884L109	EQT	EQT CORP COM	$1.2M	0.74%	25,902	Common	SOLE
85207H104	PHYS	SPROTT PHYSICAL GOLD TR UNIT	$1.2M	0.71%	57,334	Common	SOLE
921909768	VXUS	VANGUARD TOTAL INTERNATIONAL STOCK ETF	$1.1M	0.67%	18,419	Common	SOLE
254687106	DIS	DISNEY WALT CO COM	$1.1M	0.67%	9,732	Common	SOLE
25746U109	D	DOMINION ENERGY INC COM	$1.0M	0.64%	19,297	Common	SOLE
92826C839	V	VISA INC COM CL A	$1.0M	0.63%	3,236	Common	SOLE
883556102	TMO	THERMO FISHER SCIENTIFIC INC COM	$920,287	0.57%	1,769	Common	SOLE
78462F103	SPY	SPDR S&P 500 ETF TRUST	$914,871	0.57%	1,561	Common	SOLE
681936100	OHI	OMEGA HEALTHCARE INVS INC COM	$906,862	0.56%	23,959	Common	SOLE
13321L108	CCJ	CAMECO CORP COM	$890,332	0.55%	17,325	Common	SOLE
539830109	LMT	LOCKHEED MARTIN CORP COM	$885,383	0.55%	1,822	Common	SOLE
666807102	NOC	NORTHROP GRUMMAN CORP COM	$862,013	0.53%	1,837	Common	SOLE
78463V107	GLD	SPDR GOLD SHARES	$861,014	0.53%	3,556	Common	SOLE
30303M102	META	META PLATFORMS INC CL A	$859,529	0.53%	1,468	Common	SOLE
922908769	VTI	VANGUARD TOTAL STOCK MARKET ETF	$857,878	0.53%	2,960	Common	SOLE
11135F101	AVGO	BROADCOM INC COM	$855,953	0.53%	3,692	Common	SOLE
464287457	SHY	ISHARES 1-3 YEAR TREASURY BOND ETF	$849,723	0.53%	10,365	Common	SOLE
478160104	JNJ	JOHNSON & JOHNSON COM	$845,159	0.52%	5,844	Common	SOLE
65339F101	NEE	NEXTERA ENERGY INC COM	$822,141	0.51%	11,468	Common	SOLE
92203J407	BNDX	VANGUARD TOTAL INTERNATIONAL BOND ETF	$806,922	0.50%	16,451	Common	SOLE
872540109	TJX	TJX COS INC NEW COM	$764,727	0.47%	6,330	Common	SOLE
742718109	PG	PROCTER AND GAMBLE CO COM	$751,910	0.47%	4,485	Common	SOLE
571748102	MRSH	MARSH & MCLENNAN COS INC COM	$724,106	0.45%	3,409	Common	SOLE
921937827	BSV	VANGUARD SHORT-TERM BOND ETF	$715,211	0.44%	9,256	Common	SOLE
670100205	NVO	NOVO-NORDISK A S ADR	$714,912	0.44%	8,311	Common	SOLE
78409V104	SPGI	S&P GLOBAL INC COM	$711,187	0.44%	1,428	Common	SOLE
008474108	AEM	AGNICO EAGLE MINES LTD COM	$708,739	0.44%	9,062	Common	SOLE
46625H100	JPM	JPMORGAN CHASE & CO. COM	$702,590	0.43%	2,931	Common	SOLE
92189H300	EMLC	VANECK J. P. MORGAN EM LOCAL CURRENCY BOND ETF	$693,577	0.43%	30,012	Common	SOLE
72201R833	MINT	PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND	$690,841	0.43%	6,885	Common	SOLE
921937835	BND	VANGUARD TOTAL BOND MARKET ETF	$670,705	0.42%	9,327	Common	SOLE
235851102	DHR	DANAHER CORPORATION COM	$654,218	0.40%	2,850	Common	SOLE
67092P201	NULG	NUVEEN ESG LARGE-CAP GROWTH ETF	$644,229	0.40%	7,505	Common	SOLE
00206R102	T	AT&T INC COM	$644,209	0.40%	28,292	Common	SOLE
30231G102	XOM	EXXON MOBIL CORP COM	$643,161	0.40%	5,979	Common	SOLE
464287309	IVW	ISHARES S&P 500 GROWTH ETF	$639,334	0.40%	6,297	Common	SOLE
922908538	VOT	VANGUARD MID-CAP GROWTH ETF	$623,464	0.39%	2,457	Common	SOLE
67092P300	NULV	NUVEEN ESG LARGE-CAP VALUE ETF	$606,889	0.38%	15,415	Common	SOLE
962879102	WPM	WHEATON PRECIOUS METALS CORP COM	$602,837	0.37%	10,719	Common	SOLE
98978V103	ZTS	ZOETIS INC CL A	$592,576	0.37%	3,637	Common	SOLE
92343V104	VZ	VERIZON COMMUNICATIONS INC COM	$576,376	0.36%	14,413	Common	SOLE
084670702	BRK/B	BERKSHIRE HATHAWAY INC DEL CL B NEW	$567,960	0.35%	1,253	Common	SOLE
78468R622	JNK	SPDR BLOOMBERG HIGH YIELD BOND ETF	$563,368	0.35%	5,901	Common	SOLE
22160K105	COST	COSTCO WHSL CORP NEW COM	$558,925	0.35%	610	Common	SOLE
580135101	MCD	MCDONALDS CORP COM	$552,530	0.34%	1,906	Common	SOLE
46429B267	GOVT	ISHARES U.S. TREASURY BOND ETF	$544,189	0.34%	23,681	Common	SOLE
437076102	HD	HOME DEPOT INC COM	$536,028	0.33%	1,378	Common	SOLE
032095101	APH	AMPHENOL CORP NEW CL A	$523,584	0.32%	7,539	Common	SOLE
92345Y106	VRSK	VERISK ANALYTICS INC COM	$518,910	0.32%	1,884	Common	SOLE
91324P102	UNH	UNITEDHEALTH GROUP INC COM	$509,907	0.32%	1,008	Common	SOLE
461202103	INTU	INTUIT COM	$507,200	0.31%	807	Common	SOLE
M46528101	FRO	FRONTLINE PLC COM	$505,796	0.31%	35,645	Common	SOLE
G54950103	LIN	LINDE PLC SHS	$491,100	0.30%	1,173	Common	SOLE
25434V724	DFUV	DIMENSIONAL US MARKETWIDE VALUE ETF	$488,471	0.30%	11,937	Common	SOLE
03027X100	AMT	AMERICAN TOWER CORP NEW COM	$485,853	0.30%	2,649	Common	SOLE
366651107	IT	GARTNER INC COM	$479,141	0.30%	989	Common	SOLE
35671D857	FCX	FREEPORT-MCMORAN INC CL B	$477,447	0.30%	12,538	Common	SOLE
166764100	CVX	CHEVRON CORP NEW COM	$476,958	0.30%	3,293	Common	SOLE
278865100	ECL	ECOLAB INC COM	$476,138	0.29%	2,032	Common	SOLE
59522J103	MAA	MID-AMER APT CMNTYS INC COM	$474,994	0.29%	3,073	Common	SOLE
46428Q109	SLV	ISHARES SILVER TRUST	$473,940	0.29%	18,000	Common	SOLE
911717106	USCI	UNITED STATES COMMODITY INDEX FUND	$473,407	0.29%	7,175	Common	SOLE
351858105	FNV	FRANCO NEV CORP COM	$464,481	0.29%	3,950	Common	SOLE
81369Y506	XLE	ENERGY SELECT SECTOR SPDR FUND	$459,623	0.28%	5,366	Common	SOLE
29273V100	ET	ENERGY TRANSFER L P COM UT LTD PTN	$450,570	0.28%	23,000	Common	SOLE
46434V407	SHYG	ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF	$445,232	0.28%	10,449	Common	SOLE
85210B102	SGDM	SPROTT GOLD MINERS ETF	$433,013	0.27%	15,598	Common	SOLE
92189F791	GDXJ	VANECK JUNIOR GOLD MINERS ETF	$430,706	0.27%	10,075	Common	SOLE
149123101	CAT	CATERPILLAR INC COM	$429,145	0.27%	1,183	Common	SOLE
640655106	NEOV	NEOVOLTA INC COM	$424,615	0.26%	81,500	Common	SOLE
594972408	MSTR	MICROSTRATEGY INC CL A NEW	$419,949	0.26%	1,450	Common	SOLE
88160R101	TSLA	TESLA INC COM	$418,782	0.26%	1,037	Common	SOLE
191216100	KO	COCA COLA CO COM	$417,578	0.26%	6,707	Common	SOLE
09073N201	—	BIOSIG TECHNOLOGIES INC COM	$415,904	0.26%	279,130	Common	SOLE
92206C771	VMBS	VANGUARD MORTGAGE-BACKED SECURITIES ETF	$404,932	0.25%	8,931	Common	SOLE
67092P805	NUDM	NUVEEN ESG INTERNATIONAL DEVELOPED MARKETS EQUITY ETF	$402,561	0.25%	13,392	Common	SOLE
00724F101	ADBE	ADOBE INC COM	$401,991	0.25%	904	Common	SOLE
70450Y103	PYPL	PAYPAL HLDGS INC COM	$399,438	0.25%	4,680	Common	SOLE
29476L107	EQR	EQUITY RESIDENTIAL SH BEN INT	$394,680	0.24%	5,500	Common	SOLE
172062101	CINF	CINCINNATI FINL CORP COM	$392,157	0.24%	2,729	Common	SOLE
67077M108	NTR	NUTRIEN LTD COM	$387,088	0.24%	8,650	Common	SOLE
532457108	LLY	ELI LILLY & CO COM	$380,596	0.24%	493	Common	SOLE
718546104	PSX	PHILLIPS 66 COM	$380,526	0.24%	3,340	Common	SOLE
811916105	SA	SEABRIDGE GOLD INC COM	$377,671	0.23%	33,100	Common	SOLE
98419M100	XYL	XYLEM INC COM	$373,932	0.23%	3,223	Common	SOLE
464287473	IWS	ISHARES RUSSELL MID-CAP VALUE ETF	$366,291	0.23%	2,832	Common	SOLE
767204100	RIO	RIO TINTO PLC SPONSORED ADR	$360,446	0.22%	6,129	Common	SOLE
337738108	FISV	FISERV INC COM	$360,307	0.22%	1,754	Common	SOLE
46438F101	IBIT	ISHARES BITCOIN TRUST ETF	$355,435	0.22%	6,700	Common	SOLE
464287804	IJR	ISHARES CORE S&P SMALL CAP ETF	$354,186	0.22%	3,074	Common	SOLE
389638107	ETHE	GRAYSCALE ETHEREUM TRUST ETF	$353,220	0.22%	12,606	Common	SOLE
133131102	CPT	CAMDEN PPTY TR SH BEN INT	$348,120	0.22%	3,000	Common	SOLE
78468R556	XOP	SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF	$344,829	0.21%	2,605	Common	SOLE
56167N183	KHPI	KENSINGTON HEDGED PREMIUM INCOME ETF	$341,145	0.21%	13,500	Common	SOLE
922908512	VOE	VANGUARD MID-CAP VALUE ETF	$340,526	0.21%	2,105	Common	SOLE
032108649	SILJ	AMPLIFY JUNIOR SILVER MINERS ETF	$339,110	0.21%	34,150	Common	SOLE
92343E102	VRSN	VERISIGN INC COM	$332,792	0.21%	1,608	Common	SOLE
003260106	PPLT	ABRDN PHYSICAL PLATINUM SHARES ETF	$332,200	0.21%	4,000	Common	SOLE
922908652	VXF	VANGUARD EXTENDED MARKET ETF	$328,665	0.20%	1,730	Common	SOLE
55903Q104	MQ8	MAG SILVER CORP COM	$326,400	0.20%	24,000	Common	SOLE
808524102	SCHB	SCHWAB U.S. BROAD MARKET ETF	$325,132	0.20%	14,323	Common	SOLE
46432F834	IXUS	ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF	$323,557	0.20%	4,892	Common	SOLE
558868105	MDGL	MADRIGAL PHARMACEUTICALS INC COM	$323,381	0.20%	1,048	Common	SOLE
02209S103	MO	ALTRIA GROUP INC COM	$322,316	0.20%	6,164	Common	SOLE
45866F104	ICE	INTERCONTINENTAL EXCHANGE INC COM	$318,583	0.20%	2,138	Common	SOLE
87612G101	TRGP	TARGA RES CORP COM	$316,838	0.20%	1,775	Common	SOLE
389637109	GBTC	GRAYSCALE BITCOIN TRUST ETF	$311,254	0.19%	4,205	Common	SOLE
25278X109	FANG	DIAMONDBACK ENERGY INC COM	$296,205	0.18%	1,808	Common	SOLE
79466L302	CRM	SALESFORCE INC COM	$295,213	0.18%	883	Common	SOLE
464288661	IEI	ISHARES 3-7 YEAR TREASURY BOND ETF	$294,653	0.18%	2,550	Common	SOLE
524682200	LRGE	CLEARBRIDGE LARGE CAP GROWTH ESG ETF	$294,044	0.18%	3,907	Common	SOLE
33740F805	FIXD	FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF	$290,977	0.18%	6,772	Common	SOLE
Y2065G121	DHT	DHT HOLDINGS INC SHS NEW	$288,919	0.18%	31,100	Common	SOLE
464288638	IGIB	ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF	$274,239	0.17%	5,324	Common	SOLE
921937793	BLV	VANGUARD LONG-TERM BOND ETF	$272,830	0.17%	3,987	Common	SOLE
172908105	CTAS	CINTAS CORP COM	$266,742	0.17%	1,460	Common	SOLE
58933Y105	MRK	MERCK & CO INC COM	$262,727	0.16%	2,641	Common	SOLE
46432F842	IEFA	ISHARES CORE MSCI EAFE ETF	$262,355	0.16%	3,733	Common	SOLE
874039100	TSM	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS	$261,279	0.16%	1,323	Common	SOLE
46434V878	ICSH	ISHARES ULTRA SHORT-TERM BOND ACTIVE ETF	$260,774	0.16%	5,171	Common	SOLE
464287226	AGG	ISHARES CORE U.S. AGGREGATE BOND ETF	$257,851	0.16%	2,661	Common	SOLE
067901108	ABX	BARRICK GOLD CORP COM	$257,533	0.16%	16,615	Common	SOLE
808524805	SCHF	SCHWAB INTERNATIONAL EQUITY ETF	$255,004	0.16%	13,784	Common	SOLE
87283P109	TRX	TRX GOLD CORPORATION COM	$254,810	0.16%	830,000	Common	SOLE
91307C102	UTHR	UNITED THERAPEUTICS CORP DEL COM	$253,339	0.16%	718	Common	SOLE
46435G326	IDEV	ISHARES CORE MSCI INTERNATIONAL DEVELOPED MARKETS ETF	$252,722	0.16%	3,920	Common	SOLE
46138E206	PWZ	INVESCO CALIFORNIA AMT-FREE MUNICIPAL BOND ETF	$247,000	0.15%	10,000	Common	SOLE
459200101	IBM	INTERNATIONAL BUSINESS MACHS COM	$245,990	0.15%	1,119	Common	SOLE
00287Y109	ABBV	ABBVIE INC COM	$241,494	0.15%	1,359	Common	SOLE
46434G103	IEMG	ISHARES CORE MSCI EMERGING MARKETS ETF	$237,810	0.15%	4,554	Common	SOLE
464288570	DSI	ISHARES MSCI KLD 400 SOCIAL ETF	$236,817	0.15%	2,148	Common	SOLE
031162100	AMGN	AMGEN INC COM	$234,837	0.15%	901	Common	SOLE
717081103	PFE	PFIZER INC COM	$233,040	0.14%	8,784	Common	SOLE
G9456A100	GLNG	GOLAR LNG LTD SHS	$232,760	0.14%	5,500	Common	SOLE
375558103	GILD	GILEAD SCIENCES INC COM	$231,941	0.14%	2,511	Common	SOLE
760759100	RSG	REPUBLIC SVCS INC COM	$231,357	0.14%	1,150	Common	SOLE
969457100	WMB	WILLIAMS COS INC COM	$230,930	0.14%	4,267	Common	SOLE
011532108	AGI	ALAMOS GOLD INC NEW COM CL A	$230,629	0.14%	12,507	Common	SOLE
00846U101	A	AGILENT TECHNOLOGIES INC COM	$228,109	0.14%	1,698	Common	SOLE
882508104	TXN	TEXAS INSTRS INC COM	$227,075	0.14%	1,211	Common	SOLE
548661107	LOW	LOWES COS INC COM	$223,601	0.14%	906	Common	SOLE
209115104	ED	CONSOLIDATED EDISON INC COM	$222,183	0.14%	2,490	Common	SOLE
127097103	CTRA	COTERRA ENERGY INC COM	$222,045	0.14%	8,694	Common	SOLE
45168D104	IDXX	IDEXX LABS INC COM	$219,950	0.14%	532	Common	SOLE
127387108	CDNS	CADENCE DESIGN SYSTEM INC COM	$219,937	0.14%	732	Common	SOLE
907818108	UNP	UNION PAC CORP COM	$219,603	0.14%	963	Common	SOLE
438516106	HON	HONEYWELL INTL INC COM	$216,629	0.13%	959	Common	SOLE
046353108	AZNN	ASTRAZENECA PLC SPONSORED ADR	$213,857	0.13%	3,264	Common	SOLE
615369105	MCO	MOODYS CORP COM	$213,490	0.13%	451	Common	SOLE
45167R104	IEX	IDEX CORP COM	$213,057	0.13%	1,018	Common	SOLE
67092P870	NUBD	NUVEEN ESG U.S. AGGREGATE BOND ETF	$212,943	0.13%	9,777	Common	SOLE
464288281	EMB	ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF	$212,093	0.13%	2,382	Common	SOLE
713448108	PEP	PEPSICO INC COM	$211,211	0.13%	1,389	Common	SOLE
125523100	CI	THE CIGNA GROUP COM	$210,971	0.13%	764	Common	SOLE
009158106	APD	AIR PRODS & CHEMS INC COM	$209,699	0.13%	723	Common	SOLE
744573106	PEG	PUBLIC SVC ENTERPRISE GRP INC COM	$208,944	0.13%	2,473	Common	SOLE
872590104	TMUS	T-MOBILE US INC COM	$208,369	0.13%	944	Common	SOLE
427866108	HSY	HERSHEY CO COM	$207,792	0.13%	1,227	Common	SOLE
378973507	GSAT	GLOBALSTAR INC COM NEW	$207,052	0.13%	100,025	Common	SOLE
693718108	PCAR	PACCAR INC COM	$206,064	0.13%	1,981	Common	SOLE
464288653	TLH	ISHARES 10-20 YEAR TREASURY BOND ETF	$204,654	0.13%	2,056	Common	SOLE
855244109	SBUX	STARBUCKS CORP COM	$204,309	0.13%	2,239	Common	SOLE
464288414	MUB	ISHARES NATIONAL MUNI BOND ETF	$202,019	0.13%	1,896	Common	SOLE
G1151C101	ACN	ACCENTURE PLC IRELAND SHS CLASS A	$201,927	0.12%	574	Common	SOLE
26441C204	DUK	DUKE ENERGY CORP NEW COM NEW	$201,258	0.12%	1,868	Common	SOLE
25461A304	AAPD	DIREXION DAILY AAPL BEAR 1X SHARES ETF	$190,750	0.12%	12,500	Common	SOLE
292671708	UUUU	ENERGY FUELS INC COM NEW	$179,550	0.11%	35,000	Common	SOLE
916896103	UEC	URANIUM ENERGY CORP COM	$160,560	0.10%	24,000	Common	SOLE
67066G104	NVDA	NVIDIA CORPORATION COM	$134,290	0.08%	1,000	PUT	SOLE
H8817H100	RIG	TRANSOCEAN LTD REGISTERED SHS	$131,250	0.08%	35,000	Common	SOLE
44486Q103	HUMA	HUMACYTE INC COM	$126,250	0.08%	25,000	Common	SOLE
98422E103	XERS	XERIS BIOPHARMA HOLDINGS INC COM	$118,650	0.07%	35,000	Common	SOLE
80013R206	AYS1	SANDSTORM GOLD LTD COM NEW	$111,600	0.07%	20,000	Common	SOLE
00175J107	POWW	AMMO INC COM	$18,150	0.01%	16,500	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.