Q1 2026 · 13F-HR
RATIONAL ADVISORS, INC.holdings as filed
Filed 2026-05-07 · accession 0001580642-26-003009
$979.9M
Reported value
179
Positions
2026-03-31
Period end
The Brief · RATIONAL ADVISORS, INC. · Q1 2026
AI · grounded in 13F
RATIONAL ADVISORS, INC. closed its position in SPAB, reducing exposure by $71.7M. The fund offset this by establishing a new position in SCHZ worth $71.4M. Other notable moves include closing its position in SPHY for $23.7M and initiating a new position in VCIT valued at $19.5M.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $71.4M | 7.29% | 3,076,262 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $71.3M | 7.28% | 718,647 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $71.3M | 7.28% | 968,610 | Common | SOLE |
| 97717Y790 | NTSX | WISDOMTREE TR | $69.3M | 7.08% | 1,296,573 | Common | SOLE |
| 37954Y293 | MLPX | GLOBAL X FDS | $49.8M | 5.08% | 673,199 | Common | SOLE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $44.5M | 4.55% | 187,473 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $42.4M | 4.32% | 923,163 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $37.9M | 3.87% | 176,111 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $34.5M | 3.52% | 52,767 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $30.3M | 3.09% | 534,014 | Common | SOLE |
| 808524847 | SCHH | SCHWAB STRATEGIC TR | $26.2M | 2.67% | 1,218,575 | Common | SOLE |
| 37954Y657 | PFFD | GLOBAL X FDS | $23.0M | 2.35% | 1,249,820 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR | $21.4M | 2.18% | 236,210 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $20.9M | 2.13% | 34,924 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS | $19.5M | 1.99% | 235,761 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $19.4M | 1.98% | 16,400 | Common | SHARED |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $15.6M | 1.59% | 369,265 | Common | SOLE |
| 78464A854 | SPYM | SPDR SERIES TRUST | $14.8M | 1.51% | 193,154 | Common | SOLE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $11.6M | 1.19% | 431,756 | Common | SOLE |
| 65339F119 | NEE 7.234 11/01/27 | NEXTERA ENERGY INC | $10.6M | 1.08% | 201,000 | Common | SHARED |
| 69352PAS2 | PPL 2.875 03/15/28 | PPL CAP FDG INC | $10.4M | 1.07% | 8,920,000 | Common | SHARED |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $10.3M | 1.05% | 15,878 | Common | SHARED |
| 37940XAU6 | GPN 1.5 03/01/31 | GLOBAL PMTS INC | $10.0M | 1.02% | 11,367,000 | Common | SHARED |
| 92939UAR7 | WEC 4.375 06/01/29 | WEC ENERGY GROUP INC | $9.8M | 1.00% | 7,944,000 | Common | SHARED |
| 90353TAM2 | UBER 0.875 12/01/28 2028 | UBER TECHNOLOGIES INC | $9.8M | 1.00% | 8,169,000 | Common | SHARED |
| 682189AU9 | ON 0.5 03/01/29 | ON SEMICONDUCTOR CORP | $9.7M | 0.99% | 9,952,000 | Common | SHARED |
| 060505682 | BAC 7.25 PERP L | BANK AMERICA CORP | $9.6M | 0.98% | 8,048 | Common | SHARED |
| 29786AAN6 | ETSY 0.25 06/15/28 | ETSY INC | $9.3M | 0.95% | 10,430,000 | Common | SHARED |
| 59001ABF8 | MTH 1.75 05/15/28 | MERITAGE HOMES CORP | $8.8M | 0.89% | 9,102,000 | Common | SHARED |
| 95040Q104 | WELL | WELLTOWER INC | $8.5M | 0.87% | 44,400 | Common | SHARED |
| 931142103 | WMT | WALMART INC | $8.1M | 0.83% | 68,893 | Common | SHARED |
| 808524631 | SCYB | SCHWAB STRATEGIC TR | $7.8M | 0.80% | 301,093 | Common | SOLE |
| 097023204 | BA 6 10/15/27 | BOEING CO | $6.3M | 0.64% | 97,300 | Common | SHARED |
| 42824C208 | HPE 7.625 09/01/27 | HEWLETT PACKARD ENTERPRISE C | $5.8M | 0.59% | 89,840 | Common | SHARED |
| 67066G104 | NVDA | NVIDIA CORPORATION | $5.3M | 0.54% | 30,434 | Common | SHARED |
| 037833100 | AAPL | APPLE INC | $5.2M | 0.53% | 20,614 | Common | SHARED |
| 26142RAB0 | DKNG 0 03/15/28 | DRAFTKINGS INC NEW | $5.2M | 0.53% | 5,780,000 | Common | SHARED |
| 02079K305 | GOOGL | ALPHABET INC | $4.9M | 0.50% | 17,034 | Common | SHARED |
| 023135106 | AMZN | AMAZON COM INC | $4.9M | 0.50% | 23,465 | Common | SHARED |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MANUFAC | $4.4M | 0.45% | 13,029 | Common | SHARED |
| 594918104 | MSFT | MICROSOFT CORP | $4.1M | 0.42% | 11,097 | Common | SHARED |
| 595017302 | MCHP 7.5 03/15/28 | MICROCHIP TECHNOLOGY INC. | $3.9M | 0.40% | 68,000 | Common | SHARED |
| 45073V108 | ITT | ITT INC | $3.9M | 0.39% | 20,300 | Common | SHARED |
| 92206C771 | VMBS | VANGUARD SCOTTSDALE FDS | $3.9M | 0.39% | 82,375 | Common | SOLE |
| 23804LAD5 | DDOG 0 12/01/29 | DATADOG INC | $3.8M | 0.38% | 3,880,000 | Common | SHARED |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $3.2M | 0.32% | 6,637 | Common | SHARED |
| 842587DZ7 | SO 4.5 06/15/27 | SOUTHERN CO | $3.1M | 0.32% | 2,820,000 | Common | SHARED |
| 40637HAD1 | HALO 0.25 03/01/27 | HALOZYME THERAPEUTICS INC | $3.1M | 0.31% | 2,970,000 | Common | SHARED |
| 82452JAD1 | FOUR 0.5 08/01/27 | SHIFT4 PMTS INC | $3.0M | 0.31% | 3,196,000 | Common | SHARED |
| 64110L106 | NFLX | NETFLIX INC. | $2.9M | 0.30% | 30,252 | Common | SHARED |
| G5960L103 | MDT | MEDTRONIC PLC | $2.9M | 0.29% | 33,200 | Common | SHARED |
| 369604301 | GE | GE AEROSPACE | $2.9M | 0.29% | 10,054 | Common | SHARED |
| 48251W500 | KKR 6.25 03/01/28 D | KKR & CO INC | $2.8M | 0.29% | 69,800 | Common | SHARED |
| 22160K105 | COST | COSTCO WHOLESALE CORPORATION | $2.8M | 0.28% | 2,778 | Common | SHARED |
| 58733R102 | MELI | MERCADOLIBRE INC | $2.6M | 0.27% | 1,525 | Common | SHARED |
| 16411R208 | LNG | CHENIERE ENERGY INC | $2.6M | 0.26% | 9,100 | Common | SHARED |
| 03990B309 | ARES 6.75 10/01/27 B | ARES MANAGEMENT CORPORATION | $2.6M | 0.26% | 71,300 | Common | SHARED |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $2.6M | 0.26% | 35,724 | Common | SHARED |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $2.6M | 0.26% | 5,270 | Common | SHARED |
| 11135F101 | AVGO | BROADCOM INC | $2.5M | 0.25% | 8,022 | Common | SHARED |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $2.5M | 0.25% | 16,948 | Common | SHARED |
| 580135101 | MCD | MCDONALDS CORP | $2.3M | 0.24% | 7,439 | Common | SHARED |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $2.3M | 0.23% | 7,824 | Common | SHARED |
| 02079K107 | GOOG | ALPHABET INC | $2.3M | 0.23% | 7,924 | Common | SHARED |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $2.2M | 0.22% | 17,290 | Common | SHARED |
| 969457100 | WMB | WILLIAMS COS INC | $2.2M | 0.22% | 32,541 | Common | SHARED |
| 40131MAB5 | GH 0 11/15/27 | GUARDANT HEALTH INC | $2.1M | 0.21% | 2,049,000 | Common | SHARED |
| 30231G102 | XOM | EXXON MOBIL CORP | $2.0M | 0.21% | 11,979 | Common | SHARED |
| 81762P102 | NOW | SERVICENOW INC | $2.0M | 0.20% | 19,039 | Common | SHARED |
| 464287440 | IEF | ISHARES TR | $1.9M | 0.19% | 19,829 | Common | SOLE |
| 37960A529 | SHLD | GLOBAL X FDS | $1.6M | 0.16% | 22,000 | Common | SHARED |
| 532457108 | LLY | ELI LILLY & CO | $1.4M | 0.15% | 1,567 | Common | SHARED |
| 88160R101 | TSLA | TESLA INC | $1.4M | 0.15% | 3,857 | Common | SHARED |
| 464286343 | POWR | ISHARES INC | $1.4M | 0.14% | 53,245 | Common | SHARED |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $1.4M | 0.14% | 12,487 | Common | SHARED |
| 03831W108 | APP | APPLOVIN CORP | $1.4M | 0.14% | 3,411 | Common | SHARED |
| 00287Y109 | ABBV | ABBVIE INC | $1.3M | 0.13% | 5,897 | Common | SHARED |
| 149123101 | CAT | CATERPILLAR INC | $1.3M | 0.13% | 1,792 | Common | SHARED |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $1.3M | 0.13% | 6,219 | Common | SHARED |
| 244199105 | DE | DEERE & CO | $1.2M | 0.12% | 2,143 | Common | SHARED |
| 66987V109 | NVS | NOVARTIS AG | $1.2M | 0.12% | 7,594 | Common | SHARED |
| 464288760 | ITA | ISHARES TR | $1.2M | 0.12% | 5,282 | Common | SHARED |
| 09260D107 | BX | BLACKSTONE INC | $1.1M | 0.11% | 9,709 | Common | SHARED |
| G6683N103 | NU | NU HLDGS LTD | $1.1M | 0.11% | 77,000 | Common | SHARED |
| 260003108 | DOV | DOVER CORP | $1.1M | 0.11% | 5,300 | Common | SHARED |
| 422806109 | HEI | HEICO CORP NEW | $1.1M | 0.11% | 4,000 | Common | SHARED |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $1.1M | 0.11% | 12,538 | Common | SHARED |
| 219350105 | GLW | CORNING INC | $1.0M | 0.11% | 7,687 | Common | SHARED |
| 01741R102 | ATI | ATI INC | $1.0M | 0.10% | 6,900 | Common | SHARED |
| 93403J106 | WRBY | WARBY PARKER INC | $947,865 | 0.10% | 43,500 | Common | SHARED |
| 595112103 | MU | MICRON TECHNOLOGY INC | $943,925 | 0.10% | 2,794 | Common | SHARED |
| 30303M102 | META | META PLATFORMS INC | $926,851 | 0.09% | 1,620 | Common | SHARED |
| 90214Q105 | WLDR | TWO RDS SHARED TR | $874,969 | 0.09% | 23,527 | Common | SHARED |
| 404280406 | HSBC | HSBC HLDGS PLC | $868,950 | 0.09% | 10,534 | Common | SHARED |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $809,456 | 0.08% | 5,049 | Common | SHARED |
| 464287457 | SHY | ISHARES TR | $763,195 | 0.08% | 9,243 | Common | SOLE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $757,002 | 0.08% | 3,021 | Common | SHARED |
| 040413205 | ANET | ARISTA NETWORKS INC | $695,426 | 0.07% | 5,664 | Common | SHARED |
| 37954Y830 | COPX | GLOBAL X FDS | $582,551 | 0.06% | 7,630 | Common | SHARED |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $576,119 | 0.06% | 681 | Common | SHARED |
| 82509L107 | SHOP | SHOPIFY INC | $474,480 | 0.05% | 4,000 | Common | SHARED |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $468,492 | 0.05% | 1,200 | Common | SHARED |
| 92826C839 | V | VISA INC | $419,194 | 0.04% | 1,284 | Common | SHARED |
| 92840M102 | VST | VISTRA CORP | $383,481 | 0.04% | 2,377 | Common | SHARED |
| N07059210 | ASML | ASML HLDG NV | $169,066 | 0.02% | 128 | Common | SHARED |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $147,400 | 0.02% | 295 | Common | SHARED |
| 68389X105 | ORCL | ORACLE CORP | $138,431 | 0.01% | 941 | Common | SHARED |
| 437076102 | HD | HOME DEPOT INC | $106,560 | 0.01% | 324 | Common | SHARED |
| 17275R102 | CSCO | CISCO SYS INC | $100,867 | 0.01% | 1,300 | Common | SHARED |
| 038222105 | AMAT | APPLIED MATLS INC | $88,524 | 0.01% | 259 | Common | SHARED |
| 512807306 | LRCX | LAM RESEARCH CORP | $88,028 | 0.01% | 412 | Common | SHARED |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $79,824 | 0.01% | 295 | Common | SHARED |
| G54950103 | LIN | LINDE PLC | $76,843 | 0.01% | 155 | Common | SHARED |
| 872590104 | TMUS | T-MOBILE US INC | $76,661 | 0.01% | 365 | Common | SHARED |
| 025816109 | AXP | AMERICAN EXPRESS CO | $67,756 | 0.01% | 224 | Common | SHARED |
| 482480100 | KLAC | KLA CORP | $63,314 | 0.01% | 43 | Common | SHARED |
| 882508104 | TXN | TEXAS INSTRS INC | $61,737 | 0.01% | 318 | Common | SHARED |
| 031162100 | AMGN | AMGEN INC | $61,574 | 0.01% | 175 | Common | SHARED |
| 94106L109 | WM | WASTE MGMT INC DEL | $59,783 | 0.01% | 266 | Common | SHARED |
| 002824100 | ABT | ABBOTT LABORATORIES | $58,522 | 0.01% | 570 | Common | SHARED |
| 79466L302 | CRM | SALESFORCE INC | $57,121 | 0.01% | 306 | Common | SHARED |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $53,936 | 0.01% | 117 | Common | SHARED |
| 09290D101 | BLK | BLACKROCK INC | $50,971 | 0.01% | 53 | Common | SHARED |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $45,934 | 0.00% | 76 | Common | SHARED |
| 747525103 | QCOM | QUALCOMM INC | $45,202 | 0.00% | 351 | Common | SHARED |
| 548661107 | LOW | LOWES COS INC | $43,003 | 0.00% | 182 | Common | SHARED |
| 78409V104 | SPGI | S&P GLOBAL INC | $42,534 | 0.00% | 100 | Common | SHARED |
| 863667101 | SYK | STRYKER CORPORATION | $41,074 | 0.00% | 125 | Common | SHARED |
| 461202103 | INTU | INTUIT | $39,347 | 0.00% | 91 | Common | SHARED |
| 92532F100 | VRTX | VERTEX PHARMACEUTICALS INC | $37,509 | 0.00% | 84 | Common | SHARED |
| 701094104 | PH | PARKER-HANNIFIN CORP | $36,705 | 0.00% | 41 | Common | SHARED |
| 98978V103 | ZTS | ZOETIS INC | $36,605 | 0.00% | 300 | Common | SHARED |
| 12572Q105 | CME | CME GROUP INC | $35,737 | 0.00% | 121 | Common | SHARED |
| 40412C101 | HCA | HCA HEALTHCARE INC | $35,493 | 0.00% | 75 | Common | SHARED |
| 00724F101 | ADBE | ADOBE INC | $32,573 | 0.00% | 134 | Common | SHARED |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $31,383 | 0.00% | 46 | Common | SHARED |
| 29444U700 | EQIX | EQUINIX INC | $31,368 | 0.00% | 32 | Common | SHARED |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $31,061 | 0.00% | 495 | Common | SHARED |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $29,254 | 0.00% | 186 | Common | SHARED |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $26,820 | 0.00% | 132 | Common | SHARED |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $25,965 | 0.00% | 81 | Common | SHARED |
| 126408103 | CSX | CSX CORP | $25,656 | 0.00% | 625 | Common | SHARED |
| 615369105 | MCO | MOODYS CORP | $25,303 | 0.00% | 58 | Common | SHARED |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $25,008 | 0.00% | 90 | Common | SHARED |
| 929160109 | VMC | VULCAN MATLS CO | $24,531 | 0.00% | 88 | Common | SHARED |
| G0403H108 | AON | AON PLC | $23,240 | 0.00% | 72 | Common | SHARED |
| 871607107 | SNPS | SYNOPSYS INC | $22,996 | 0.00% | 58 | Common | SHARED |
| 125523100 | CI | THE CIGNA GROUP | $22,941 | 0.00% | 86 | Common | SHARED |
| 172908105 | CTAS | CINTAS CORP | $22,496 | 0.00% | 133 | Common | SHARED |
| 760759100 | RSG | REPUBLIC SVCS INC | $21,464 | 0.00% | 98 | Common | SHARED |
| 03073E105 | COR | CENCORA INC | $20,733 | 0.00% | 66 | Common | SHARED |
| 34959E109 | FTNT | FORTINET INC | $20,593 | 0.00% | 252 | Common | SHARED |
| 893641100 | TDG | TRANSDIGM GROUP INC | $19,702 | 0.00% | 17 | Common | SHARED |
| 052769106 | ADSK | AUTODESK INC | $16,519 | 0.00% | 69 | Common | SHARED |
| 631103108 | NDAQ | NASDAQ INC | $16,299 | 0.00% | 192 | Common | SHARED |
| 45168D104 | IDXX | IDEXX LABS INC | $15,733 | 0.00% | 28 | Common | SHARED |
| 55354G100 | MSCI | MSCI INC | $14,553 | 0.00% | 27 | Common | SHARED |
| 23331A109 | DHI | D R HORTON INC | $13,173 | 0.00% | 96 | Common | SHARED |
| 955306105 | WST | WEST PHARMACEUTICAL SVSC INC | $13,145 | 0.00% | 50 | Common | SHARED |
| 679580100 | ODFL | OLD DOMINION FREIGHT LINE IN | $12,896 | 0.00% | 66 | Common | SHARED |
| 538034109 | LYV | LIVE NATION ENTERTAINMENT IN | $12,201 | 0.00% | 80 | Common | SHARED |
| 03990B101 | ARES | ARES MANAGEMENT CORPORATION | $12,001 | 0.00% | 110 | Common | SHARED |
| 337738108 | FISV | FISERV INC | $11,048 | 0.00% | 198 | Common | SHARED |
| 05464C101 | AXON | AXON ENTERPRISE INC | $11,042 | 0.00% | 26 | Common | SHARED |
| 217204106 | CPRT | COPART INC | $10,724 | 0.00% | 323 | Common | SHARED |
| 00846U101 | A | AGILENT TECHNOLOGIES INC | $10,258 | 0.00% | 90 | Common | SHARED |
| 12503M108 | CBOE | CBOE GLOBAL MKTS INC | $9,837 | 0.00% | 35 | Common | SHARED |
| 46266C105 | IQV | IQVIA HLDGS INC | $9,209 | 0.00% | 54 | Common | SHARED |
| 775711104 | ROL | ROLLINS INC | $8,973 | 0.00% | 168 | Common | SHARED |
| 92343E102 | VRSN | VERISIGN INC | $7,948 | 0.00% | 32 | Common | SHARED |
| 303250104 | FICO | FAIR ISAAC CORP | $7,473 | 0.00% | 7 | Common | SHARED |
| 294429105 | EFX | EQUIFAX INC | $7,383 | 0.00% | 41 | Common | SHARED |
| 526057104 | LEN | LENNAR CORP | $7,295 | 0.00% | 84 | Common | SHARED |
| 11133T103 | BR | BROADRIDGE FINL SOLUTIONS IN | $6,337 | 0.00% | 39 | Common | SHARED |
| 22160N109 | CSGP | COSTAR GROUP INC | $5,607 | 0.00% | 139 | Common | SHARED |
| 426281101 | JKHY | HENRY JACK & ASSOC INC | $3,951 | 0.00% | 25 | Common | SHARED |
| 831865209 | AOS | SMITH A O CORP | $2,440 | 0.00% | 37 | Common | SHARED |
| 73278L105 | POOL | POOL CORP | $2,023 | 0.00% | 10 | Common | SHARED |
| 516544103 | LNTH | LANTHEUS HLDGS INC | $1,896 | 0.00% | 25 | Common | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.