Institutional
RATIONAL ADVISORS, INC.
CIK 0001143565
$979.9M
Reported AUM
179
Positions
Q1 2026
Period
2026-05-07
Filed
The Brief · RATIONAL ADVISORS, INC. · Q1 2026
AI · grounded in 13F
RATIONAL ADVISORS, INC. closed its position in SPAB, reducing exposure by $71.7M. The fund offset this by establishing a new position in SCHZ worth $71.4M. Other notable moves include closing its position in SPHY for $23.7M and initiating a new position in VCIT valued at $19.5M.
Portfolio · Q1 2026
Top holdings
QoQ vs Q4 2025
| # | Ticker | Issuer | Value | % of book | Δ shares (QoQ) | Status |
|---|---|---|---|---|---|---|
| 1 | SCHZ | SCHWAB STRATEGIC TR | $71.4M | 7.29% | +3,076,262 | NEW |
| 2 | AGG | ISHARES TR | $71.3M | 7.28% | -534 | -0.1% |
| 3 | BND | VANGUARD BD INDEX FDS | $71.3M | 7.28% | -1,992 | -0.2% |
| 4 | NTSX | WISDOMTREE TR | $69.3M | 7.08% | +650,475 | +100.7% |
| 5 | MLPX | GLOBAL X FDS | $49.8M | 5.08% | -110,299 | -14.1% |
| 6 | QQQM | INVESCO EXCH TRADED FD TR II | $44.5M | 4.55% | +6,216 | +3.4% |
| 7 | XLU | SELECT SECTOR SPDR TR | $42.4M | 4.32% | -44,520 | -4.6% |
| 8 | VIG | VANGUARD SPECIALIZED FUNDS | $37.9M | 3.87% | -2,227 | -1.2% |
| 9 | IVV | ISHARES TR | $34.5M | 3.52% | -14,985 | -22.1% |
| 10 | JEPI | J P MORGAN EXCHANGE TRADED F | $30.3M | 3.09% | +54,560 | +11.4% |
| 11 | SCHH | SCHWAB STRATEGIC TR | $26.2M | 2.67% | -257,797 | -17.5% |
| 12 | PFFD | GLOBAL X FDS | $23.0M | 2.35% | +200,283 | +19.1% |
| 13 | IEFA | ISHARES TR | $21.4M | 2.18% | +58,878 | +33.2% |
| 14 | VOO | VANGUARD INDEX FDS | $20.9M | 2.13% | +1,536 | +4.6% |
| 15 | VCIT | VANGUARD SCOTTSDALE FDS | $19.5M | 1.99% | +235,761 | NEW |
| 16 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $19.4M | 1.98% | +8,200 | +100.0% |
| 17 | DFCF | DIMENSIONAL ETF TRUST | $15.6M | 1.59% | -2,024 | -0.5% |
| 18 | SPYM | SPDR SERIES TRUST | $14.8M | 1.51% | +203 | +0.1% |
| 19 | BAB | INVESCO EXCH TRADED FD TR II | $11.6M | 1.19% | +288,500 | +201.4% |
| 20 | NEE 7.234 11/01/27 | NEXTERA ENERGY INC | $10.6M | 1.08% | +10,200 | +5.3% |
| 21 | PPL 2.875 03/15/28 | PPL CAP FDG INC | $10.4M | 1.07% | +1,730,000 | +24.1% |
| 22 | SPY | STATE STR SPDR S&P 500 ETF T | $10.3M | 1.05% | +5,118 | +47.6% |
| 23 | GPN 1.5 03/01/31 | GLOBAL PMTS INC | $10.0M | 1.02% | +730,000 | +6.9% |
| 24 | WEC 4.375 06/01/29 | WEC ENERGY GROUP INC | $9.8M | 1.00% | +7,944,000 | NEW |
| 25 | UBER 0.875 12/01/28 2028 | UBER TECHNOLOGIES INC | $9.8M | 1.00% | +2,080,000 | +34.2% |
| 26 | ON 0.5 03/01/29 | ON SEMICONDUCTOR CORP | $9.7M | 0.99% | — | HELD |
| 27 | BAC 7.25 PERP L | BANK AMERICA CORP | $9.6M | 0.98% | — | HELD |
| 28 | ETSY 0.25 06/15/28 | ETSY INC | $9.3M | 0.95% | +2,390,000 | +29.7% |
| 29 | MTH 1.75 05/15/28 | MERITAGE HOMES CORP | $8.8M | 0.89% | +1,560,000 | +20.7% |
| 30 | WELL | WELLTOWER INC | $8.5M | 0.87% | +23,400 | +111.4% |
| 31 | WMT | WALMART INC | $8.1M | 0.83% | +32,387 | +88.7% |
| 32 | SCYB | SCHWAB STRATEGIC TR | $7.8M | 0.80% | +301,093 | NEW |
| 33 | BA 6 10/15/27 | BOEING CO | $6.3M | 0.64% | +97,300 | NEW |
| 34 | HPE 7.625 09/01/27 | HEWLETT PACKARD ENTERPRISE C | $5.8M | 0.59% | +400 | +0.4% |
| 35 | NVDA | NVIDIA CORPORATION | $5.3M | 0.54% | +14,564 | +91.8% |
| 36 | AAPL | APPLE INC | $5.2M | 0.53% | +1,090 | +5.6% |
| 37 | DKNG 0 03/15/28 | DRAFTKINGS INC NEW | $5.2M | 0.53% | — | HELD |
| 38 | GOOGL | ALPHABET INC | $4.9M | 0.50% | -6,565 | -27.8% |
| 39 | AMZN | AMAZON COM INC | $4.9M | 0.50% | -1,310 | -5.3% |
| 40 | TSM | TAIWAN SEMICONDUCTOR MANUFAC | $4.4M | 0.45% | +5,947 | +84.0% |
| 41 | MSFT | MICROSOFT CORP | $4.1M | 0.42% | -1,069 | -8.8% |
| 42 | MCHP 7.5 03/15/28 | MICROCHIP TECHNOLOGY INC. | $3.9M | 0.40% | -21,600 | -24.1% |
| 43 | ITT | ITT INC | $3.9M | 0.39% | +300 | +1.5% |
| 44 | VMBS | VANGUARD SCOTTSDALE FDS | $3.9M | 0.39% | +82,375 | NEW |
| 45 | DDOG 0 12/01/29 | DATADOG INC | $3.8M | 0.38% | +1,730,000 | +80.5% |
| 46 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $3.2M | 0.32% | +1,721 | +35.0% |
| 47 | SO 4.5 06/15/27 | SOUTHERN CO | $3.1M | 0.32% | +2,820,000 | NEW |
| 48 | HALO 0.25 03/01/27 | HALOZYME THERAPEUTICS INC | $3.1M | 0.31% | +530,000 | +21.7% |
| 49 | FOUR 0.5 08/01/27 | SHIFT4 PMTS INC | $3.0M | 0.31% | -1,090,000 | -25.4% |
| 50 | NFLX | NETFLIX INC. | $2.9M | 0.30% | +100 | +0.3% |
| 51 | MDT | MEDTRONIC PLC | $2.9M | 0.29% | +2,800 | +9.2% |
| 52 | GE | GE AEROSPACE | $2.9M | 0.29% | +6,860 | +214.8% |
| 53 | KKR 6.25 03/01/28 D | KKR & CO INC | $2.8M | 0.29% | -80,600 | -53.6% |
| 54 | COST | COSTCO WHOLESALE CORPORATION | $2.8M | 0.28% | -710 | -20.4% |
| 55 | MELI | MERCADOLIBRE INC | $2.6M | 0.27% | — | HELD |
| 56 | LNG | CHENIERE ENERGY INC | $2.6M | 0.26% | +9,100 | NEW |
| 57 | ARES 6.75 10/01/27 B | ARES MANAGEMENT CORPORATION | $2.6M | 0.26% | -86,700 | -54.9% |
| 58 | UBER | UBER TECHNOLOGIES INC | $2.6M | 0.26% | +1,300 | +3.8% |
| 59 | SPOT | SPOTIFY TECHNOLOGY S A | $2.6M | 0.26% | -5 | -0.1% |
| 60 | AVGO | BROADCOM INC | $2.5M | 0.25% | +2,667 | +49.8% |
| 61 | PLTR | PALANTIR TECHNOLOGIES INC | $2.5M | 0.25% | +8,508 | +100.8% |
| 62 | MCD | MCDONALDS CORP | $2.3M | 0.24% | +1,665 | +28.8% |
| 63 | JPM | JPMORGAN CHASE & CO | $2.3M | 0.23% | +2,360 | +43.2% |
| 64 | GOOG | ALPHABET INC | $2.3M | 0.23% | +167 | +2.2% |
| 65 | BABA | ALIBABA GROUP HLDG LTD | $2.2M | 0.22% | +14,400 | +498.3% |
| 66 | WMB | WILLIAMS COS INC | $2.2M | 0.22% | +15,947 | +96.1% |
| 67 | GH 0 11/15/27 | GUARDANT HEALTH INC | $2.1M | 0.21% | +2,049,000 | NEW |
| 68 | XOM | EXXON MOBIL CORP | $2.0M | 0.21% | -2,720 | -18.5% |
| 69 | NOW | SERVICENOW INC | $2.0M | 0.20% | -6,800 | -26.3% |
| 70 | IEF | ISHARES TR | $1.9M | 0.19% | +17,335 | +695.1% |
| 71 | SHLD | GLOBAL X FDS | $1.6M | 0.16% | +22,000 | NEW |
| 72 | LLY | ELI LILLY & CO | $1.4M | 0.15% | -1,358 | -46.4% |
| 73 | TSLA | TESLA INC | $1.4M | 0.15% | -420 | -9.8% |
| 74 | POWR | ISHARES INC | $1.4M | 0.14% | +53,245 | NEW |
| 75 | APO | APOLLO GLOBAL MGMT INC | $1.4M | 0.14% | -5,600 | -31.0% |
| 76 | APP | APPLOVIN CORP | $1.4M | 0.14% | +3,300 | +2973.0% |
| 77 | ABBV | ABBVIE INC | $1.3M | 0.13% | +994 | +20.3% |
| 78 | CAT | CATERPILLAR INC | $1.3M | 0.13% | -89 | -4.7% |
| 79 | AMD | ADVANCED MICRO DEVICES INC | $1.3M | 0.13% | +3,648 | +141.9% |
| 80 | DE | DEERE & CO | $1.2M | 0.12% | +406 | +23.4% |
| 81 | NVS | NOVARTIS AG | $1.2M | 0.12% | +408 | +5.7% |
| 82 | ITA | ISHARES TR | $1.2M | 0.12% | +1,699 | +47.4% |
| 83 | BX | BLACKSTONE INC | $1.1M | 0.11% | -5,000 | -34.0% |
| 84 | NU | NU HLDGS LTD | $1.1M | 0.11% | +77,000 | NEW |
| 85 | DOV | DOVER CORP | $1.1M | 0.11% | +5,300 | NEW |
| 86 | HEI | HEICO CORP NEW | $1.1M | 0.11% | +4,000 | NEW |
| 87 | WMT2 | WELLS FARGO CO NEW | $1.1M | 0.11% | +7,247 | +137.0% |
| 88 | GLW | CORNING INC | $1.0M | 0.11% | +5,193 | +208.2% |
| 89 | ATI | ATI INC | $1.0M | 0.10% | -26,500 | -79.3% |
| 90 | WRBY | WARBY PARKER INC | $948K | 0.10% | — | HELD |
| 91 | MU | MICRON TECHNOLOGY INC | $944K | 0.10% | +2,794 | NEW |
| 92 | META | META PLATFORMS INC | $927K | 0.09% | -4,774 | -74.7% |
| 93 | WLDR | TWO RDS SHARED TR | $875K | 0.09% | +23,527 | NEW |
| 94 | HSBC | HSBC HLDGS PLC | $869K | 0.09% | +734 | +7.5% |
| 95 | PANW | PALO ALTO NETWORKS INC | $809K | 0.08% | +586 | +13.1% |
| 96 | SHY | ISHARES TR | $763K | 0.08% | +8,555 | +1243.5% |
| 97 | VRT | VERTIV HOLDINGS CO | $757K | 0.08% | +3,021 | NEW |
| 98 | ANET | ARISTA NETWORKS INC | $695K | 0.07% | +5,664 | NEW |
| 99 | COPX | GLOBAL X FDS | $583K | 0.06% | +7,630 | NEW |
| 100 | GS | GOLDMAN SACHS GROUP INC | $576K | 0.06% | +118 | +21.0% |
| 101 | SHOP | SHOPIFY INC | $474K | 0.05% | +4,000 | NEW |
| 102 | CRWD | CROWDSTRIKE HLDGS INC | $468K | 0.05% | +1,200 | NEW |
| 103 | V | VISA INC | $419K | 0.04% | +642 | +100.0% |
| 104 | VST | VISTRA CORP | $383K | 0.04% | — | HELD |
| 105 | ASML | ASML HLDG NV | $169K | 0.02% | — | HELD |
| 106 | MA | MASTERCARD INCORPORATED | $147K | 0.02% | — | HELD |
| 107 | ORCL | ORACLE CORP | $138K | 0.01% | — | HELD |
| 108 | HD | HOME DEPOT INC | $107K | 0.01% | — | HELD |
| 109 | CSCO | CISCO SYS INC | $101K | 0.01% | -10,714 | -89.2% |
| 110 | AMAT | APPLIED MATLS INC | $89K | 0.01% | — | HELD |
| 111 | LRCX | LAM RESEARCH CORP | $88K | 0.01% | — | HELD |
| 112 | UNH | UNITEDHEALTH GROUP INC | $80K | 0.01% | -2,000 | -87.1% |
| 113 | LIN | LINDE PLC | $77K | 0.01% | — | HELD |
| 114 | TMUS | T-MOBILE US INC | $77K | 0.01% | — | HELD |
| 115 | AXP | AMERICAN EXPRESS CO | $68K | 0.01% | -5,980 | -96.4% |
| 116 | KLAC | KLA CORP | $63K | 0.01% | — | HELD |
| 117 | TXN | TEXAS INSTRS INC | $62K | 0.01% | — | HELD |
| 118 | AMGN | AMGEN INC | $62K | 0.01% | — | HELD |
| 119 | WM | WASTE MGMT INC DEL | $60K | 0.01% | +133 | +100.0% |
| 120 | ABT | ABBOTT LABORATORIES | $59K | 0.01% | — | HELD |
| 121 | CRM | SALESFORCE INC | $57K | 0.01% | -4,675 | -93.9% |
| 122 | ISRG | INTUITIVE SURGICAL INC | $54K | 0.01% | -1,548 | -93.0% |
| 123 | BLK | BLACKROCK INC | $51K | 0.01% | — | HELD |
| 124 | LMT | LOCKHEED MARTIN CORP | $46K | 0.00% | — | HELD |
| 125 | QCOM | QUALCOMM INC | $45K | 0.00% | — | HELD |
| 126 | LOW | LOWES COS INC | $43K | 0.00% | — | HELD |
| 127 | SPGI | S&P GLOBAL INC | $43K | 0.00% | — | HELD |
| 128 | SYK | STRYKER CORPORATION | $41K | 0.00% | — | HELD |
| 129 | INTU | INTUIT | $39K | 0.00% | -4,430 | -98.0% |
| 130 | VRTX | VERTEX PHARMACEUTICALS INC | $38K | 0.00% | — | HELD |
| 131 | PH | PARKER-HANNIFIN CORP | $37K | 0.00% | — | HELD |
| 132 | ZTS | ZOETIS INC | $37K | 0.00% | +150 | +100.0% |
| 133 | CME | CME GROUP INC | $36K | 0.00% | — | HELD |
| 134 | HCA | HCA HEALTHCARE INC | $35K | 0.00% | — | HELD |
| 135 | ADBE | ADOBE INC | $33K | 0.00% | — | HELD |
| 136 | NOC | NORTHROP GRUMMAN CORP | $31K | 0.00% | — | HELD |
| 137 | EQIX | EQUINIX INC | $31K | 0.00% | — | HELD |
| 138 | BSX | BOSTON SCIENTIFIC CORP | $31K | 0.00% | — | HELD |
| 139 | ICE | INTERCONTINENTAL EXCHANGE IN | $29K | 0.00% | — | HELD |
| 140 | ADP | AUTOMATIC DATA PROCESSING IN | $27K | 0.00% | — | HELD |
| 141 | SHW | SHERWIN WILLIAMS CO | $26K | 0.00% | — | HELD |
| 142 | CSX | CSX CORP | $26K | 0.00% | — | HELD |
| 143 | MCO | MOODYS CORP | $25K | 0.00% | — | HELD |
| 144 | CDNS | CADENCE DESIGN SYSTEM INC | $25K | 0.00% | -1,759 | -95.1% |
| 145 | VMC | VULCAN MATLS CO | $25K | 0.00% | +44 | +100.0% |
| 146 | AON | AON PLC | $23K | 0.00% | — | HELD |
| 147 | SNPS | SYNOPSYS INC | $23K | 0.00% | — | HELD |
| 148 | CI | THE CIGNA GROUP | $23K | 0.00% | — | HELD |
| 149 | CTAS | CINTAS CORP | $22K | 0.00% | — | HELD |
| 150 | RSG | REPUBLIC SVCS INC | $21K | 0.00% | — | HELD |
| 151 | COR | CENCORA INC | $21K | 0.00% | — | HELD |
| 152 | FTNT | FORTINET INC | $21K | 0.00% | — | HELD |
| 153 | TDG | TRANSDIGM GROUP INC | $20K | 0.00% | -2,900 | -99.4% |
| 154 | ADSK | AUTODESK INC | $17K | 0.00% | — | HELD |
| 155 | NDAQ | NASDAQ INC | $16K | 0.00% | — | HELD |
| 156 | IDXX | IDEXX LABS INC | $16K | 0.00% | — | HELD |
| 157 | MSCI | MSCI INC | $15K | 0.00% | — | HELD |
| 158 | DHI | D R HORTON INC | $13K | 0.00% | — | HELD |
| 159 | WST | WEST PHARMACEUTICAL SVSC INC | $13K | 0.00% | +25 | +100.0% |
| 160 | ODFL | OLD DOMINION FREIGHT LINE IN | $13K | 0.00% | — | HELD |
| 161 | LYV | LIVE NATION ENTERTAINMENT IN | $12K | 0.00% | — | HELD |
| 162 | ARES | ARES MANAGEMENT CORPORATION | $12K | 0.00% | — | HELD |
| 163 | FISV | FISERV INC | $11K | 0.00% | — | HELD |
| 164 | AXON | AXON ENTERPRISE INC | $11K | 0.00% | — | HELD |
| 165 | CPRT | COPART INC | $11K | 0.00% | — | HELD |
| 166 | A | AGILENT TECHNOLOGIES INC | $10K | 0.00% | — | HELD |
| 167 | CBOE | CBOE GLOBAL MKTS INC | $10K | 0.00% | — | HELD |
| 168 | IQV | IQVIA HLDGS INC | $9K | 0.00% | — | HELD |
| 169 | ROL | ROLLINS INC | $9K | 0.00% | — | HELD |
| 170 | VRSN | VERISIGN INC | $8K | 0.00% | — | HELD |
| 171 | FICO | FAIR ISAAC CORP | $7K | 0.00% | — | HELD |
| 172 | EFX | EQUIFAX INC | $7K | 0.00% | — | HELD |
| 173 | LEN | LENNAR CORP | $7K | 0.00% | — | HELD |
| 174 | BR | BROADRIDGE FINL SOLUTIONS IN | $6K | 0.00% | — | HELD |
| 175 | CSGP | COSTAR GROUP INC | $6K | 0.00% | — | HELD |
| 176 | JKHY | HENRY JACK & ASSOC INC | $4K | 0.00% | — | HELD |
| 177 | AOS | SMITH A O CORP | $2K | 0.00% | — | HELD |
| 178 | POOL | POOL CORP | $2K | 0.00% | — | HELD |
| 179 | LNTH | LANTHEUS HLDGS INC | $2K | 0.00% | — | HELD |
| 180 | SPAB | SPDR SERIES TRUST | — | — | -2,786,100 | EXITED |
| 181 | SPHY | SPDR SERIES TRUST | — | — | -1,002,765 | EXITED |
| 182 | SCHI | SCHWAB STRATEGIC TR | — | — | -514,536 | EXITED |
| 183 | VTR 3.75 06/01/26 | VENTAS RLTY LTD PARTNERSHIP | — | — | -6,310,000 | EXITED |
| 184 | AWK 3.625 06/15/26 | AMERICAN WTR CAP CORP | — | — | -8,110,000 | EXITED |
| 185 | MBB | ISHARES TR | — | — | -81,858 | EXITED |
| 186 | LNT 3.875 03/15/26 | ALLIANT ENERGY CORP | — | — | -6,930,000 | EXITED |
| 187 | F 0 03/15/26 | FORD MTR CO | — | — | -5,200,000 | EXITED |
| 188 | CCL1EUR | CARNIVAL CORP | — | — | -138,600 | EXITED |
| 189 | OKTA 0.375 06/15/26 | OKTA INC | — | — | -4,032,000 | EXITED |
| 190 | MOG/A | MOOG INC | — | — | -14,900 | EXITED |
| 191 | CFG | CITIZENS FINL GROUP INC | — | — | -45,100 | EXITED |
| 192 | TJX | TJX COS INC NEW | — | — | -16,950 | EXITED |
| 193 | KKR | KKR & CO INC | — | — | -18,925 | EXITED |
| 194 | PRO 2.25 09/15/27 | PROS HOLDINGS INC | — | — | -2,211,000 | EXITED |
| 195 | SCHW | SCHWAB CHARLES CORP | — | — | -22,000 | EXITED |
| 196 | APO 6.75 07/31/26 | APOLLO GLOBAL MGMT INC | — | — | -27,100 | EXITED |
| 197 | SBUX | STARBUCKS CORP | — | — | -15,900 | EXITED |
| 198 | IBM | INTERNATIONAL BUSINESS MACHS | — | — | -4,061 | EXITED |
| 199 | GEV | GE VERNOVA INC | — | — | -1,600 | EXITED |
| 200 | BKNG | BOOKING HOLDINGS INC | — | — | -162 | EXITED |
| 201 | NEE | NEXTERA ENERGY INC | — | — | -8,916 | EXITED |
| 202 | CEG | CONSTELLATION ENERGY CORP | — | — | -2,010 | EXITED |
| 203 | NRG | NRG ENERGY INC | — | — | -2,418 | EXITED |
| 204 | TTWO | TAKE-TWO INTERACTIVE SOFTWAR | — | — | -1,291 | EXITED |
| 205 | IHAK | ISHARES TR | — | — | -4,563 | EXITED |
Source: SEC EDGAR · accession 0001580642-26-003009. 13F discloses long positions only — shorts, foreign equities, and options are excluded.