Q3 2025 · 13F-HR
Catherine Avery Investment Management LLCholdings as filed
Filed 2026-01-05 · accession 0001420506-26-000017
$155.2M
Reported value
162
Positions
2025-09-30
Period end
The Brief · Catherine Avery Investment Management LLC · Q3 2025
AI · grounded in 13F
Catherine Avery Investment Management LLC established a new position in STX valued at $5.9M. The fund also initiated new stakes in IBM for $5.5M and JPM for $5.2M. Additional new positions include AVGO at $5.1M and ORCL at $5.1M. Total assets under management stand at $155.2M across 162 positions.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| G7997R103 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $5.9M | 3.81% | 25,036 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $5.5M | 3.55% | 19,552 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $5.2M | 3.37% | 16,608 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $5.2M | 3.33% | 15,667 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $5.1M | 3.30% | 18,239 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $5.1M | 3.26% | 30,269 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $5.0M | 3.20% | 48,955 | Common | SOLE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $4.9M | 3.13% | 15,931 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $4.7M | 3.00% | 30,014 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $4.7M | 3.00% | 68,115 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES COMPANY | $4.5M | 2.87% | 91,561 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $4.4M | 2.86% | 66,842 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $4.4M | 2.83% | 58,179 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $4.4M | 2.81% | 99,234 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $4.4M | 2.81% | 84,480 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $4.3M | 2.77% | 14,164 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $4.3M | 2.75% | 58,521 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $4.2M | 2.73% | 25,440 | Common | SOLE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $4.2M | 2.71% | 171,108 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $4.2M | 2.69% | 92,656 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $4.2M | 2.68% | 49,562 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $4.1M | 2.64% | 45,628 | Common | SOLE |
| 086516101 | BBY | BEST BUY INC | $4.1M | 2.61% | 53,572 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $3.8M | 2.47% | 13,600 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $3.8M | 2.42% | 147,234 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $3.7M | 2.38% | 7,147 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $3.6M | 2.30% | 77,943 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $3.5M | 2.28% | 42,371 | Common | SOLE |
| 526057104 | LEN | LENNAR CORP | $3.5M | 2.26% | 27,843 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $3.5M | 2.23% | 88,088 | Common | SOLE |
| 854502101 | SWK | STANLEY BLACK & DECKER INC | $3.4M | 2.21% | 46,212 | Common | SOLE |
| 695156109 | PKG | PACKAGING CORP AMER | $3.4M | 2.19% | 15,577 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $3.1M | 2.00% | 22,863 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $1.4M | 0.88% | 17,012 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $1.3M | 0.86% | 7,847 | Common | SOLE |
| 30034W106 | EVRG | EVERGY INC | $1.2M | 0.80% | 16,258 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $1.2M | 0.79% | 11,095 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $1.1M | 0.69% | 2,540 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $672,719 | 0.43% | 4,232 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $635,121 | 0.41% | 5,633 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $598,089 | 0.39% | 2,193 | Common | SOLE |
| 464288802 | SUSA | ISHARES TR | $338,175 | 0.22% | 2,493 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $325,417 | 0.21% | 1,278 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $292,292 | 0.19% | 3,069 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $286,845 | 0.18% | 1,547 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $263,451 | 0.17% | 1,412 | Common | SOLE |
| 33738D879 | RDVI | FIRST TR EXCHANGE-TRADED FD | $241,025 | 0.16% | 9,324 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $215,390 | 0.14% | 3,400 | Common | SOLE |
| 461202103 | INTU | INTUIT | $204,873 | 0.13% | 300 | Common | SOLE |
| 354613101 | BEN | FRANKLIN RESOURCES INC | $201,115 | 0.13% | 8,695 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $182,688 | 0.12% | 550 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $154,581 | 0.10% | 700 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $150,314 | 0.10% | 824 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $150,013 | 0.10% | 1,120 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $135,033 | 0.09% | 283 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $120,525 | 0.08% | 592 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $100,877 | 0.06% | 769 | Common | SOLE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $91,865 | 0.06% | 660 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $90,190 | 0.06% | 371 | Common | SOLE |
| 172062101 | CINF | CINCINNATI FINL CORP | $79,050 | 0.05% | 500 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $78,376 | 0.05% | 157 | Common | SOLE |
| 92826C839 | V | VISA INC | $69,642 | 0.04% | 204 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $68,058 | 0.04% | 261 | Common | SOLE |
| 464288810 | IHI | ISHARES TR | $66,809 | 0.04% | 1,112 | Common | SOLE |
| 011532108 | AGI | ALAMOS GOLD INC NEW | $66,304 | 0.04% | 1,902 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $61,402 | 0.04% | 379 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $60,643 | 0.04% | 262 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $49,304 | 0.03% | 1,806 | Common | SOLE |
| 78468R663 | BIL | SPDR SERIES TRUST | $47,527 | 0.03% | 518 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $47,107 | 0.03% | 282 | Common | SOLE |
| 33738D820 | SDVD | FIRST TR EXCH TRADED FD III | $46,764 | 0.03% | 2,163 | Common | SOLE |
| 345370860 | F | FORD MTR CO | $40,580 | 0.03% | 3,393 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $36,467 | 0.02% | 90 | Common | SOLE |
| N53745100 | LYB | LYONDELLBASELL INDUSTRIES N | $34,622 | 0.02% | 706 | Common | SOLE |
| 681919106 | OMC | OMNICOM GROUP INC | $32,857 | 0.02% | 403 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $32,328 | 0.02% | 260 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $30,844 | 0.02% | 42 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $29,984 | 0.02% | 262 | Common | SOLE |
| 09290D101 | BLK | BLACKROCK INC | $29,147 | 0.02% | 25 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $28,147 | 0.02% | 112 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $27,575 | 0.02% | 23 | Common | SOLE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $26,934 | 0.02% | 200 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $25,609 | 0.02% | 152 | Common | SOLE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $23,296 | 0.02% | 405 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $22,990 | 0.01% | 273 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $21,289 | 0.01% | 23 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $21,173 | 0.01% | 149 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $19,542 | 0.01% | 89 | Common | SOLE |
| 205887102 | CAG | CONAGRA BRANDS INC | $17,376 | 0.01% | 949 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $16,748 | 0.01% | 109 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $15,243 | 0.01% | 250 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $15,082 | 0.01% | 30 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $14,675 | 0.01% | 50 | Common | SOLE |
| 29364G103 | ETR | ENTERGY CORP NEW | $14,351 | 0.01% | 154 | Common | SOLE |
| 97717Y527 | USFR | WISDOMTREE TR | $12,875 | 0.01% | 256 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $11,230 | 0.01% | 170 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $10,460 | 0.01% | 167 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $10,115 | 0.01% | 155 | Common | SOLE |
| 836100107 | SOUN | SOUNDHOUND AI INC | $10,114 | 0.01% | 629 | Common | SOLE |
| 631103108 | NDAQ | NASDAQ INC | $9,906 | 0.01% | 112 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $9,356 | 0.01% | 25 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $8,451 | 0.01% | 82 | Common | SOLE |
| 759509102 | RS | RELIANCE INC | $8,425 | 0.01% | 30 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC | $8,299 | 0.01% | 80 | Common | SOLE |
| 260003108 | DOV | DOVER CORP | $7,507 | 0.00% | 45 | Common | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $7,455 | 0.00% | 300 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $7,328 | 0.00% | 11 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $7,312 | 0.00% | 12 | Common | SOLE |
| 88339J105 | TTD | THE TRADE DESK INC | $6,665 | 0.00% | 136 | Common | SOLE |
| 49177J102 | KVUE | KENVUE INC | $6,460 | 0.00% | 398 | Common | SOLE |
| 125523100 | CI | THE CIGNA GROUP | $6,342 | 0.00% | 22 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $6,171 | 0.00% | 5 | Common | SOLE |
| 36828A101 | GEV | GE VERNOVA INC | $6,152 | 0.00% | 10 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $6,105 | 0.00% | 29 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $6,073 | 0.00% | 181 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $5,820 | 0.00% | 12 | Common | SOLE |
| 820014405 | SBET | SHARPLINK GAMING INC | $5,664 | 0.00% | 333 | Common | SOLE |
| 125269100 | CF | CF INDS HLDGS INC | $5,472 | 0.00% | 61 | Common | SOLE |
| 40434L105 | HPQ | HP INC | $5,201 | 0.00% | 191 | Common | SOLE |
| 97717X669 | DGRW | WISDOMTREE TR | $4,893 | 0.00% | 55 | Common | SOLE |
| 128030202 | CALM | CAL MAINE FOODS INC | $4,705 | 0.00% | 50 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $4,489 | 0.00% | 13 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $4,463 | 0.00% | 64 | Common | SOLE |
| 913903100 | UHS | UNIVERSAL HLTH SVCS INC | $4,293 | 0.00% | 21 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC FORMERLY | $4,201 | 0.00% | 13 | Common | SOLE |
| 055622104 | BP | BP PLC | $3,846 | 0.00% | 112 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $3,668 | 0.00% | 17 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $3,613 | 0.00% | 115 | Common | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $3,236 | 0.00% | 10 | Common | SOLE |
| 97717W208 | DHS | WISDOMTREE TR | $3,224 | 0.00% | 32 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $3,091 | 0.00% | 41 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $2,844 | 0.00% | 5 | Common | SOLE |
| N82405106 | STLA | STELLANTIS N.V | $2,802 | 0.00% | 300 | Common | SOLE |
| 00206R102 | T | AT&T INC | $2,399 | 0.00% | 85 | Common | SOLE |
| 654902204 | NOK | NOKIA CORP | $1,924 | 0.00% | 400 | Common | SOLE |
| 001055102 | AFL | AFLAC INC | $1,899 | 0.00% | 17 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $1,895 | 0.00% | 17 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $1,841 | 0.00% | 2 | Common | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $1,391 | 0.00% | 3 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $1,372 | 0.00% | 14 | Common | SOLE |
| 370334104 | GIS | GENERAL MLS INC | $1,261 | 0.00% | 25 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1,218 | 0.00% | 5 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $1,201 | 0.00% | 2 | Common | SOLE |
| 03237H101 | AMLX | AMYLYX PHARMACEUTICALS INC | $1,182 | 0.00% | 87 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $1,072 | 0.00% | 12 | Common | SOLE |
| 46125A100 | LUNR | INTUITIVE MACHINES INC | $1,052 | 0.00% | 100 | Common | SOLE |
| 09175A206 | BMNR | BITMINE IMMERSION TECNOLOGIE | $1,039 | 0.00% | 20 | Common | SOLE |
| 064149107 | BNS | BANK NOVA SCOTIA HALIFAX | $970 | 0.00% | 15 | Common | SOLE |
| 92937A102 | WPP | WPP PLC NEW | $877 | 0.00% | 35 | Common | SOLE |
| 39959A205 | UPXI | UPEXI INC | $866 | 0.00% | 150 | Common | SOLE |
| 86260J102 | SWAG | STRAN & COMPANY INC | $830 | 0.00% | 500 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $776 | 0.00% | 13 | Common | SOLE |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $712 | 0.00% | 4 | Common | SOLE |
| 674215207 | CHRD | CHORD ENERGY CORPORATION | $696 | 0.00% | 7 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $664 | 0.00% | 8 | Common | SOLE |
| 87650L103 | TARS | TARSUS PHARMACEUTICALS INC | $594 | 0.00% | 10 | Common | SOLE |
| 959802109 | WU | WESTERN UN CO | $400 | 0.00% | 50 | Common | SOLE |
| 23355L106 | DXC | DXC TECHNOLOGY CO | $218 | 0.00% | 16 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $180 | 0.00% | 12 | Common | SOLE |
| 60770K107 | MRNA | MODERNA INC | $155 | 0.00% | 6 | Common | SOLE |
| 918204108 | VFC | V F CORP | $32 | 0.00% | 2 | Common | SOLE |
| 05156X850 | ACB | AURORA CANNABIS INC | $18 | 0.00% | 3 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.